Compliance Oversight and Reporting team in advising IT on requirements to comply with regulatory obligations, as well... regulatory compliance oversight and reporting function for Markets and Enterprise Technology (MET) U.S. This role assists the...
Compliance Oversight and Reporting team in advising IT on requirements to comply with regulatory obligations, as well... regulatory compliance oversight and reporting function for Markets and Enterprise Technology (MET) U.S. This role assists the...
the regulatory compliance oversight and reporting function for Markets and Enterprise Technology (MET) U.S. This person... and other U.S. control functions, supporting IT obligation compliance. In addition, this role oversees the technology department reporting...
the regulatory compliance oversight and reporting function for Markets and Enterprise Technology (MET) U.S. This person... and other U.S. control functions, supporting IT obligation compliance. In addition, this role oversees the technology department reporting...
Software Guidance & Assistance, Inc., (SGA), is seeking an IT Manager - Regulatory-driven Response, Execution... U.S. Regulatory Relations, U.S. Operational Risk Group, Compliance and other U.S. control functions, supporting IT regulatory/audit...
become even better. Join us and build an exceptional experience for yourself, and a better working world for all. The exceptional EY experience. It... as tax calculations for compliance purposes. Responsible for identifying complex tax related issues and providing recommended...
Our roster has an opening with your name on it FanDuel Group is seeking a Regulatory Senior Manager to play a critical role.... As a Regulatory Senior Manager, you will manage regulatory compliance documentation, collaborating with cross-functional teams...
we take care of ourselves, each other, and our communities. Job Description Summary: PayPal, Inc. is seeking a Senior Manager... experience in regulatory compliance supporting digital currencies and blockchain technology (e.g., NY Department of Financial...
, and other Fed reports. Assist the Broker Dealer Regulatory Reporting team in ensuring compliance with Broker Dealer 15c3-1 Net... preparation of key Broker Dealer regulatory reports, including the FOCUS report, FINRA Supplemental Reporting, FR Y-15...
, and other Fed reports. Assist the Broker Dealer Regulatory Reporting team in ensuring compliance with Broker Dealer 15c3-1 Net... preparation of key Broker Dealer regulatory reports, including the FOCUS report, FINRA Supplemental Reporting, FR Y-15...
for every future! Purpose The Senior Manager, Enterprise Anti-Bribery & Anti-Corruption contributes to the overall success... to enhance employee awareness; Participating in the annual Compliance Risk Control Assessment exercise; Administering the...
for every future! Purpose The Senior Manager, Enterprise Anti-Bribery & Anti-Corruption contributes to the overall success... to enhance employee awareness; Participating in the annual Compliance Risk Control Assessment exercise; Administering the...
deficiencies. Provide support to consequence management and regulatory self-reporting governance processes, including preparation... compliance or securities/banking regulatory experience. Knowledge of securities laws, SEC and FINRA rules and guidance, FRB...
with sales and trading management and US Compliance personnel on relevant compliance issues, the regulatory environment..., analyzing any potential compliance issues identified, and preparing a written response. Coordinate with Regulatory Relations...
with sales and trading management and US Compliance personnel on relevant compliance issues, the regulatory environment..., analyzing any potential compliance issues identified, and preparing a written response. Coordinate with Regulatory Relations...
deficiencies. Provide support to consequence management and regulatory self-reporting governance processes, including preparation... compliance or securities/banking regulatory experience. Knowledge of securities laws, SEC and FINRA rules and guidance, FRB...
Product Development and Regulatory Compliance team as a Regulatory Strategy Manager! We’re looking for a dynamic... research staff on investigational drug, device, and biologic regulations. Regulatory Compliance & Expertise: Maintain advanced...
, etc.). Must-Have* Bachelor's Degree or equivalent Minimum 7 years of lending, compliance, and regulatory reporting. Minimum 5 years... and be accustomed to working with deadlines. Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA...
and reporting. Achieve compliance goals by maintaining current knowledge of regulatory requirements and developments. Maintain... on compliance oversight over BMO’s Fixed Income activities, and maintain current knowledge of regulatory requirements...
Our roster has an opening with your name on it FanDuel Group is looking to add a Corporate Compliance Manager to help build out... Compliance Senior Manager within FanDuel Group's Legal and Compliance team. The Corporate Compliance Manager will assist the...