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Keywords: Senior Compliance Officer - Fixed Income, Location: New York City, NY

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General Counsel & Chief Compliance Officer

About OpenYield OpenYield is transforming fixed income trading with a next-generation marketplace that delivers firm..., executable prices—instantly actionable at scale. As we grow, we’re seeking a dynamic General Counsel & Chief Compliance Officer...

Company: OpenYield Inc
Location: New York City, NY
Posted Date: 29 Mar 2025

Swap Dealer and Security-Based Swap Dealer Compliance - Vice President

, but not required Demonstrated understanding of the business, particularly with the focus on Fixed Income and Currencies business Experience...Job Description: Job Title Swap Dealer and Security-Based Swap Dealer Compliance Corporate Title Vice President...

Company: Deutsche Bank
Location: New York City, NY
Posted Date: 28 Feb 2025
Salary: $125000 per year

Senior Audit Manager, U.S. Loan Review

financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products... for every future! Purpose The Audit Manager/Senior Audit Manager supports/leads and oversees the internal audit and loan...

Company: Scotiabank
Location: New York City, NY
Posted Date: 04 Apr 2025

Office & Facilities Manager

NY Office / Facilities Manager About Us The Tudor Group manages assets across fixed income, currency, commodity... Jones II, Co-Chairman, Chief Investment Officer, and the controlling principal, founded the Tudor Group in 1980. Since its...

Company: Tudor
Location: New York City, NY
Posted Date: 13 Apr 2025
Salary: $80000 per year

VP, Operational Risk & Resilience, Global Markets

understanding of Fixed income (e.g. Mortgage Backed Securities, Repos, Bonds and Futures) products, services, and systems... Operational Risk and Resilience (CM ORR) group. As part of the Capital Markets Office of the Chief Operating Officer (CM OCOO...

Company: Bank of the West
Location: New York City, NY
Posted Date: 29 Mar 2025
Salary: $79800 - 148000 per year

Non-Financial Regulatory Reporting

financial products particularly equities, fixed income and derivatives instruments Strong experience in one of the key product... areas covered by the team (e.g., equities, fixed income, derivatives, etc.) Comfortable working with data and using it...

Company: Mizuho Bank
Location: New York City, NY
Posted Date: 21 Feb 2025
Salary: $77000 - 100000 per year

Non-Financial Regulatory Reporting

financial products particularly equities, fixed income and derivatives instruments Strong experience in one of the key product... areas covered by the team (e.g., equities, fixed income, derivatives, etc.) Comfortable working with data and using it...

Company: Mizuho Bank
Location: New York City, NY
Posted Date: 21 Feb 2025
Salary: $77000 - 100000 per year

Non-Financial Regulatory Reporting

, fixed income and derivatives instruments Strong experience in one of the key product areas covered by the team (e.g...., equities, fixed income, derivatives, etc.) Experience working with various stakeholders on regulatory examinations...

Company: Mizuho Bank
Location: New York City, NY
Posted Date: 20 Feb 2025

Vice President, Capital Markets & Bank Partnerships

ideal candidate for this VP role within Capital will have a broad understanding of fixed income markets, consumer loan... strategy and fostering strong financial partnerships. Reporting directly to the Chief Capital Officer, you will have high...

Company: Affirm
Location: New York City, NY
Posted Date: 10 Feb 2025