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Keywords: Senior Manager, Markets Compliance Officer, Location: New York City, NY

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Senior Manager, Markets Compliance Officer

culture. Global Banking and Markets Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment... and the world. Global Banking & Markets provides a full range of investment banking, credit and risk management products...

Company: Scotiabank
Location: New York City, NY
Posted Date: 23 Oct 2024

Senior Manager, Markets Compliance Officer

culture. Global Banking and Markets Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment... and the world. Global Banking & Markets provides a full range of investment banking, credit and risk management products...

Company: Scotiabank
Location: New York City, NY
Posted Date: 22 Oct 2024

Senior Manager, Conduct Compliance Officer

for every future! Purpose The Conduct Compliance Officer coordinates tracking, measurement, and management for conduct... of responsibilities as a Compliance Officer in accordance with Scotiabank's values and its Code of Conduct. Understand how the Bank...

Company: Scotiabank
Location: New York City, NY
Posted Date: 03 Nov 2024

Senior Manager, Conduct Compliance Officer

for every future! Purpose The Conduct Compliance Officer coordinates tracking, measurement, and management for conduct... of responsibilities as a Compliance Officer in accordance with Scotiabank’s values and its Code of Conduct. Understand how the Bank...

Company: Scotiabank
Location: New York City, NY
Posted Date: 02 Nov 2024

Compliance Officer Senior

COMPLIANCE OFFICER SENIOR WHAT IS THE OPPORTUNITY? The Senior Compliance Officer within the Fair and Responsible... and be accustomed to working with deadlines. Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA...

Posted Date: 22 Dec 2024
Salary: $111408 - 189738 per year

Alternatives Compliance Officer

Job Description: Employer: DWS Group Title: Senior Alternative Compliance Officer (Senior AFC & Compliance Officer... of their coverage areas. The Senior AFC & Compliance Officer will support the Illiquids Alternative business lines in the Americas...

Company: Deutsche Bank
Location: New York City, NY
Posted Date: 19 Dec 2024
Salary: $117000 per year

Compliance Officer, Data & Technology

and the Risk & Internal Controls team globally, the Data & Technology Covering Compliance Officer will be a direct liaison..., in collaboration with Covering Manager, with the Data & Technology Organization to be the escalation point for Risk & Compliance...

Posted Date: 11 Dec 2024

Compliance Advisor - Institutional Services

Overview: This Senior Vice President level role provides guidance on complex compliance risk management activities... at-large. Primary Responsibilities: Consult with senior managers of business units on complex compliance matters. May...

Company: M&T Bank
Location: New York City, NY
Posted Date: 13 Dec 2024
Salary: $122746.73 - 204577.88 per year

Senior Manager, U.S. Finance & Regulatory Reporting - Audit

for every future! Purpose The Senior Manager, U.S. Finance & Regulatory Reporting will lead and execute Financial... and Regulatory Reporting related audits. Senior Manager leads and oversees audit coverage and initiatives, ensuring all activities...

Company: Scotiabank
Location: New York City, NY
Posted Date: 24 Nov 2024

Senior Manager, U.S. Finance & Regulatory Reporting - Audit

for every future! Purpose The Senior Manager, U.S. Finance & Regulatory Reporting will lead and execute Financial... and Regulatory Reporting related audits. Senior Manager leads and oversees audit coverage and initiatives, ensuring all activities...

Company: Scotiabank
Location: New York City, NY
Posted Date: 23 Nov 2024

Senior Audit Manager, U.S. Loan Review

for every future! Purpose The Audit Manager/Senior Audit Manager supports/leads and oversees the internal audit and loan... direction of the OIC. Senior Manager may act as Audit Principal in some low to medium complexity assignments. Ensures...

Company: Scotiabank
Location: New York City, NY
Posted Date: 06 Nov 2024

Senior Audit Manager, U.S. Loan Review

for every future! Purpose The Audit Manager/Senior Audit Manager supports/leads and oversees the internal audit and loan... direction of the OIC. Senior Manager may act as Audit Principal in some low to medium complexity assignments. Ensures...

Company: Scotiabank
Location: New York City, NY
Posted Date: 05 Nov 2024

Manager, U.S. Business Continuity Manager and Operational Resilience

(BCM) and the U.S. Operational Resilience program as needed, this employee takes direction from the Senior Manager... culture. Global Banking and Markets Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment...

Company: Scotiabank
Location: New York City, NY
Posted Date: 08 Dec 2024
Salary: $90000 - 167200 per year

Manager, U.S. Business Continuity Manager and Operational Resilience

(BCM) and the U.S. Operational Resilience program as needed, this employee takes direction from the Senior Manager... culture. Global Banking and Markets Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment...

Company: Scotiabank
Location: New York City, NY
Posted Date: 07 Dec 2024
Salary: $90000 - 167200 per year

Institutional Client Group, ICG COO, Americas - Vice President

New York, NY Overview You will be joining the Institutional Client Group (ICG) Chief Operating Officer (COO) group... US as well as supporting the Short Term and Repo desk sales teams. You will be the sole Business Manager/COO supporting the Rates...

Company: Deutsche Bank
Location: New York City, NY
Posted Date: 24 Oct 2024
Salary: $170000 per year

CONTROLLER - NYC PRIVATE CREDIT INVESTMENT FIRM

and highly motivated Controller - Investments at a prominent NYC Private Credit- Investment Manager. An exciting opportunity... reporting directly to the Chief Accounting Officer & SVP of Finance of this fast-growing and dynamic investment organization...

Company: J Harlan Group
Location: New York City, NY
Posted Date: 26 Sep 2024