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Keywords: Senior Manager, Conduct Compliance Officer, Location: New York City, NY

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Senior Manager, Conduct Compliance Officer

for every future! Purpose The Conduct Compliance Officer coordinates tracking, measurement, and management for conduct... operation of responsibilities as a Compliance Officer in accordance with Scotiabank's values and its Code of Conduct...

Company: Scotiabank
Location: New York City, NY
Posted Date: 03 Nov 2024

Senior Manager, Conduct Compliance Officer

for every future! Purpose The Conduct Compliance Officer coordinates tracking, measurement, and management for conduct... operation of responsibilities as a Compliance Officer in accordance with Scotiabank’s values and its Code of Conduct...

Company: Scotiabank
Location: New York City, NY
Posted Date: 02 Nov 2024

Senior Manager, Markets Compliance Officer

. Coordinate with Internal Control on compliance risk assessments, independently conduct the effective challenge of compliance risk... to regulatory enforcement investigations. Conduct assigned monitoring and compliance processes in accordance with written...

Company: Scotiabank
Location: New York City, NY
Posted Date: 23 Oct 2024

Senior Manager, Markets Compliance Officer

. Coordinate with Internal Control on compliance risk assessments, independently conduct the effective challenge of compliance risk... to regulatory enforcement investigations. Conduct assigned monitoring and compliance processes in accordance with written...

Company: Scotiabank
Location: New York City, NY
Posted Date: 22 Oct 2024

Senior Audit Manager, Compliance Audit (Non-AML)

for every future! Purpose Seeking a detail-oriented Senior Audit Manager who is seasoned Compliance Auditor with significant... their expertise to lead compliance audits for trade surveillance to identify potential market abuse and work collaboratively...

Company: Scotiabank
Location: New York City, NY
Posted Date: 01 Nov 2024

Senior Audit Manager, Compliance Audit (Non-AML)

for every future! Purpose Seeking a detail-oriented Senior Audit Manager who is seasoned Compliance Auditor with significant... their expertise to lead compliance audits for trade surveillance to identify potential market abuse and work collaboratively...

Company: Scotiabank
Location: New York City, NY
Posted Date: 31 Oct 2024

Senior Manager, Head of Volcker Compliance

and objectives. Serves as Compliance Officer within Bank Regulatory Compliance of the U.S. operation of The Bank of Nova Scotia (the... remediated and senior management is informed. Execute Enterprise Compliance requirements such as the review of GBM&T...

Company: Scotiabank
Location: New York City, NY
Posted Date: 22 Oct 2024

Senior Manager, Head of Volcker Compliance

and objectives. Serves as Compliance Officer within Bank Regulatory Compliance of the U.S. operation of The Bank of Nova Scotia (the... remediated and senior management is informed. Execute Enterprise Compliance requirements such as the review of GBM&T...

Company: Scotiabank
Location: New York City, NY
Posted Date: 22 Oct 2024

Compliance Officer

Officer. The selected candidates will be responsible for supporting the firm's overall compliance program including developing... and registrations, anti-money laundering supervision, and advertising Work with senior management, Legal, Compliance, HR, Marketing...

Posted Date: 03 Oct 2024
Salary: $150000 - 200000 per year

Business Risk Senior Officer I - C14

The Business Risk Senior Officer I with support the day-to-day execution of Wealth’s first-line risk management... on issues, concerns and corrective action plans. Update and maintain a robust Manager’s Control Assessment (MCA) in compliance...

Posted Date: 31 Oct 2024

Head of Compliance, Branded Cards and Unsecured Lending

Serves as key credit cards product and unsecured lending compliance risk manager and thought leader for Independent... and objectives with compliance strategy and risk appetite. Representing Chief Compliance Officer in significant strategic...

Company: Citigroup
Location: New York City, NY
Posted Date: 02 Nov 2024

Compliance, Federation Compliance - Regulatory Transaction Reporting, Associate/Vice President

for compliance with laws, rules, regulations, and policies, including the identification and investigation of conduct related issues... engagement Conduct forensic reviews to monitor compliance with regulations and firm policies Input into compliance risk...

Company: Goldman Sachs
Location: New York City, NY
Posted Date: 28 Aug 2024
Salary: $85000 - 140000 per year

Senior Project Manager

, as well as branding and promotional opportunities. LAS is searching for a Senior Project Manager, ensure the success of this year-long... Chiefs, and the HR, Development, Communications, and Finance Departments, the Senior Project Manager will be a key member...

Posted Date: 01 Nov 2024
Salary: $135000 - 145000 per year

Senior Manager of Labor and Employee Relations

The Senior Manager of Labor and Employee Relations will play a critical role in managing and enhancing the Whitney... to promoting a collegial work culture. As part of their Labor Relations responsibilities, the Senior Manager will: Manage...

Posted Date: 11 Oct 2024
Salary: $105000 - 120000 per year

Senior Manager, U.S. Finance & Regulatory Reporting - Audit

for every future! Purpose The Senior Manager, U.S. Finance & Regulatory Reporting will lead and execute Financial... and Regulatory Reporting related audits. Senior Manager leads and oversees audit coverage and initiatives, ensuring all activities...

Company: Scotiabank
Location: New York City, NY
Posted Date: 05 Oct 2024

Senior Manager, U.S. Finance & Regulatory Reporting - Audit

for every future! Purpose The Senior Manager, U.S. Finance & Regulatory Reporting will lead and execute Financial... and Regulatory Reporting related audits. Senior Manager leads and oversees audit coverage and initiatives, ensuring all activities...

Company: Scotiabank
Location: New York City, NY
Posted Date: 04 Oct 2024

Treasury & Trade Solutions (TTS) Senior Network Solutions Program Manager, Senior Vice President

business, amongst a few others. This role will also be the Third Party Risk Officer (TPO) for TTS FMIs and agent banks... on risk assessments, controls and closing gaps across all stages of the lifecycles. The third party risk officer will work...

Company: Citigroup
Location: New York City, NY
Posted Date: 30 Oct 2024

Sales Manager

looking for enthusiastic individuals who share our commitment to customer care to join our remote team. Opportunity Overview: The Sales Manager...-Time role reporting to the Chief Operating Officer. Key Responsibilities: Develop and implement comprehensive sales...

Posted Date: 03 Nov 2024

Sales Manager

looking for enthusiastic individuals who share our commitment to customer care to join our remote team. Opportunity Overview: The Sales Manager...-Time role reporting to the Chief Operating Officer. Key Responsibilities: Develop and implement comprehensive sales...

Posted Date: 02 Nov 2024

Business Risk Sr Group Manager - C15

to Senior Management; including updates to Chief Risk Officer's, Product Managers and Sr. Management related to risk trends...The Business Risk Sr Group Manager manages multiple risk management activities through direct reports and partnerships...

Posted Date: 31 Oct 2024