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Keywords: Head of Compliance , Location: London

Page: 5

Chief Compliance Officer

to firm employees Experience/Skills/Qualifications: Operated as a Head of Compliance (SM16) in a funds/alternative...MERJE is currently working with a boutique funds specialist in their search for a Chief Compliance Officer in London...

Company: Merje
Location: London
Posted Date: 09 Dec 2024
Salary: £180000 per year

Compliance Lead - Investments

closely with the Group Head of Compliance, you will get the opportunity to lead the group’s investment activities for our UK... and ambitious individual to join our Risk and Compliance team as our Lead Investment Compliance Manager with a focus on ensuring...

Company: Plum Fintech
Location: London
Posted Date: 08 Dec 2024

Senior Regulatory Compliance Officer

in ensuring YouLend maintains a robust regulatory compliance framework. Reporting directly to the Global Head of Compliance... in shaping our regulatory compliance function and grow into a "Head of Regulatory Compliance" role as we scale. Requirements...

Company: YouLend
Location: London
Posted Date: 08 Dec 2024

Senior Accessibility Compliance Analyst - 12 month contract

experience a warm welcome from our Vibe team at front of house, amazing home cooked food from our Head Chef and a variety... with teams by outlining compliance standards and outlining risk decisions in the best interests of the company; while there...

Company: Canva
Location: London
Posted Date: 07 Dec 2024

Senior Accessibility Compliance Analyst - 12 month contract

experience a warm welcome from our Vibe team at front of house, amazing home cooked food from our Head Chef and a variety... with teams by outlining compliance standards and outlining risk decisions in the best interests of the company; while there...

Company: Canva
Location: London
Posted Date: 07 Dec 2024

Senior Accessibility Compliance Analyst - 12 month contract

experience a warm welcome from our Vibe team at front of house, amazing home cooked food from our Head Chef and a variety... with teams by outlining compliance standards and outlining risk decisions in the best interests of the company; while there...

Company: Canva
Location: London
Posted Date: 07 Dec 2024

Global Financing and Credit Trading Compliance Officer

. This position reports directly to the UK Head of Global Financing and Credit Trading (GFCT) Business Line Compliance. The...Job Description: Job Title Global Financing and Credit Trading Compliance Officer Location London Corporate Title...

Posted Date: 06 Dec 2024

Assistant Vice President, Compliance Control Room

and will be the primary contact for the CCR related tasks and related Advisory compliance matters. KEY RESPONSIBILITIES The role... framework Perform the day to day of CCR related tasks Provide support and delegation to the Head of Advisory as necessary...

Location: London
Posted Date: 01 Dec 2024

MLRO and Compliance Lead

crime systems and controls. Ideal Requirements: Demonstrable experience as an MLRO/Head of Compliance or senior role...My client, an EMI-regulated payments company, is looking for an MLRO and Compliance Lead to join their London team...

Company: Morgan McKinley
Location: London
Posted Date: 01 Dec 2024

Compliance and Operational Risk Specialist (Operations)

Job Description: Job Title: Compliance and Operational Risk Specialist (Operations) Corporate Title: Up to Vice.... Make sure to take time for yourself and head up to our rooftop terrace and take in the spectacular views across London...

Company: Bank of America
Location: London
Posted Date: 30 Nov 2024

Senior Analyst, Anti- Bribery Corruption and Ethics Compliance Officer

of International Financial Crime Compliance reporting directly to the EMEA Head of ABC, Corporate Fraud and Ethics. This role supports... progamme. Working closely with other Compliance and Risk partners and groups, business functions, Legal, and Human Resources...

Company: Northern Trust
Location: London
Posted Date: 29 Nov 2024

Senior Manager of Compliance

and maintained by the business. Report any findings to the CSC Head of Compliance and collaborate to conduct remediation plans when...Job Description: Senior Manager of Compliance CSC, Luxembourg Full Time, Hybrid The Position To provide...

Location: London
Posted Date: 29 Nov 2024

Compliance Officer - Advisory

Head of Business Advisory Compliance in ensuring the Marex Group adheres to and operates within its regulatory requirements... Execution businesses ('the business groups') by providing advisory compliance support including leading on responses to listed...

Company: Marex
Location: London
Posted Date: 24 Nov 2024

Compliance Officer - Advisory

Head of Business Advisory Compliance in ensuring the Marex Group adheres to and operates within its regulatory requirements... Execution businesses (‘the business groups') by providing advisory compliance support including leading on responses to listed...

Company: Marex
Location: London
Posted Date: 23 Nov 2024

Senior Compliance Manager

Reporting to: Oscar Knowles, Head of Policy & Regulation Sponsorship: Unfortunately we are unable to offer sponsorship... to steering OVO's strategic compliance initiatives, is integral to achieving our overarching goal of net zero carbon living...

Company: OVO Energy
Location: London
Posted Date: 22 Nov 2024
Salary: £65000 - 100000 per year

Senior Compliance Manager

hiring manager Final interview with Group Head of Compliance Our mission is to build wealth for our generation Chip... as part of our governance Risk & Compliance Committee Overseeing all UK regulatory reporting, ensuring timely and accurate...

Company: Chip
Location: London
Posted Date: 20 Nov 2024
Salary: £60000 - 75000 per year

Senior Risk & Compliance Associate

to join their busy team. Reporting to the Deputy Head of Compliance & DMLRO, you will gain exposure to all areas of the Risk & Compliance.... Key Responsibilities Lead in drafting and maintaining Insignis’ compliance policies and ensuring their effective...

Company: Insignis Cash
Location: London
Posted Date: 16 Nov 2024

Senior Compliance Counsel

's operations. As part of a team of four, and reporting to the Head of Compliance you'll gain deep insights into our product.... The Job Legal and Compliance are partners across the whole business here at Flo. They watch over everything: Flo...

Company: Flo Health
Location: London
Posted Date: 15 Nov 2024

Global Markets Compliance & Operational Risk Specialist

Job Description: Job Title: Global Markets Compliance and Operational Risk Specialist Location: London Corporate.... Make sure to take time for yourself and head up to our rooftop terrace and take in the spectacular views across London...

Company: Bank of America
Location: London
Posted Date: 02 Nov 2024

Senior Compliance Associate – Wholesale Advisory

the continuing development of this highly successful business. Reports directly to the Deputy Head of the Wholesale... Compliance Division. Has extensive technical knowledge of applicable rules and regulations as they apply to the covered business...

Company: StoneX Group
Location: London
Posted Date: 02 Nov 2024