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Keywords: Global Markets Compliance & Operational Risk Specialist, Location: London

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Global Markets Compliance & Operational Risk Specialist

Job Description: Job Title: Global Markets Compliance and Operational Risk Specialist Location: London Corporate...: An opportunity has arisen in our London office for a Compliance Specialist to join the Global Markets Compliance and Operational...

Company: Bank of America
Location: London
Posted Date: 03 Nov 2024

MSS NFR Financial Crime Risk Specialist

-Financial Risk (NFR) is a function that sits within the Markets and Securities Services (MSS) division of HSBC. The NFR team... helps manage and control non-financial risks of the business, including but not limited to operational, compliance, conduct...

Posted Date: 17 Jan 2025

Audit Specialist - Compliance and Privacy

and residual risks. In addition to this the Audit Specialist will be required to participate in global audit engagements... recruiting, retention and development process for the audit team. The Audit Specialist provides input to improve operational...

Company: Northern Trust
Location: London
Posted Date: 04 Dec 2024

Global Business Director - Strategic Accounts - Japanese Banks

be a perfect fit for this role or other open roles. Moody's is a global integrated risk assessment firm that empowers... Excellent communication skills: written, in person, virtual Global experience: lived in / worked across multiple markets; led...

Company: Moody's
Location: London
Posted Date: 14 Nov 2024

Product Strategy Specialist

Company Overview EquiLend is a global leader in the financial technology (FinTech) space, specializing in providing... cutting-edge solutions to the securities finance industry. Operating in over 30 markets and trusted by more than 130 firms...

Company: EquiLend
Location: London
Posted Date: 16 Jan 2025

Payroll Specialist

Global Select Market in April 2024. With more than 35 offices in Europe, US and APAC, it has unique access across markets... People and ADP. Experience of working in a regulated environment and knowledge of the risk and compliance requirements...

Company: Marex
Location: London
Posted Date: 11 Dec 2024

Payroll Specialist

Global Select Market in April 2024. With more than 35 offices in Europe, US and APAC, it has unique access across markets... People and ADP. Experience of working in a regulated environment and knowledge of the risk and compliance requirements...

Company: Marex
Location: London
Posted Date: 05 Dec 2024

PRODUCT SALES GTF

from both primary and secondary markets. Manage compliance-related activities, including reporting on collections, transfers..., and suspicious payments to the Compliance Department. Obtain necessary approvals from various departments (Risk, Compliance, Legal...

Company: BBVA
Location: London
Posted Date: 25 Jan 2025

UK Institutional Flow Rates Sales

, organising regular calls and visits together with different Global Markets units (such as Research, Trading) to promote the Bank... targets that are set each year in the budget. Focus on boosting revenues through Global Markets product origination, including...

Company: BBVA
Location: London
Posted Date: 16 Jan 2025

GCM Relationship Manager II - UK

Overview: Manages client relationships and daily administration of assigned Global Capital Markets (GCM) accounts... of varying complexity and importance, including all administrative, operational and risk management activities for GCM...

Company: M&T Bank
Location: London
Posted Date: 15 Jan 2025

Commercial Analyst - Covert Policing

and Contract Management within the Covert pillar, which has responsibility for supporting the MPS in specialist operational... and compliant way, while satisfying often urgent operational needs. We proactively manage thirty large complex and operationally...

Posted Date: 15 Jan 2025

Structured Products Operations Analyst

staff risk Ensuring compliance with the company's regulatory requirements under the FCA Adhere to the operational risk... Global Select Market in April 2024. With more than 35 offices in Europe, US and APAC, it has unique access across markets...

Company: Marex
Location: London
Posted Date: 15 Jan 2025

Structured Products Operations Analyst

staff risk Ensuring compliance with the company's regulatory requirements under the FCA Adhere to the operational risk... Global Select Market in April 2024. With more than 35 offices in Europe, US and APAC, it has unique access across markets...

Company: Marex
Location: London
Posted Date: 14 Jan 2025

Front Office Control Analyst Trainee (Investment 20/20 Program)

from Compliance, Risk and Audit Ø Contribute to the development of AXA IM CORE portfolio management activities and order execution... approach enables us to uncover what we believe to be the best global investment opportunities across alternative and core asset...

Company: AXA
Location: London
Posted Date: 10 Jan 2025

Front Office Control Analyst Trainee (Investment 20/20 Program)

from Compliance, Risk and Audit Ø Contribute to the development of AXA IM CORE portfolio management activities and order execution... approach enables us to uncover what we believe to be the best global investment opportunities across alternative and core asset...

Company: AXA
Location: London
Posted Date: 10 Jan 2025

Cloud / AI Assurance Analyst

, planet, clients, and communities. Working at WPP means being part of a global network of more than 115,000 accomplished... people in 110 countries. WPP has headquarters in New York, London and Singapore and a corporate presence in major markets...

Company: WPP
Location: London
Posted Date: 03 Jan 2025

Funds, AMC and QIS Trader

Global Select Market in April 2024. With more than 35 offices in Europe, US and APAC, it has unique access across markets... requirements under the FCA, AMF Adhere to the operational risk framework for your role ensuring that all regulatory or company...

Company: Marex
Location: London
Posted Date: 21 Dec 2024

Funds, AMC and QIS Trader

Global Select Market in April 2024. With more than 35 offices in Europe, US and APAC, it has unique access across markets... requirements under the FCA, AMF Adhere to the operational risk framework for your role ensuring that all regulatory or company...

Company: Marex
Location: London
Posted Date: 20 Dec 2024

Cloud / AI Assurance Analyst

, clients, and communities. Working at WPP means being part of a global network of more than 115,000 accomplished people... in 110 countries. WPP has headquarters in New York, London and Singapore and a corporate presence in major markets worldwide...

Company: WPP
Location: London
Posted Date: 21 Nov 2024

Assistant Treasurer

, providing leadership across critical treasury areas, including liquidity, capital markets, and risk management. Debt.... Contributing to Group reports, ensuring successful audit and compliance of Treasury sections. Join a global leader in the...

Company: Michael Page
Location: London
Posted Date: 17 Nov 2024