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Keywords: Senior Risk & Compliance Associate, Location: London

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Senior Risk & Compliance Associate

to join their busy team. Reporting to the Deputy Head of Compliance & DMLRO, you will gain exposure to all areas of the Risk & Compliance... submission timetable. Compile Risk & Compliance management information to support the Risk Committee, bank audits and other ad...

Company: Insignis Cash
Location: London
Posted Date: 16 Nov 2024

Senior Risk & Compliance Manager – Hybrid Working – Exceptional Benefits

Senior Risk & Compliance Manager Leading US Law Firm is seeking a new Senior Risk & Compliance Manager... directly into the Associate Director of Risk and Compliance and managing a team in the London office. Salary up...

Company: Larbey Evans
Location: London - Wales
Posted Date: 16 Jan 2025
Salary: £120000 per year

Senior Risk and Compliance Manager

Senior Risk & Compliance Manager Leading US Law Firm is seeking a new Senior Risk & Compliance Manager... directly into the Associate Director of Risk and Compliance and managing a team in the London office. Salary up...

Company: Larbey Evans
Location: London
Posted Date: 15 Jan 2025
Salary: £120000 per year

Risk Governance Senior Associate

, liaising with Compliance, etc.). ·The Risk Governance Senior Associate will also assist with the following team tasks... compliance assurance o Completing control checklists and assessments o Tracking Group Risk internal and external reviews...

Location: London
Posted Date: 18 Jan 2025

Risk Senior Associate

Reporting risks to Group Risk & Compliance via MetricStream Ensuring the Firms' Risk Management Policies are kept up... Board and Strategic Risk & Compliance Committee (SRCC) Inputting to the serviced entity risk assessments as part of the...

Company: IQ-EQ
Location: London
Posted Date: 15 Jan 2025

Risk Senior Associate

Reporting risks to Group Risk & Compliance via MetricStream Ensuring the Firms’ Risk Management Policies are kept up... Board and Strategic Risk & Compliance Committee (SRCC) Inputting to the serviced entity risk assessments as part of the...

Company: IQ-EQ
Location: London
Posted Date: 12 Jan 2025

Risk Senior Associate

Reporting risks to Group Risk & Compliance via MetricStream Ensuring the Firms' Risk Management Policies are kept up... Board and Strategic Risk & Compliance Committee (SRCC) Inputting to the serviced entity risk assessments as part of the...

Company: IQ-EQ
Location: London
Posted Date: 12 Jan 2025

Senior Market Risk Associate

and managed within a coherent limit framework in compliance with LCH policies and procedures; Assess member risk across different...This role is an excellent opportunity to learn and gain exposure to global financial markets and risk management...

Location: London
Posted Date: 21 Nov 2024

Senior Compliance Associate

within the Risk Review division of the Compliance department and will focus on delivering Compliance risk reviews as well... rules and regulations as they apply to the covered business. Responsibilities: Primary duties: Conduct Compliance risk...

Company: StoneX Group
Location: London
Posted Date: 12 Jan 2025

Compliance - Marketing Compliance Senior Associate, based in London

Serve as a member of the Marketing & Communications Compliance (“MCC”) team responsible for providing advice... of marketing materials. In addition, the role will provide Compliance input to new marketing initiatives, and oversight in relation...

Company: TIAA
Location: London
Posted Date: 06 Dec 2024

Associate Director – Transaction Banking Solutions, Risk Distribution

Job Description Summary See below Job Description JOB TITLE: Associate Director – Transaction Banking Solutions, Risk Distribution... as an Associate Director and be a part of our exciting growth. Our team is a cross-sector product team providing our CIB clients...

Location: London
Posted Date: 24 Jan 2025

Risk, Credit Risk - Emerging Markets, Associate/Vice President, London

Job Description: RISK Our Risk division develops comprehensive processes to monitor, assess, and manage the risk... of expected and unexpected events that may have an adverse impact on the firm. Risk professionals execute critical day-to-day risk...

Company: Goldman Sachs
Location: London
Posted Date: 06 Nov 2024

Conduct & Compliance Associate, NatWest Markets

Join us as a Conduct & Compliance Associate in NatWest Markets We’ll look to you to lead regulatory compliance...’s an early understanding and buy-in of conduct risk appetite activity What you'll do As a Compliance Lead, you’ll...

Company: NatWest Group
Location: London
Posted Date: 17 Jan 2025

Legal & Compliance - Compliance Associate

capabilities in investment grade private credit. Job Title: BXCI Compliance, Associate The Compliance Associate... professionals and other personnel including preparation of reports to the investment team and senior management regarding compliance...

Company: Blackstone
Location: London
Posted Date: 17 Jan 2025

Compliance Monitoring Associate

Job Description Job Title Compliance Monitoring Associate Division Risk & Compliance Location London At Amwins... relevant to the Compliance Monitoring team as required. Assist the Head of Risk, Monitoring & Reporting and Monitoring...

Company: Amwins
Location: London
Posted Date: 12 Jan 2025

Senior Conflicts & Compliance Lawyer

Looking for a legal, risk or compliance specialist? Share your hiring requirements. Specialisms Our sectors... Hiring Advice Resources Back Resources Insights and advice for the legal, risk and compliance community. Market...

Company: Taylor Root
Location: London
Posted Date: 14 Dec 2024
Salary: £84435.86 - 105544.83 per year

Senior Manager, Investigations, Diligence and Compliance

Job Description: At Kroll, your work will help deliver clarity to our clients' most complex governance, risk... is seeking a Senior Manager (“SM”), based in London. The SM will develop and manage investigations and consulting projects cases...

Company: Kroll
Location: London
Posted Date: 22 Dec 2024

Senior Product Compliance Manager, Payments acquiring

across borders and currencies. Your mission is to shape the Product Risk and Compliance Program, for Wise to offer its acquiring... evidencing controls as necessary, during any acquiring related examination Define the Global Regulatory and Compliance Risk...

Company: Wise
Location: London
Posted Date: 05 Jan 2025

Senior Product Compliance Manager, Payments acquiring

across borders and currencies. Your mission is to shape the Product Risk and Compliance Program, for Wise to offer its acquiring... evidencing controls as necessary, during any acquiring related examination Define the Global Regulatory and Compliance Risk...

Company: Wise
Location: London
Posted Date: 05 Jan 2025

Tech Risk & Controls Lead

a pivotal impact in our firm's robust risk strategy. As a Technical Tech Risk & Controls Senior Associate in the Cyber.... You will contribute to the successful identification and management of technology-aligned aspects of Governance, Risk, and Compliance (GRC...

Company: JPMorgan Chase
Location: London
Posted Date: 22 Jan 2025