and whistleblowing framework oversight. For more information visit Role Summary The Senior Compliance Officer – Regulatory.... Compliance is responsible for overseeing the adherence to regulatory requirements and expectations through compliance policies...
Job Title: Compliance Officer Location: London Full time: Monday to Friday, 9:00am - 5:30pm Department: Risk... and Compliance Hydrogen Group are supporting our Banking client in search of a proactive and detail-oriented Compliance Officer...
and regulatory requirements, and implementing and maintaining a robust risk and compliance infrastructure. This senior role... Chief Compliance and Risk Officer (CCRO) for the Equals Group and will be responsible for the Regulatory Compliance function...
Risk & Compliance Officer to join their growing team. This is a part-time permanent role, which will see you thrive... for the onboarding of clients. To ensure compliance and manage the regulatory requirements. Ensuring the Risk Register...
of a team? If so, we want to hear from you! Position Overview: As a Senior Compliance Officer, you will play a pivotal role... and assist with regulatory change management. Support the Compliance & Operations Director in updating departmental policies...
of service! Senior Risk & Compliance Officer Key Responsibilities: Manage the firm's regulatory requirements, ensure...Senior Risk & Compliance Officer Top European Intellectual Property Firm is seeking an experienced Risk & Compliance...
Compliance Officers. The teams in Hong Kong and Singapore consist of a Business Acceptance Manager, a Senior Compliance Officer..., four Compliance Officers and a Compliance Assistant. Main Responsibilities The role of a Senior Compliance Officer...
Compliance Officers. The teams in Hong Kong and Singapore consist of a Business Acceptance Manager, a Senior Compliance Officer..., four Compliance Officers and a Compliance Assistant. Main Responsibilities The role of a Senior Compliance Officer...
General: Job description and person specification Job Title: Senior Compliance Officer - UK Regulatory Affairs - 12... month FTC Division: Compliance Key Relationships: Internal: Compliance Manager – UK Regulatory Affairs and Conduct...
and whistleblowing framework oversight. For more information visit Role Summary The ‘Senior Compliance Officer – Central Compliance.... Compliance is responsible for overseeing the adherence to regulatory requirements and expectations through compliance policies...
Financial Ltd are searching for Senior Surveillance Compliance officer to join their team in London. The role focusses... Global Relay, Audio platforms and various Marex data sources. Ensuring compliance with the company's regulatory requirements...
General: Job Description & Person Specification Job Title: Senior Compliance Officer: Group and UK Division... Compliance, UK Compliance managers, UK, EU and US Compliance Staff. Boards, committees and senior management, all major business...
Compliance Risk Assessment rollouts and annual refreshes globally to report on the regulatory risks and controls in place... and wider Compliance team by undertaking ad-hoc compliance-related activities such as regulatory information requests...
matter expert for the Compliance Department in relation to Optiver's FICC business. Provide trading floor and regulatory... with compliance team members and other global functions. Assist in the preparation of regulatory filings, including responses...
, and embedding policies, procedures, processes, systems, and controls to ensure compliance with applicable regulatory requirements... is required Experience in performance compliance regulatory assessments and producing compliance reports is desired...
Senior Regulatory Reporting, PRA/FCA/EBA - SME Bank City of London Regulatory Reporting Capital and Liquidity...) Assist ICAAP, ILAAP (a nice-to-have, not essential but you will get to learn) Strong Excel modelling Senior Regulatory...
reach. Position Overview: We are seeking a seasoned Compliance Officer to ensure that our operations comply with local... that impact the business Oversee and support the regulatory compliance program, reviewing, writing, and implementing new policies...
The Compliance Monitoring Officer will be responsible for conducting compliance monitoring reviews, ensuring thorough..., and maintaining the Compliance Monitoring Manual, and provide senior management with relevant information on the plan's progress...
A prestigious City law firm is seeking a Risk & Compliance Officer to join its Risk and Compliance team based in London... to senior compliance officers where necessary. Managing a shared inbox for client and matter onboarding requests, ensuring...
Description Compliance Advisory Officer We are looking for a Compliance Advisory Officer in our Compliance team... Teams with respect to compliance with regulatory requirements and Funding Circle policies. Additionally, we monitor and test...