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Keywords: Compliance Lead - Investments, Location: London

Page: 1

Compliance Lead - Investments

and ambitious individual to join our Risk and Compliance team as our Lead Investment Compliance Manager with a focus on ensuring... closely with the Group Head of Compliance, you will get the opportunity to lead the group’s investment activities for our UK...

Company: Plum Fintech
Location: London
Posted Date: 08 Dec 2024

Wealth & Investment Lead Consultant - Financial Services Advisory

Wealth & Investment Lead Consultant – Financial Services Advisory My client provides high-caliber regulatory and risk... in investment advisory and wealth management to join them in delivering insightful, practical, and impactful compliance support...

Company: Merje
Location: London
Posted Date: 09 Dec 2024
Salary: £110000 per year

Compliance and Controls Lead – IT Asset and Lifecycle Management , Vice President

The Compliance and Controls Lead for IT Asset and Lifecycle Management is responsible for identifying, assessing..., implementing and operationalizing appropriate controls, ensuring compliance with the associated policy and standard and monitoring...

Company: State Street
Location: London
Posted Date: 23 Jan 2025

Security Production Assurance & Compliance Lead

Security Production Assurance & Compliance Lead Grade B EWT Role overview The Security Production Assurance... and Compliance Lead is a pivotal role within the Cyber Security Team. This position entails ensuring robust security control...

Company: KPMG
Location: London
Posted Date: 08 Dec 2024

VP, Global Investment Response Management (RFP & DDQ)

, Global Investment Response Management to lead a global response team to run the end-to-end RFP and DDQ processes globally.... This role will lead the development and help maintain an industry-leading model for RFP best practices in quality, process...

Posted Date: 22 Nov 2024

Investment Risk Analyst, Assistant Vice President, Hybrid

, Legal and Compliance, and will need to communicate effectively with a wide range of people. You will also work closely... highest standards of conduct and integrity and ensure compliance with accepted industry practice, company policies, statute...

Company: State Street
Location: London
Posted Date: 18 Jan 2025

Front Office Control Analyst Trainee (Investment 20/20 Program)

. Together our people push boundaries and drive forward ideas. They’re willing to be bold and take the lead, using initiative... from Compliance, Risk and Audit Ø Contribute to the development of AXA IM CORE portfolio management activities and order execution...

Company: AXA
Location: London
Posted Date: 10 Jan 2025

Front Office Control Analyst Trainee (Investment 20/20 Program)

. Together our people push boundaries and drive forward ideas. They’re willing to be bold and take the lead, using initiative... from Compliance, Risk and Audit Ø Contribute to the development of AXA IM CORE portfolio management activities and order execution...

Company: AXA
Location: London
Posted Date: 10 Jan 2025

Fund Investment Operations Associate Director

through to funding, managing current account banking negotiations and regulatory compliance of investments. The role... funds as we expand our business. Moreover, there is a promising opportunity to eventually lead a team in this area. To excel...

Location: London
Posted Date: 13 Dec 2024

Director of Investment Operations & Reporting

with us to discuss in more detail. About the role We are looking for a Director of Investment Operations and Reporting to lead the investment... Treasury Management System (“TMS”) - Quantum. Responsibilities Middle office Lead the validation of trade instructions...

Company: Just
Location: London
Posted Date: 05 Dec 2024

Marketing Proposition Manager - Investments

Job Title Marketing Proposition Manager - Investments Job Description The Marketing Proposition Manager... with a knack for innovating. We know that you know every problem has a solution. Here, you can try new ideas, and lead the way...

Company: IG Group
Location: London
Posted Date: 26 Nov 2024

2025 Investment Product Development Apprentice

with investment teams, client group & marketing, operations, compliance, risk, legal and finance teams to ensure adequate support... contribute and lead on ad hoc work and strategic projects as they arise. Actively engage in the implementation of new...

Company: Schroders
Location: London
Posted Date: 18 Jan 2025
Salary: £25500 per year

Investment & Acquisitions Manager

including consultants, architects and solicitors ensuring compliance with development agreements and agreed development plans... will deputise for Strategic Lead for Investment and Acquisition in oversight and management of the Home Buy service. To work...

Company: Pertemps
Location: London
Posted Date: 17 Jan 2025
Salary: £62000 per year

International Private Bank, Investment Specialist, Senior Associate

Job Description: Investment Specialists would help to lead incommunicating market strategy and investment knowledge..., risk and compliance, marketing, etc. Required Qualifications, Capabilities and Skills Relevant market experience...

Company: JPMorgan Chase
Location: London
Posted Date: 12 Jan 2025

Web & Social Media Trainee (Investment 20/20 Program)

our people push boundaries and drive forward ideas. They’re willing to be bold and take the lead, using initiative and enterprise... within guidelines and policies in accordance with global and local, legal and compliance regulations Creating relevant editorial...

Company: AXA
Location: London
Posted Date: 10 Jan 2025

Junior Project Manager Trainee (Investment 20/20 Program)

our people push boundaries and drive forward ideas. They’re willing to be bold and take the lead, using initiative and enterprise... oversight team in their role of overseeing the activities of the firm to maintain compliance with the FCA rules on safeguarding...

Company: AXA
Location: London
Posted Date: 10 Jan 2025

Web & Social Media Trainee (Investment 20/20 Program)

our people push boundaries and drive forward ideas. They’re willing to be bold and take the lead, using initiative and enterprise... within guidelines and policies in accordance with global and local, legal and compliance regulations Creating relevant editorial...

Company: AXA
Location: London
Posted Date: 10 Jan 2025

Junior Project Manager Trainee (Investment 20/20 Program)

our people push boundaries and drive forward ideas. They’re willing to be bold and take the lead, using initiative and enterprise... oversight team in their role of overseeing the activities of the firm to maintain compliance with the FCA rules on safeguarding...

Company: AXA
Location: London
Posted Date: 10 Jan 2025

Investment & Acquisitions Manager

Job Description Investment & Acquisitions Manager Sector: Local Authority Reporting to: Strategic Lead..., cost-effective, and quality delivery. Team Leadership: Lead integrated project teams, including consultants, architects...

Company: Pertemps
Location: Central London
Posted Date: 10 Jan 2025
Salary: £59500 per year

Manager, Prudential & Risk Management Investment Management & Wealth

, our beliefs and our attitudes. In other words: our values. Whatever we do, wherever we are in the world, we lead the way, serve... with integrity, take care of each other, foster inclusion, and collaborate for measurable impact. These five shared values lead every...

Company: Deloitte
Location: London
Posted Date: 09 Jan 2025