Job Description: Job Title Compliance Officer – Fixed Income Sales & Trading - Credit Corporate Title Vice... President Location New York, NY Overview You will provide real-time support to the Fixed Income & Currencies (FIC) Sales...
Job Description: Job Title Compliance Officer – Investment Bank Compliance – Fixed Income Sales & Trading - Rates... Fixed Income & Currencies (FIC) Sales & Trading business. The FIC Sales & Trading business focuses on credit, rates...
Job Description: Job Title: Fixed Income Compliance Officer Location: New York, NY Firm Overview: Cantor... inspections and ad hoc investigations. Qualifications: 2 to 7 years of experience working in fixed income compliance function...
Job Summary Job Description What is the Opportunity? This role acts as Senior Compliance Officer primarily... Management Fixed Income Trading business lines with respect to registration, training, development and maintenance of policies...
in compliance management Familiarity with equities, options and fixed income; knowledge of relevant regulations...Self-Clearing Broker Dealer seeks experienced Chief Compliance Officer with a minimum of 5 years of experience working...
financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products... for every future! Purpose The Conduct Compliance Officer coordinates tracking, measurement, and management for conduct...
financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products... for every future! Purpose The Conduct Compliance Officer coordinates tracking, measurement, and management for conduct...
Job Title VP - Tax Compliance Officer Job Description Working at Rabobank provides growth opportunities... and compliance for international bank. Understanding of income tax accounting standards for US and IFRS GAAP. Experience...
years of compliance experience Experience with fixed income products (notably municipal, corporate, government... Officer. The selected candidates will be responsible for supporting the firm's overall compliance program including developing...
financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products... and objectives. Provide advice on compliance with governing regulations and Bank internal policies and procedures. What You'll...
financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products... and objectives. Provide advice on compliance with governing regulations and Bank internal policies and procedures. What You’ll...
to fixed income investments, such as high yield, bank loans, direct lending, structured products, commercial real estate debt... beneficiaries and the City of New York. The Senior Investment Officer will assist in overseeing BAM's Alternative Credit program...
. Our product range includes fixed income securities and derivatives in interest rates, long dated Foreign Exchange, multi-asset...Job Description: Job Title US Rates & Municipals Trading Chief Operating Officer Corporate Title Director...
of Middle and Back office processes specific to Fixed Income, Equities, Futures and Credit Derivatives Functional knowledge... of benefits to its employees. Job Summary The Nikko Securities America, Inc. middle/back office Business Control Officer...
Banking and Fixed Income Capital Markets to ensure comprehensive client coverage. Essential Responsibilities: Direct debt... Officer that advises corporate clients and executes debt financing solutions for acquisitions, refinancing, capex, stock...
underwriting strategies such as statistical arbitrage, macro, fixed income relative value and alternative credit...Position Summary Reporting to the Chief Investment Officer, the Managing Director of Investments takes a significant...
underwriting strategies such as statistical arbitrage, macro, fixed income relative value and alternative credit...Position Summary Reporting to the Chief Investment Officer, the Managing Director of Investments takes a significant...
underwriting strategies such as statistical arbitrage, macro, fixed income relative value and alternative credit...Position Summary: Reporting to the Chief Investment Officer, the Managing Director of Investments takes a significant...
financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products... for every future! Purpose This role contributes to the overall success of the Office of the Chief Operating Officer in the...
financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products... for every future! Purpose This role contributes to the overall success of the Office of the Chief Operating Officer in the...