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Keywords: Fixed Income Compliance Officer, Location: New York City, NY

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Compliance Officer – Fixed Income Sales & Trading - Credit - Vice President

Job Description: Job Title Compliance OfficerFixed Income Sales & Trading - Credit Corporate Title Vice... President Location New York, NY Overview You will provide real-time support to the Fixed Income & Currencies (FIC) Sales...

Company: Deutsche Bank
Location: New York City, NY
Posted Date: 06 Dec 2024
Salary: $125000 per year

Compliance Officer – Investment Bank Compliance – Fixed Income Sales & Trading - Rates and FX - Vice President

Job Description: Job Title Compliance Officer – Investment Bank ComplianceFixed Income Sales & Trading - Rates... Fixed Income & Currencies (FIC) Sales & Trading business. The FIC Sales & Trading business focuses on credit, rates...

Company: Deutsche Bank
Location: New York City, NY
Posted Date: 20 Nov 2024
Salary: $125000 per year

Fixed Income Compliance Officer

Job Description: Job Title: Fixed Income Compliance Officer Location: New York, NY Firm Overview: Cantor... inspections and ad hoc investigations. Qualifications: 2 to 7 years of experience working in fixed income compliance function...

Company: BGC
Location: New York City, NY
Posted Date: 02 Nov 2024
Salary: $100000 - 110000 per year

Fixed Income Compliance Advisor - Municipals and Rates

Job Summary Job Description What is the Opportunity? This role acts as Senior Compliance Officer primarily... Management Fixed Income Trading business lines with respect to registration, training, development and maintenance of policies...

Posted Date: 19 Dec 2024

Chief Compliance Officer for Self Clearing Broker Dealer

in compliance management Familiarity with equities, options and fixed income; knowledge of relevant regulations...Self-Clearing Broker Dealer seeks experienced Chief Compliance Officer with a minimum of 5 years of experience working...

Company: AJ Consultancy
Location: New York City, NY
Posted Date: 13 Dec 2024

Senior Manager, Conduct Compliance Officer

financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products... for every future! Purpose The Conduct Compliance Officer coordinates tracking, measurement, and management for conduct...

Company: Scotiabank
Location: New York City, NY
Posted Date: 03 Nov 2024

Senior Manager, Conduct Compliance Officer

financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products... for every future! Purpose The Conduct Compliance Officer coordinates tracking, measurement, and management for conduct...

Company: Scotiabank
Location: New York City, NY
Posted Date: 02 Nov 2024

VP - Tax Compliance Officer

Job Title VP - Tax Compliance Officer Job Description Working at Rabobank provides growth opportunities... and compliance for international bank. Understanding of income tax accounting standards for US and IFRS GAAP. Experience...

Company: Rabobank
Location: New York City, NY
Posted Date: 19 Oct 2024
Salary: $160000 - 185000 per year

Compliance Officer

years of compliance experience Experience with fixed income products (notably municipal, corporate, government... Officer. The selected candidates will be responsible for supporting the firm's overall compliance program including developing...

Posted Date: 03 Oct 2024
Salary: $150000 - 200000 per year

Senior Manager, Markets Compliance Officer

financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products... and objectives. Provide advice on compliance with governing regulations and Bank internal policies and procedures. What You'll...

Company: Scotiabank
Location: New York City, NY
Posted Date: 23 Oct 2024

Senior Manager, Markets Compliance Officer

financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products... and objectives. Provide advice on compliance with governing regulations and Bank internal policies and procedures. What You’ll...

Company: Scotiabank
Location: New York City, NY
Posted Date: 22 Oct 2024

Senior Investment Officer - Alternative Credit (AC) portfolio

to fixed income investments, such as high yield, bank loans, direct lending, structured products, commercial real estate debt... beneficiaries and the City of New York. The Senior Investment Officer will assist in overseeing BAM's Alternative Credit program...

Company: City of New York
Location: New York City, NY
Posted Date: 21 Dec 2024

US Rates & Municipals Trading Chief Operating Officer - Director

. Our product range includes fixed income securities and derivatives in interest rates, long dated Foreign Exchange, multi-asset...Job Description: Job Title US Rates & Municipals Trading Chief Operating Officer Corporate Title Director...

Company: Deutsche Bank
Location: New York City, NY
Posted Date: 12 Dec 2024
Salary: $180000 per year

Vice President, Mid-Back Business Control Officer

of Middle and Back office processes specific to Fixed Income, Equities, Futures and Credit Derivatives Functional knowledge... of benefits to its employees. Job Summary The Nikko Securities America, Inc. middle/back office Business Control Officer...

Posted Date: 21 Nov 2024

Capital Markets Managing Director

Banking and Fixed Income Capital Markets to ensure comprehensive client coverage. Essential Responsibilities: Direct debt... Officer that advises corporate clients and executes debt financing solutions for acquisitions, refinancing, capex, stock...

Company: U.S. Bank
Location: New York City, NY
Posted Date: 25 Dec 2024

Managing Director of Investments

underwriting strategies such as statistical arbitrage, macro, fixed income relative value and alternative credit...Position Summary Reporting to the Chief Investment Officer, the Managing Director of Investments takes a significant...

Posted Date: 22 Dec 2024

Managing Director of Investments

underwriting strategies such as statistical arbitrage, macro, fixed income relative value and alternative credit...Position Summary Reporting to the Chief Investment Officer, the Managing Director of Investments takes a significant...

Posted Date: 22 Dec 2024

Managing Director of Investments

underwriting strategies such as statistical arbitrage, macro, fixed income relative value and alternative credit...Position Summary: Reporting to the Chief Investment Officer, the Managing Director of Investments takes a significant...

Posted Date: 22 Dec 2024

Manager, U.S. Business Continuity Manager and Operational Resilience

financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products... for every future! Purpose This role contributes to the overall success of the Office of the Chief Operating Officer in the...

Company: Scotiabank
Location: New York City, NY
Posted Date: 08 Dec 2024
Salary: $90000 - 167200 per year

Manager, U.S. Business Continuity Manager and Operational Resilience

financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products... for every future! Purpose This role contributes to the overall success of the Office of the Chief Operating Officer in the...

Company: Scotiabank
Location: New York City, NY
Posted Date: 07 Dec 2024
Salary: $90000 - 167200 per year