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Keywords: Compliance Officer, Location: New York City, NY

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Document Control Specialist / Project Officer Associate

Document Control Specialist / Project Officer Associate US-NY-Long Island City Job ID: 2023-2792 Type: Regular... building codes and for guaranteeing compliance Research existing building status from city records at various agencies...

Posted Date: 03 Oct 2024

Project Officer II / III

Project Officer II / III US-NY-Long Island City Job ID: 2023-2793 Type: Regular Full-Time # of Openings: 1... Category: Construction Management The LiRo Group Overview We have an immediate need for a Project Officer II & III...

Posted Date: 03 Oct 2024

VP - Tax Compliance Officer

Job Title VP - Tax Compliance Officer Job Description Working at Rabobank provides growth opportunities..., etc. Your Promise to Us: To be considered for the VP - Tax Compliance Officer role, you must have experience in banking or finance...

Company: Rabobank
Location: New York City, NY
Posted Date: 18 Oct 2024
Salary: $160000 - 185000 per year

Compliance Risk Management Senior Officer (JPMorgan Solutions Compliance) - Associate

status quo and striving to be best-in-class. As a Compliance Risk Management Senior Officer within the JPMorgan Private...Job Description: Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the...

Company: JPMorgan Chase
Location: New York City, NY
Posted Date: 13 Oct 2024

Compliance Officer

The Compliance Officer (CO) is responsible for overseeing and monitoring the implementation and effectiveness of Ronald..., Partnership and Branding Officer and the Compliance Committee, with access to the Board of Directors, as appropriate. The CO...

Posted Date: 13 Oct 2024
Salary: $100000 - 120000 per year

Chief Compliance Officer - Marsh McLennan Agency (MMA)

Company: MMC Corporate Description: Marsh McLennan Agency (MMA) is seeking a Chief Compliance Officer (CCO) to lead... its global compliance program. What you can expect: Reporting to the Marsh & McLennan Agency General Counsel...

Company: Marsh McLennan
Location: New York City, NY
Posted Date: 10 Oct 2024

SVP, Compliance Product Senior Officer - Swap Dealer – C14 (New York)

Serves as a senior product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible... responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice relating to operations, financial...

Company: Citigroup
Location: New York City, NY
Posted Date: 10 Oct 2024

Bank Compliance Officer – To $110K – New York, NY –

is seeking to fill a Bank Compliance Officer role in the greater New York, NY area. This role will be responsible for performing..., federal, and other regulatory requirements. (This is not a remote position) Bank Compliance Officer responsibilities include...

Location: New York City, NY
Posted Date: 09 Oct 2024
Salary: $110000 per year

Compliance Officer

as of March 31, 2024. Position: The Compliance Officer will be responsible for the review of communications, including marketing... for proposals, due diligence questionnaires and other materials for compliance with regulatory requirements (SEC Marketing Rule...

Posted Date: 05 Oct 2024
Salary: $140000 - 150000 per year

AML / OFAC Compliance Officer / Advisory (Financial Security)

Job description Business type Types of Jobs - Compliance / Financial Security Job title AML / OFAC Compliance Officer / Advisory... completeness and compliance with Bank policies and Regulatory Requirements. Review and issue regulatory guidance to Bank staff...

Company: Crédit Agricole
Location: New York City, NY
Posted Date: 05 Oct 2024
Salary: $120000 - 150000 per year

AML / OFAC Compliance Officer / Advisory (Financial Security)

Job description Business type Types of Jobs - Compliance / Financial Security Job title AML / OFAC Compliance Officer / Advisory... completeness and compliance with Bank policies and Regulatory Requirements. Review and issue regulatory guidance to Bank staff...

Company: Crédit Agricole
Location: New York City, NY
Posted Date: 04 Oct 2024
Salary: $120000 - 150000 per year

Compliance Officer

Officer. The selected candidates will be responsible for supporting the firm's overall compliance program including developing... to add a knowledgeable, driven, intellectually curious and experienced compliance professional to the team led by the Chief Compliance...

Posted Date: 03 Oct 2024
Salary: $150000 - 200000 per year

Equities Compliance Officer

? We are looking for someone for the following: The compliance officer will be responsible for coverage of Cash Trading for retail and institutional... leaders in compliance, legal, risk, and IT to provide effective challenge, guidance, and advice. Provide subject-matter...

Posted Date: 01 Oct 2024

Executive Compliance Officer - Marex Solutions Advisory

to exchanges and technology-powered services. For more information visit Purpose of Role: The Executive Compliance Officer... - Solutions Advisory position will provide compliance advisory services across multiple business lines and asset classes...

Company: Marex
Location: New York City, NY
Posted Date: 15 Sep 2024
Salary: $200000 - 250000 per year

Executive Compliance Officer – Marex Solutions Advisory

to exchanges and technology-powered services. For more information visit Purpose of Role: The Executive Compliance Officer... – Solutions Advisory position will provide compliance advisory services across multiple business lines and asset classes...

Company: Marex
Location: New York City, NY
Posted Date: 14 Sep 2024
Salary: $200000 - 250000 per year

Compliance Monitoring Officer (Audit, QA, Risk Assessment, Testing)

their ambitions faster. Compliance Monitoring Officer Our fast-paced Compliance team is looking for a Compliance Monitoring... Officer with experience in performing compliance and risk quality assurance monitoring procedures in the payments...

Company: Adyen
Location: New York City, NY
Posted Date: 12 Sep 2024
Salary: $115000 - 150000 per year

Deputy Investment Banking and Regulatory Compliance Officer - Director

Compliance Officer - Director Contract type Permanent Contract Job summary Summary: The Conflicts Management Group (“CMG... Job description Business type Types of Jobs - Compliance / Financial Security Job title Deputy Investment Banking and Regulatory...

Company: Crédit Agricole
Location: New York City, NY
Posted Date: 07 Sep 2024

Program Officer, Monitoring and Compliance

Job Overview: The Program Officer, Monitoring and Compliance supports the overall quality assurance and compliance... and implement the monitoring and evaluation framework used to maintain donor compliance, tracking compliance metrics; and ensure...

Posted Date: 31 Aug 2024

Compliance Officer – Investment Bank Compliance – Origination & Advisory – Capital Markets - Assistant Vice President

Job Description: Job Title Compliance Officer – Investment Bank Compliance – Origination & Advisory – Capital Markets.../compliance training Assist the Business in implementing and documenting various supervisory/control mechanisms, Participate in...

Company: Deutsche Bank
Location: New York City, NY
Posted Date: 22 Aug 2024
Salary: $100000 per year

Monitor & Surveillance Compliance Officer (Director)

Summary: The Fixed Income Compliance Officer is responsible for day-to-day monitoring and surveillance of the Global... and Reporting: The Fixed Income Compliance officer reports directly to the US Head of Global Markets Regulatory Compliance...

Posted Date: 22 Aug 2024