Job Description: Job Title Compliance Officer – Fixed Income Sales & Trading - Credit Corporate Title Vice... President Location New York, NY Overview You will provide real-time support to the Fixed Income & Currencies (FIC) Sales...
Job Description: Job Title Compliance Officer – Investment Bank Compliance – Fixed Income Sales & Trading - Rates... Fixed Income & Currencies (FIC) Sales & Trading business. The FIC Sales & Trading business focuses on credit, rates...
Job Description: Job Title: Fixed Income Compliance Officer Location: New York, NY Firm Overview: Cantor... inspections and ad hoc investigations. Qualifications: 2 to 7 years of experience working in fixed income compliance function...
Job Summary Job Description What is the Opportunity? This role acts as Senior Compliance Officer primarily... Management Fixed Income Trading business lines with respect to registration, training, development and maintenance of policies...
financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products... for every future! Purpose The Conduct Compliance Officer coordinates tracking, measurement, and management for conduct...
financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products... for every future! Purpose The Conduct Compliance Officer coordinates tracking, measurement, and management for conduct...
policies and procedures, communicating all regulatory changes to the taxable fixed income, municipal & equity securities sales... years of compliance experience Experience with fixed income products (notably municipal, corporate, government...
financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products..., and knowledge. Provide day-to-day compliance support for equities securities trading and sales businesses by advising on the...
financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products..., and knowledge. Provide day-to-day compliance support for equities securities trading and sales businesses by advising on the...
. Our product range includes fixed income securities and derivatives in interest rates, long dated Foreign Exchange, multi-asset...Job Description: Job Title US Rates & Municipals Trading Chief Operating Officer Corporate Title Director...
of Middle and Back office processes specific to Fixed Income, Equities, Futures and Credit Derivatives Functional knowledge... of benefits to its employees. Job Summary The Nikko Securities America, Inc. middle/back office Business Control Officer...
financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products... for every future! Purpose This role contributes to the overall success of the Office of the Chief Operating Officer in the...
financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products... for every future! Purpose This role contributes to the overall success of the Office of the Chief Operating Officer in the...
financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products... reporting, and product control under GAAP and IFRS. Act primarily as Officer in Charge (OIC) for assigned projects, processes...
financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products... reporting, and product control under GAAP and IFRS. Act primarily as Officer in Charge (OIC) for assigned projects, processes...
financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products... and initiatives and all audit activities are conducted / executed / delivered in compliance with governing regulations, internal...
financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products... and initiatives and all audit activities are conducted / executed / delivered in compliance with governing regulations, internal...
, which supports the team which manages the Bank's relationships with institutional clients across the Fixed Income product suite. ICG... facilitates primary origination, distribution, and secondary market-making of Fixed Income & Currencies (FIC) product suite...
, Middle Office or Audit function Relevant Fixed Income and currencies (e.g. Foreign Exchange, Rates and/or Credit) products... reporting to the Global Divisional Control Officer (DCO) with the primary objective to support the front office product...