Company: MMC Corporate Description: Marsh McLennan Agency (MMA) is seeking a Senior Compliance Officer, Operations... to MMA’s Chief Compliance Officer, you will be responsible for designing and executing on the operational elements of MMA...
Company: MMC Corporate Description: Marsh McLennan Agency (MMA) is seeking a Senior Compliance Officer to serve... brokerage businesses. The Senior Compliance Officer will cover an array of issues and will support the execution...
COMPLIANCE OFFICER SENIOR-REGISTERED INVESTMENT ADVISOR WHAT IS THE OPPORTUNITY? The Senior Compliance Officer... will act in a compliance oversight and advisory role supporting assigned business units including two registered investment...
Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM... include monitoring compliance risk behaviors, providing day-to-day Compliance advice relating to operations, financial...
requirements and the operations of a single client group. Experience at a regulatory body for one or more compliance area...Application Deadline: 03/02/2025 Address: 151 W 42nd Street Job Family Group: Audit, Risk & Compliance...
Serves as a senior Research, Marketing, and Content Compliance Officer for Independent Compliance Risk Management (ICRM... with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day...
and regulations. Assist the Compliance Manager, Senior Compliance Officer, and Risk Assessment team with the evaluation of compliance... QA testing results. Work with Senior Compliance Officer, Compliance Manager to maintain audit tracking logs...
and regulations. Assist the Compliance Manager, Senior Compliance Officer, and Risk Assessment team with the evaluation of compliance... QA testing results. Work with Senior Compliance Officer, Compliance Manager to maintain audit tracking logs...
to delivering innovative and compliant financial solutions to our diverse client base. Position SummaryThe Chief Compliance Officer... (CCO) will serve as the senior leader responsible for developing, implementing, and overseeing Corpay's global compliance...
Overview We are seeking a highly skilled and experienced Senior Compliance Officer to join our team. This pivotal... detailed reports on compliance findings and present them to senior management. Stay updated on changes in regulations...
Operations & Reporting Zurich Cover-More (ZCM) and the Chief Compliance Officer to design and implement our target state... looking for a Compliance Reporting and Operations Specialist for Zurich Cover-More (ZCM). This role will work with the Head of Compliance...
National Mortgage US - Operations The Mortgage Operations Officer will serve as a pipeline manager, responsible... for monitoring the mortgage loan operations pipeline and providing operational support to ensure efficient and accurate processing...
National Mortgage US - Operations The Mortgage Operations Officer will serve as a pipeline manager, responsible... for monitoring the mortgage loan operations pipeline and providing operational support to ensure efficient and accurate processing...
. About the Team Operations Regulatory Reporting is a newly created team within Operations that is responsible for the execution... and submission of regulatory reports to the various regulators. The team’s daily operations ensure the bank meets its regulatory...
. About the Team Operations Regulatory Reporting is a newly created team within Operations that is responsible for the execution... and submission of regulatory reports to the various regulators. The team’s daily operations ensure the bank meets its regulatory...
Senior Associate Director, Technology and Operations in the Procurement Operations division. The Senior Associate Director... by publication of enriched data and hosting public hearings, and strengthens procurement operations by providing direct assistance...
care, is hiring a Senior Director of Business Intelligence and Operations. The Senior Director of Business Intelligence... and Operations will play a pivotal role in driving data-driven decision-making across a large, privately held, integrated multi...
that our team members are safe and comfortable at work. THE ROLE Reporting to the Chief Operating Officer, the Operations Manager... management, fleet management, emergency operations planning, campaign finance board liaison, union and health code compliance...
. This position reports directly to the Fireblocks' Senior Director of Compliance and Chief Compliance Officer for the regulated... and executing compliance operations for Fireblocks' regulated services focused on supporting its institutional clients. The...
. Other duties as assigned by the Senior Director of Regulatory Affairs or Chief Compliance & Regulatory Officer. Requirements... summaries of calls for dissemination to senior staff. Work with the Regulatory Operations team to support the preparation...