Flow Traders is looking for Compliance Officer to join our Compliance team in New York. The ideal candidate is process... controls related to regulatory obligations that are designed to mitigate various types of compliance and operational risk...
is looking for an experienced Officer with a background in regulatory compliance related to products within the payments- or financial industry... their ambitions faster. Senior Regulatory Product Senior Officer Our fast-paced Regulatory Product Team...
Banking and Regulatory Compliance Officer - Director Contract type Permanent Contract Job summary Summary: The... Investment & Corporate Banking Regulatory Compliance (“ICBRC”) group for CACIB worldwide. The candidate should have a clear...
and objectives. As a member of the Swap Dealer Compliance team, you will support the firm and the Chief Compliance Officer... What You’ll Bring Bachelor’s Degree required; minimum of 3 years of prior regulatory, compliance, and/or risk management...
and objectives. As a member of the Swap Dealer Compliance team, you will support the firm and the Chief Compliance Officer... What You'll Bring Bachelor's Degree required; minimum of 3 years of prior regulatory, compliance, and/or risk management...
metrics to measure regulatory compliance risk. On occurrence, as assigned by the Swap Dealer Chief Compliance Officer, lead... they are and what they contribute. To learn more about CIBC, please visit Reporting to the Swap Dealer Chief Compliance Officer, the Director, RCM...
. About the Team Operations Regulatory Reporting is a newly created team within Operations that is responsible for the execution... and submission of regulatory reports to the various regulators. The team’s daily operations ensure the bank meets its regulatory...
. About the Team Operations Regulatory Reporting is a newly created team within Operations that is responsible for the execution... and submission of regulatory reports to the various regulators. The team’s daily operations ensure the bank meets its regulatory...
Compliance Officer - Markets Business Line Advisory Compliance New York, United States of America USA Job Family... policies/procedures; Provide regulatory/compliance training; assist the Business in implementing and documenting various...
Company: MMC Corporate Description: Marsh McLennan Agency (MMA) is seeking a Senior Compliance Officer, Operations... to MMA’s Chief Compliance Officer, you will be responsible for designing and executing on the operational elements of MMA...
Company: MMC Corporate Description: Marsh McLennan Agency (MMA) is seeking a Senior Compliance Officer to serve... as a trusted advisor to business colleagues on regulatory, risk, compliance and ethics issues relating to MMA’s regulated insurance...
COMPLIANCE OFFICER SENIOR-REGISTERED INVESTMENT ADVISOR WHAT IS THE OPPORTUNITY? The Senior Compliance Officer... to mitigate compliance risk. Maintaining regulatory change management, policies and procedures, training, and advisory matters...
, executable prices—instantly actionable at scale. As we grow, we’re seeking a dynamic General Counsel & Chief Compliance Officer... (GC & CCO) to lead our legal and compliance functions, ensuring we stay ahead of regulatory requirements while enabling...
Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM... transactional approvals and interpretation of internal compliance policies. Assisting with regulatory inquiries and/or examinations...
Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM... cross-border impact. Advising ICRM and function/business/product management and personnel on regulatory and compliance...
Job Description: Employer: DWS Group Title: AFC Compliance Officer (AFC & Compliance Officer) Location: New York.... Role Details As a/an AFC & Compliance officer, you will (be): Acting as AFC advisor for DWS including Sanctions...
Compliance Officer / Advisory (Financial Security) Contract type Permanent Contract Job summary Summary: This position... files to ensure completeness and compliance with Bank policies and Regulatory Requirements. Review and issue regulatory...
Compliance Officer / Advisory (Financial Security) Contract type Permanent Contract Job summary Summary: This position... files to ensure completeness and compliance with Bank policies and Regulatory Requirements. Review and issue regulatory...
Compliance Officer / Advisory (Financial Security) Contract type Permanent Contract Job summary Summary: This position... files to ensure completeness and compliance with Bank policies and Regulatory Requirements. Review and issue regulatory...
and Monitoring Officer Contract type Permanent Contract Job summary Summary: Under supervision of the Head of Compliance... Chief Compliance Officer, the Executive Committee and Senior Management · Track and monitor issues identified from the...