their ambitions faster. Senior Regulatory Product Senior Officer Our fast-paced Regulatory Product Team.... As a Senior Regulatory Product Officer you will be part of the voice towards our Product streams, ensuring that Adyen's global...
their ambitions faster. Senior Regulatory Product Senior Officer Our fast-paced Regulatory Product Team.... As a Senior Regulatory Product Officer you will be part of the voice towards our Product streams, ensuring that Adyen's global...
Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM.... Analysing and scoping the impact of new and complex regulatory developments across senior function/business/product, including...
with sales and trading management and US Compliance personnel on relevant compliance issues, the regulatory environment..., analyzing any potential compliance issues identified, and preparing a written response. Coordinate with Regulatory Relations...
with sales and trading management and US Compliance personnel on relevant compliance issues, the regulatory environment..., analyzing any potential compliance issues identified, and preparing a written response. Coordinate with Regulatory Relations...
and/or existing regulatory reports Provide presentations, information and/or recommendations to senior management as requested.... About the Team Operations Regulatory Reporting is a newly created team within Operations that is responsible for the execution...
and/or existing regulatory reports Provide presentations, information and/or recommendations to senior management as requested.... About the Team Operations Regulatory Reporting is a newly created team within Operations that is responsible for the execution...
and oversee the related compliance and regulatory functions. The Chief Compliance Officer of Figure Lending will assume primary... experience at a bank, credit union, nonbank lender, and/or regulatory agency 5+ years of senior broker-dealer compliance...
Job Description: Employer: DWS Group Title: Senior Alternative Compliance Officer (Senior AFC & Compliance Officer... of their coverage areas. The Senior AFC & Compliance Officer will support the Illiquids Alternative business lines in the Americas...
and regulatory deficiencies in existing processes and bring them to the attention of the Director and Chief Compliance Officer. 5... Assurance Specialist will play a pivotal role within the Compliance Department. This position involves supervising and guiding...
Transaction Approval & Advice | Director, Senior Credit Officer | New York About ING: Crain’s 100 Best Places... by hiring a Senior Credit Officer (SCO) who will: be responsible for (1) executing client transactions from origination...
Officer (COOs), and supervisors to support and enhance day-to-day regulatory advice to the business, infrastructure... difficult and/or complex regulatory/compliance decisions, and escalate issues when discovered in a sensitive, discreet, accurate...
is available at . Follow @blackstone on , , and . Blackstone seeks a Senior Vice President to join its Legal & Compliance team to provide... will report to and work closely with the Chief Compliance Officer of BXPE and collaborate with the PWS Legal & Compliance group...
? We are looking for someone for the following: The compliance officer will oversee a team responsible for coverage of the Equities & Equity Derivatives..., Central Risk Book, Exchange Traded Funds and Program Sales Trading & the UBS ATS. The compliance officer...
, and are able to adapt to a changing regulatory landscape. Swap Dealer Compliance seeks a Compliance Officer to advise internal...Job Description: Global Compliance Our division prevents, detects and mitigates compliance, regulatory...
Department oversees and manages Ares’ global regulatory compliance and ethics program. Under the leadership of the Global Chief... Compliance Officer, the Compliance Department is comprised of functionally aligned teams that operate collaboratively based...
Laundering and Countering the Financing of Terrorism (“AML/CFT”), Economic Sanctions and regulatory compliance. The candidate... U.S., manage regulatory relationships and examinations. Evaluate existing and new products and services for Compliance risk...
of risks, liaising with other functions as necessary, including credit, liquidity, compliance, legal, and regulatory risks... market data sources and to help resolve market data related issues; Actively participate in product and regulatory related...
of risks, liaising with other functions as necessary, including credit, liquidity, compliance, legal, and regulatory risks... market data sources and to help resolve market data related issues; Actively participate in product and regulatory related...
protocols and ensure compliance with industry standards and regulatory requirements. Provide the necessary protections to ensure... IT policies and procedures comply with legal, regulatory, and industry standards, and promote a culture of compliance...