experience preferred at a large financial institution, knowledge of regulatory reporting and controls Solid understanding of key.... About the Team Operations Regulatory Reporting is a newly created team within Operations that is responsible for the execution...
regulatory reporting space Have a strong controls mindset Solid understanding of key financial products particularly equities.... About the Team Operations Regulatory Reporting is a newly created team within Operations that is responsible for the execution...
experience preferred at a large financial institution, knowledge of regulatory reporting and controls Solid understanding of key.... About the Team Operations Regulatory Reporting is a newly created team within Operations that is responsible for the execution...
regulatory requirements SEC US GAAP accounting Controls surrounding regulatory reporting, legal entity reporting, financial... by assessing the reliability of financial reports, monitoring the firm's compliance with laws and regulations, and advising...
equivalency deposits requirements and other reporting needs, etc. Responsibilities: Prepare, document and file regulatory... and reports and liaise with other departments/branches, non-branch entities and Head Office for various regulatory reports...
reporting, financial reporting and/or tax reporting Basel regulatory requirements SEC US GAAP accounting Swap dealer... are preferred: Regulatory filings Controls, conformance and transaction testing surrounding regulatory reporting, legal entity...
Regulatory Reporting Specialist ensures the completion of the Property and Casualty Statistical reporting and other assigned data... the regulatory reporting requirements of the different territories in which Argo Group operates and assist in preparing...
expectations. The Non-Financial Risk (NFR) Team has built a repeatable and sustainable operational risk framework across the... enterprise and is now expanding its focus to include dedicated oversight of Regulatory Reporting Risk. Position...
is available at . Follow @blackstone on , , and . Business Unit: BXMA Job Title: BXMA Product Control – Regulatory Oversight and Reporting... SEC, CFTC, CIMA, ESMA and US Treasury. While a large portion of this role will focus on regulatory reporting compliance...
Responsibilities Regulatory Advisory & Compliance Strategy Provide expert guidance on U.S. financial regulations affecting banking... controls, governance structures, and reporting mechanisms Lead regulatory remediation initiatives, working closely...
(NYSE: BXMT). Job Title: BXMT Financial Reporting, Associate In this role, the Associate will be an integral member... of the BXMT Finance team, with a focus on financial reporting and accounting for BXMT. The focus of the team is to produce...
of current regulatory requirements impacting internal controls over financial reporting Develop ongoing working relationships... is available at . Follow @blackstone on , , and . Position Title Internal Audit, Financial Reporting Controls/SOX Associate – New York...
, metrics and other reporting for various regulatory, audit and testing items Facilitate governance committees, continuous...Description Morgan Stanley is a leading global financial services firm providing a wide range of investment banking...
, including the firm's governance processes and controls, and risk management and capital and anti-financial crime frameworks... and is a function designed to assist the Audit Committee, management and regulators by: Communicating and reporting on the...
for regulatory interactions. Builds relationships across Citi Finance functions to ensure collaboration between Finance and non...About the Team The Finance Regulatory Engagement & Oversight team works closely with stakeholders to drive...
of financial markets and risk management. Compliance, investment banking, and regulatory background is a plus Very strong MS...Job Description: Job Title Regulatory Management Advisor Corporate Title Associate Location New York, NY...
, so decisions align with the institution’s risk appetite, mitigate the risk of regulatory non-compliance and consumer harm... in a safe, sound, and fully compliant manner with all applicable regulatory expectations. GRC creates and maintains the overall...
closely with the insurance regulatory licensing team, consisting of non-attorney legal professionals, to ensure compliance... and annual financial statements, among others. Provide legal and regulatory assistance to support the organization...
Job Description: As a Regulatory Compliance Risk Senior Associate, you will get the opportunity to grow... organizations leverage efficiencies within the Risk, Regulatory Compliance & Controls Practice - all with the resources, environment...
/dealer regulatory reporting role. FINRA Series 99 required, FINRA Series 27 is strongly preferred. Knowledge of Broker.../Dealer financial regulatory rules, specifically hands on experience with the proper application and preparation of the 15c3-3...