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Keywords: Head Equities & Equity Derivatives Compliance, Location: New York City, NY

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Head Equities & Equity Derivatives Compliance

? We are looking for someone for the following: The compliance officer will oversee a team responsible for coverage of the Equities & Equity Derivatives... will also be responsible for liaising with senior management in Equities and Equity Derivatives as well as functional leaders in compliance...

Company: UBS
Location: New York City, NY
Posted Date: 26 Feb 2025

Internal Audit Markets - Executive Director (Equity/Futures, & Fixed Income)

Manage and maintain a robust audit program of Mizuho’s Fixed Income, Equity & Research activities, including leading... and delivering the timely execution of audits and special projects specific to fixed income, equity & research. Contribute to the...

Company: Mizuho Bank
Location: New York City, NY
Posted Date: 23 Feb 2025

Operations Regulatory Reporting Officer

financial products particularly equities, fixed income and derivatives instruments Strong experience in one of the key product... areas covered by the team (e.g., equities, fixed income, derivatives, etc.) Comfortable working with data and using it...

Company: Mizuho Bank
Location: New York City, NY
Posted Date: 21 Feb 2025
Salary: $77000 - 100000 per year

Operations Regulatory Reporting Officer

financial products particularly equities, fixed income and derivatives instruments Strong experience in one of the key product... areas covered by the team (e.g., equities, fixed income, derivatives, etc.) Comfortable working with data and using it...

Company: Mizuho Bank
Location: New York City, NY
Posted Date: 21 Feb 2025
Salary: $77000 - 100000 per year