Compliance Officer As an Operational Compliance Officer, you’ll be at the forefront of safeguarding the company’s compliance... industries today? Do you have a passion for ensuring operational excellence in compliance while working in a global environment...
Description: This job is responsible for assisting the Compliance and Operational Risk officer team to execute second line of defence compliance...Job Description: Job Title: Compliance and Operational Risk Specialist (Operations) Corporate Title: Up to Vice...
. We are responsible for providing a comprehensive range of operational support services to ensure due diligence and correct governance... is in place to manage our 3rd party supplier and ensuring they are meeting members’ needs. We’re looking for an Operational...
Role Summary: The Head of Operational Risk Officer UK reports to the Global Head of Operational Risk for State Street... and is responsible for developing, directing and managing the overall operational risk management function within United Kingdom. The...
Financial Ltd are searching for Surveillance Compliance officer to join their team in London. The role focusses on Trade... Surveillance across a variety of asset classes; with an opportunity to gain exposure to a wider range of compliance activities...
Financial Ltd are searching for Surveillance Compliance officer to join their team in London. The role focusses on Trade... Surveillance across a variety of asset classes; with an opportunity to gain exposure to a wider range of compliance activities...
The main purpose of this role is to support the Compliance Manager to monitor and manage the delivery of our asset... compliance services, to ensure that all statutory compliance obligations and requirements across the Group are met and consistent...
of International Financial Crime Compliance reporting directly to the EMEA Head of ABC, Corporate Fraud and Ethics. This role supports... progamme. Working closely with other Compliance and Risk partners and groups, business functions, Legal, and Human Resources...
Head of Business Advisory Compliance in ensuring the Marex Group adheres to and operates within its regulatory requirements... Execution businesses (‘the business groups') by providing advisory compliance support including leading on responses to listed...
Head of Business Advisory Compliance in ensuring the Marex Group adheres to and operates within its regulatory requirements... Execution businesses ('the business groups') by providing advisory compliance support including leading on responses to listed...
by the Chief Risk Officer. Qualifications: Minimum of 20 years of related experience in the Operational Risk capacity... into actions, and uphold trust through integrity. The Head of Operational Risk Management and EMEA regional lead is responsible...
Risk Officer and Compliance Managers as required. About You Handles tasks with thoroughness and accuracy, recognising... to join us. About the Role Ensure Quilter Cheviot’s compliance with relevant regulatory requirements through effective surveillance...
into our General Counsel and supporting the Chief of Staff and Chief People Officer) to drive strategic compliance initiatives, roll... in information security, data privacy, strategic consulting, business operations, operational compliance management, tech tool...
Job Description: Head of Compliance & Money Laundering Reporting Officer (MLRO) – SMF16 & SMF17 Position: Head... of Compliance & MLRO Function Holder Roles: SMF16 (Compliance Oversight) & SMF17 (Money Laundering Reporting Officer) Location...
leadership. Deputise for the UK Chief Compliance Risk Officer in chairing the Operational Risk Committee, attending legal entity... on Operational Risk Events to determine Compliance impact, remediation and control enhancements required to meet regulatory...
within FCA regulated firms. Operational experience in building and running a robust compliance programme to manage FCA and wider...FCA Regulatory Compliance Specialist Remote - with occasional travel required across the business Full Time...
sustainable business growth. Reporting to the Chief Compliance & Risk Officer, you will provide strategic oversight... to an evolving regulatory and operational landscape. Qualifications and Experience: Significant experience in compliance...
Director of Compliance & MLRO SMF16&17 - Asset Management 🏡 Flexible- Remote/ Hybrid but access needed to Head... of Office based in the South Managing a team of 6, whilst ensuring that the Group achieves operational adherence to regulatory...
HR Admin/Officer needed in Central London starting ASAP. This role is hybrid and pays £17 per hour. This role will be 3...-of-probation reviews are held; escalate queries and areas of non-compliance. Issue probation extension, pass and termination...
of unlocking positive change in the world. GRI is seeking an experienced professional to join as Chief Financial Officer... of financial, IT, digital, and legal strategies with overall organizational goals, driving operational efficiency and continuous...