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Keywords: FCA Regulatory Compliance Specialist, Location: London

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FCA Regulatory Compliance Specialist

FCA Regulatory Compliance Specialist Remote - with occasional travel required across the business Full Time... and we are now looking for an experienced FCA Regulatory Compliance Specialist to join our vibrant team. This is an exciting role and would most likely suit...

Location: London
Posted Date: 15 Jan 2025

Compliance specialist

successfully in the modern e-space. We are fully regulated by the Financial Conduct Authority (FCA), ensuring compliance... and ensure compliance with the FCA regulations, UK laws, and international standards related to electronic money and payment...

Company: Colibrix
Location: London
Posted Date: 23 Jan 2025

Regulatory Change & Control Manager | S3 | SCIB

within the Regulatory and Control Team as a Regulatory Change & Control Manager. As a Regulatory specialist in MIFID... are embedded to maintain a good level of compliance Assisting business development of regulatory procedures, processes...

Company: Santander
Location: London
Posted Date: 24 Jan 2025

Sole Legal Counsel - FS Regulatory

, you will be instrumental in ensuring compliance with global regulatory requirements, managing and centralising the firm’s commercial contracts...'s commitment to excellence and regulatory compliance. The firm is small, with offices in New York and London...

Company: EJ Legal
Location: London
Posted Date: 04 Jan 2025

Regulatory Affairs Lead

affairs or compliance are a plus. 7+ years of experience at a financial regulator (e.g., FCA, ESMA), within the regulatory... to join our high profile client. I am seeking an experienced Regulatory Affairs and Engagement Specialist to join a newly formed...

Company: Quant Capital
Location: London
Posted Date: 01 Nov 2024

Compliance Administrator- remote role (12 week contract)

THE COMPANY: Our client is a specialist insurance company. They are looking to hire a Compliance Administrator... Compliance Manager in daily tasks, including, but not exclusive to: Call Monitoring Feedback of call reviews Identifying areas...

Location: London
Posted Date: 24 Jan 2025
Salary: £27500 per year

Compliance Manager (part time- 1 day per week)

and be knowledgeable and experienced in areas such as ICOBs, PROD and Consumer Duty. A good understanding of regulatory compliance rules...THE COMPANY: Our client is one of the UK's leading specialist protection assurance advisers. It advises landed...

Location: London
Posted Date: 23 Jan 2025
Salary: £150000 per year

Senior Risk & Compliance Auditor

, compliance, and conduct. Undertaking specialist regulatory reviews on areas such as Consumer Duty, SMCR, RCSA implementation... governance and internal control model. Understanding of Regulatory Compliance, risk management programs and regulations, banking...

Company: Starling Bank
Location: London
Posted Date: 23 Jan 2025

Senior Risk & Compliance Auditor

. Understanding of Regulatory Compliance, risk management programs and regulations, banking regulations, UK standards, FCA Handbook.... Undertaking specialist regulatory reviews on areas such as Consumer Duty, SMCR, RCSA implementation review and implementation...

Company: Starling Bank
Location: London
Posted Date: 22 Jan 2025

Compliance Analyst

specialist within a broader compliance team. This role offers a unique blend of regulatory advisory and compliance monitoring...Exclusive Opportunity: (Senior) Compliance Analyst - Investment Management Specialist Location: London-based...

Company: IDEX Consulting
Location: London
Posted Date: 18 Jan 2025
Salary: £60000 - 82000 per year

Insurance Compliance Advisory Manager

reporting. Acting as a centre of excellence in all aspects of regulatory compliance, developing and providing training... the following skills and experiences; A sound knowledge of FCA (and ideally Gibraltar) regulatory requirements and key...

Company: Saga
Location: London
Posted Date: 12 Jan 2025
Salary: £65000 - 70000 per year

Analyst - Compliance Advisory

Responsibilities Support the Advisory Manager in providing the business with advice in line with FCA and other regulatory...In this newly created role, the incoming hire will work as a key member of the Compliance Advisory team, supporting the...

Location: London
Posted Date: 05 Dec 2024

Compliance & Control, Markets EMEA - Senior Vice President

and business partner functions to review the impact of regulatory change and to participate in working groups as the Compliance... Specialist for Markets Working with other Compliance professionals across the broader EMEA Compliance team to ensure co...

Company: BNY Mellon
Location: London
Posted Date: 23 Nov 2024

Senior Compliance Consultant - Capital Markets

and private clients. Introducing Bovill Newgate Bovill Newgate is a specialist financial services regulatory consultancy... regulatory frameworks, conducting compliance investigations or diagnostics, training and fulfilling prescribed roles...

Company: Ocorian
Location: London
Posted Date: 15 Nov 2024

Compliance & Development Consultant

an exciting opportunity to contribute to regulatory compliance support, audit services, and e-learning platform development in the... This company is a specialist provider of compliance consultancy support, education, and guidance in the insurance sector...

Company: Merje
Location: London
Posted Date: 09 Nov 2024
Salary: £70000 - 80000 per year

CRO Specialist - Remote Based - UK or EU

iterative improvements. Ensure compliance with financial sector regulations and data privacy laws, including FCA guidelines...This position is remote within the UK or EU ONLY. We are seeking a CRO (Conversion Rate Optimisation) Specialist who...

Company: Velo Solutions
Location: London
Posted Date: 18 Jan 2025
Salary: £50000 - 60000 per year

SMCR Specialist

: Manage the maintenance, updates, and submissions of SMCR documentation, records, and regulatory reports to the FCA and PRA... and highly rated by over a quarter of a million customers for more than a decade. With our range of specialist mortgages, savings...

Company: Aldermore Bank
Location: London
Posted Date: 17 Jan 2025

Transaction Reporting Specialist

and Omissions report drafting for Compliance using FCA template. Raising JIRA tickets and providing technical analysis... Environment Keep up to date with regulatory changes that impact the business (e.g. FCA, ESMA) Changing processes to match...

Company: Quilter
Location: London
Posted Date: 18 Jan 2025

Payroll Specialist

for the preparation, input, and reconciliation of multiple UK and International payrolls. Ensure compliance with local... regulatory and tax authorities and year-end reporting. Ensure all internal controls and processes are followed and suggest...

Company: Marex
Location: London
Posted Date: 11 Dec 2024

Payroll Specialist

for the preparation, input, and reconciliation of multiple UK and International payrolls. Ensure compliance with local... regulatory and tax authorities and year-end reporting. Ensure all internal controls and processes are followed and suggest...

Company: Marex
Location: London
Posted Date: 05 Dec 2024