Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)’s Testing team responsible... for assessing compliance risks and controls implemented by the first and second line of defense. Also responsible for performing...
are hiring a CASS & Regulatory Compliance Officer on a 3M FTC (possibility of extension) within their London office. Offering... & Regulatory Compliance Officer City of London Posted about 8 hours ago Share this job Sign up for job alerts...
Financial Ltd are searching for Surveillance Compliance officer to join their team in London. The role focusses on Trade... Surveillance across a variety of asset classes; with an opportunity to gain exposure to a wider range of compliance activities...
Financial Ltd are searching for Surveillance Compliance officer to join their team in London. The role focusses on Trade... Surveillance across a variety of asset classes; with an opportunity to gain exposure to a wider range of compliance activities...
MERJE is currently working with a boutique funds specialist in their search for a Chief Compliance Officer in London.... This critical hire offers an exciting opportunity to oversee compliance operations in a dynamic and fast paced environment...
to compliance risk monitoring and management across our business and to identify, assess, monitor and report on the compliance risk... exposures and relevant controls. Work as part of the Compliance team on wider compliance advisory and assurance matters...
of International Financial Crime Compliance reporting directly to the EMEA Head of ABC, Corporate Fraud and Ethics. This role supports... progamme. Working closely with other Compliance and Risk partners and groups, business functions, Legal, and Human Resources...
relating to Wellcome’s Investment Team , being the compliance officer for Wellcome’s Investment Team and responsible... alone. We are looking for an Investments Compliance Lead to join our team on a 12 months fixed term contract. Where in Wellcome will I be working...
Market Abuse and Best execution) under guidance from the Senior Compliance Manager and Senior Compliance Monitoring Officer... and monitoring reports to the Senior Compliance Surveillance Officer for review. · Assist with the development and maintenance...
Market Abuse and Best execution) under guidance from the Senior Compliance Manager and Senior Compliance Monitoring Officer... and monitoring reports to the Senior Compliance Surveillance Officer for review. · Assist with the development and maintenance...
: Fulfil statutory obligations as Money Laundering Reporting Officer (MLRO) for RRPF under UK legislation Compliance Oversight...Job Description Financial Crime, Sanctions and Export Control Compliance Lead Full-time London/Hybrid (3 days...
Risk Officer and Compliance Managers as required. About You Handles tasks with thoroughness and accuracy, recognising... of advice, investment platforms, multi-asset investment solutions and discretionary fund management which is listed on the...
to increased workflow, they are now seeking to hire an Administration & Compliance Manager. The Firm Based in Mayfair...; maintain staff handbook and other HR related policies and procedures; company health & safety officer. Information...
to increased workflow, they are now seeking to hire an Administration & Compliance Manager. The Firm Based in Mayfair...; maintain staff handbook and other HR related policies and procedures; company health & safety officer. Information...
sustainable business growth. Reporting to the Chief Compliance & Risk Officer, you will provide strategic oversight... we take care of ourselves, each other, and our communities. Job Description Summary: Meet the team! The Compliance Director...
Director of Compliance & MLRO SMF16&17 - Asset Management 🏡 Flexible- Remote/ Hybrid but access needed to Head... requirements and expectations. Formulate the firm's compliance strategy based on government legislation and the FCA's rules...
and your individual performance. The role #LI-DG1 Regulatory Officer (French language, fixed-term contract) As the online gambling... environment and the Compliance Department actively supports the business in transforming compliance complexity into real...
Data Protection Officer (“DPO”) and/or the Group DPO in ensuring compliance with all aspects of applicable data protection...A career at Lombard Odier means working for a renowned global wealth and asset manager, with a strong focus...
Job Reference: 37023 A growing iGaming business is looking to hire an experienced Regulatory Officer (French... contract. The Role; Translate strategic cycles and the Compliance department's vision and objectives into measurable...
The Facilities Officer is responsible for delivering effective facilities management services for the campus, ensuring... compliance with legislative requirements, and maintaining the building’s structure and assets. This role supports the Facilities...