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Keywords: FCA Compliance Advice Manager, Location: London

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FCA Compliance Advice Manager

of digital growth. What you'll do We're recruiting for an FCA Compliance Advice Manager to join our Risk & Compliance team... here at Vodafone UK. As an FCA Compliance Advice Manager, you will be responsible for the delivery of a robust compliance framework...

Company: Vodafone
Location: London
Posted Date: 17 Jan 2025

Compliance Manager - Monitoring & Thematic Reviews

Fixed Term Contract Duration - 6 Months About the Business Quilter plc is a leading provider of financial advice..., investments and wealth management, committed to being the UK’s best wealth manager for clients and their advisers. Quilter...

Company: Quilter
Location: London
Posted Date: 22 Jan 2025

Regulatory Compliance Manager

they are, whatever they're doing. There's still heaps to do and we can't do it alone. We're looking for a Compliance Manager to support our UK... analysis provided by our first line product compliance teams Supporting first line to identify relevant regulatory risks...

Company: Wise
Location: London
Posted Date: 18 Jan 2025
Salary: £65000 - 80000 per year

Compliance Manager

you to apply. Overview Gallagher Benefit Services UK is seeking an experienced Compliance Manager to oversee Compliance Policy.... This role involves providing expert regulatory advice, leading compliance monitoring, and managing key projects. You will report...

Company: Gallagher
Location: London
Posted Date: 16 Jan 2025

Insurance Compliance Advisory Manager

Compliance Advisory Manager Salary £65 - 70,000 12 Month FTC Hybrid - Home & Hub - London & Kent The Saga... and managing compliance risks, including implementation of appropriate controls. The provision of business-focussed advice...

Company: Saga
Location: London
Posted Date: 12 Jan 2025
Salary: £65000 - 70000 per year

Regulatory Compliance Manager

undergoing significant expansion and are looking for a Regulatory Compliance Manager to join our team in London. This role... is about: The Regulatory Compliance Manager will be part of the 2nd line in the Compliance Department. Reporting directly to the...

Company: payabl.
Location: London
Posted Date: 09 Jan 2025
Salary: £70000 - 80000 per year

Compliance Client Advisory Manager

. Qualifications Extensive experience in a compliance role within a financial services firm, ideally a fund or asset manager. Deep... in administration, accounting, reporting, regulatory and compliance needs of the investment sector worldwide. We employ a global...

Company: IQ-EQ
Location: London
Posted Date: 19 Dec 2024

Compliance Assistant Manager

Compliance Assistant Manager will take care of multiple tasks across the Compliance spectrum. Primary focus are tasks related... Manager will work closely with the Luxembourg Compliance Director as well as the Hines Europe/Asia Compliance teams...

Company: Hines
Location: London
Posted Date: 15 Dec 2024

Compliance Assistant Manager

Compliance Assistant Manager will take care of multiple tasks across the Compliance spectrum. Primary focus are tasks related... Manager will work closely with the Luxembourg Compliance Director as well as the Hines Europe/Asia Compliance teams...

Company: Hines
Location: London
Posted Date: 14 Dec 2024

Regulatory Compliance Manager, Amazon Payments UK

to support compliance operations of the firm. Reporting to APUK's Senior Compliance Manager, the Compliance Manager... will be responsible for supporting regulatory compliance of the payments propositions within the UK. The Compliance Manager will be part...

Company: Amazon
Location: London
Posted Date: 29 Nov 2024

Senior Compliance Manager

hiring manager Final interview with Group Head of Compliance Our mission is to build wealth for our generation Chip.... Provide product specific advice, guidance as well as independent challenge and oversight to 1LOD business teams. Gathering MI...

Company: Chip
Location: London
Posted Date: 21 Nov 2024
Salary: £60000 - 75000 per year

Compliance Officer, EMEA & LatAm Marketing & Distribution

compliance role Knowledge of the UK and European regulatory framework, in particular the FCA and ESMA rules, or similar relevant.... They are looking for an Compliance Officer with a focus on Marketing & Distribution. THE RESPONSIBILITIES: Review and approve financial promotions...

Location: London
Posted Date: 16 Jan 2025
Salary: £120000 per year

Compliance Analyst - 12 month FTC

Compliance Advice Provide compliance advice on new and emerging business initiatives. Support general product and service... manager of choice for individuals and families for over 250 years, and today is one of the UK’s largest wealth management...

Company: Quilter
Location: London
Posted Date: 23 Jan 2025

Compliance Analyst

Compliance Manager, you’ll play a key role in ensuring our Employee Benefits business adheres to regulatory standards.... This is an exciting opportunity to work in a dynamic environment, providing proactive advice and guidance on Health & Benefits compliance...

Company: Gallagher
Location: London
Posted Date: 16 Jan 2025

Senior Compliance Officer

Internaliser (SI). Provide day-to-day compliance and regulatory advice, ensuring alignment with FCA regulations... compliance, support strategic business initiatives, and build robust compliance controls while providing advice on complex...

Company: Merje
Location: London
Posted Date: 09 Jan 2025
Salary: £120000 per year

Compliance Officer

on supporting the Compliance Manager in London with the strategic management of the PRA, FCA and Lloyd’s regulatory relationships...General: Job Title: Compliance Officer Division: Compliance – Risk & Compliance Reports To: Compliance Manager...

Company: Beazley
Location: London
Posted Date: 18 Dec 2024

Analyst - Compliance Advisory

Responsibilities Support the Advisory Manager in providing the business with advice in line with FCA and other regulatory...In this newly created role, the incoming hire will work as a key member of the Compliance Advisory team, supporting the...

Location: London
Posted Date: 05 Dec 2024

Compliance Advisory Associate

a fund or asset manager Good understanding of FCA regulatory requirements on investment businesses Able to interpret... in administration, accounting, reporting, regulatory and compliance needs of the investment sector worldwide. We employ a global...

Company: IQ-EQ
Location: London
Posted Date: 29 Nov 2024

Senior Risk Manager - Reporting & Risk Management Framework Coordination

Fixed Term Contract Duration - 11 Months About the Business Quilter plc is a leading provider of financial advice..., investments and wealth management, committed to being the UK’s best wealth manager for clients and their advisers. Quilter...

Company: Quilter
Location: London
Posted Date: 22 Jan 2025

Experienced Financial Adviser / Wealth Manager / Financial Planner – London

(FCA) guidelines and compliance procedures Handling client matters openly, honestly, and with integrity Role...Financial Adviser / Wealth Manager / Financial Planner Location: London Salary: £50K to £80K per annum (DOE...

Posted Date: 19 Jan 2025
Salary: £50000 - 80000 per year