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Keywords: Compliance Manager - Monitoring & Thematic Reviews, Location: London

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Compliance Manager - Monitoring & Thematic Reviews

of Compliance Monitoring & Thematic Reviews with other surveillance and oversight activities as required. Planning... based Contract: 6 Month FTC In this role you will perform compliance monitoring and thematic review activity across the...

Company: Quilter
Location: London
Posted Date: 22 Jan 2025

Compliance Manager

I am currently recruiting a Compliance Manager for an international bank, for a 12 month temporary assignment.... This is a hybrid role, requiring 3 days in the office. Compliance Manager, London Control planning Contribute to the planning...

Company: Michael Page
Location: London
Posted Date: 22 Jan 2025
Salary: £600 - 650 per day

Compliance Manager

, and maintain compliance policies, procedures, and monitoring plans, including thematic reviews and risk-based priorities... you to apply. Overview Gallagher Benefit Services UK is seeking an experienced Compliance Manager to oversee Compliance Policy...

Company: Gallagher
Location: London
Posted Date: 16 Jan 2025

Compliance Manager, Financial Crime

or supervise desk based financial crime risk assessment and monitoring reviews. Partner with Compliance Monitoring on Compliance... and updated to meet changing legal and regulatory obligations. Work with Financial Crime colleagues and the Compliance Monitoring team...

Company: Chubb
Location: London
Posted Date: 09 Jan 2025

Compliance Manager

of industry and regulatory developments, thematic reviews and enforcement actions; Represent Compliance in various management..., industry-changing realities. For our business, for clients, and for you Compliance Manager – Depository and Custody...

Company: Apex Group
Location: London
Posted Date: 03 Jan 2025

Compliance Analyst

Compliance Manager, you’ll play a key role in ensuring our Employee Benefits business adheres to regulatory standards... production, maintenance, and review of compliance policies and procedures. Manage compliance monitoring activities, including...

Company: Gallagher
Location: London
Posted Date: 16 Jan 2025

Compliance Analyst

including experience of performing thematic performance reviews, managing conflicts of interests, monitoring reviews... Manager, your position will involve supporting the Compliance advisory function in ensuring that the firm meets its regulatory...

Company: CMC Markets
Location: London
Posted Date: 08 Jan 2025

Regulatory Change & Control Manager | S3 | SCIB

and transaction reporting Good understanding of the regulatory landscape especially thematic reviews / critical topics raised by the...Regulatory Change & Control Manager | S3 | SCIB Country: United Kingdom Interested in part-time, job-share...

Company: Santander
Location: London
Posted Date: 24 Jan 2025

Financial Crime Manager

company. Lead, coordinate and monitor AML/CFT and Sanctions regulatory inspections, investigations, thematic reviews... better. We are currently searching for an experienced Financial Crime Manager who will act as the MLRO for the UK with a strong understanding...

Company: TransferGo
Location: London
Posted Date: 14 Dec 2024

Senior Delegated Authority Analyst

Overview: Grade: 3 Reporting to: Delegated Authority Compliance Manager Location: London About us IQUW... as required and actions arising from market thematic reviews are embedded within the company. To build and maintain a strong relationship...

Company: IQUW Group
Location: London
Posted Date: 22 Jan 2025

Senior Delegated Authority Analyst

Overview: Grade: 3 Reporting to: Delegated Authority Compliance Manager Location: London About us IQUW... as required and actions arising from market thematic reviews are embedded within the company. To build and maintain a strong relationship...

Location: London
Posted Date: 22 Jan 2025

Senior Delegated Authority Analyst

Overview: Grade: 3 Reporting to: Delegated Authority Compliance Manager Location: London About us IQUW... as required and actions arising from market thematic reviews are embedded within the company. To build and maintain a strong relationship...

Company: IQUW
Location: London
Posted Date: 22 Jan 2025

Business Risk Partner, COO

to other assurance reviews (e.g. led by Audit or Compliance Monitoring and Testing), to ensure risk mitigation and remediation remains..., Project/Change impact analysis, etc, supporting/ performing thematic reviews/ deep dives as required. Lead or support...

Company: M&G
Location: London
Posted Date: 05 Dec 2024