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Keywords: Senior Compliance Officer, Location: London

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Senior Regulatory Compliance Officer

Senior Regulatory Compliance Officer (Payments) Location: Bevis Marks, London, office based role Mon to Fri 9-5pm... Senior Regulatory Compliance Officer (Payments), to support and help further develop Viva.com's UK internal governance system...

Company: Viva.com
Location: London
Posted Date: 22 Jan 2025

Compliance Testing Senior Officer - Equities & Spread Products (Senior Vice President)

Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM)’s Testing team responsible... for assessing compliance risks and controls implemented by the first and second line of defense. Also responsible for performing...

Company: Citigroup
Location: London
Posted Date: 16 Jan 2025

Senior Legal Practice and Risk Compliance Officer

We are seeking to recruit a Senior Legal Practice and Risk Compliance Officer, could it be you? As part of the newly... formed Practice and Compliance Group within the Law and Governance Service, the Legal Practice and Risk Compliance will work...

Company: Enfield Council
Location: London
Posted Date: 10 Jan 2025

Senior Legal Practice and Risk Compliance Officer

We are seeking to recruit a Senior Legal Practice and Risk Compliance Officer, could it be you? As part of the newly... formed Practice and Compliance Group within the Law and Governance Service, the Legal Practice and Risk Compliance will work...

Company: Enfield Council
Location: London
Posted Date: 09 Jan 2025

Senior Compliance Officer

A Senior Compliance Officer is required to play a pivotal role in shaping the future of this global financial services... (SI). As a Senior Compliance Officer, you will serve as the key compliance expert for the growing compliance function. You will work...

Company: Merje
Location: London
Posted Date: 09 Jan 2025
Salary: £120000 per year

Senior Compliance Officer

A Senior Compliance Officer is required to play a pivotal role in shaping the future of this global financial services... (SI). As a Senior Compliance Officer, you will serve as the key compliance expert for the growing compliance function. You will work...

Company: Merje
Location: London
Posted Date: 08 Jan 2025

Senior Compliance Officer - Control Room - VP

This role seeks a Senior Compliance Officer - Control Room - VP who will work within the Control Room of a leading... with regulations. Senior Compliance Officer - Control Room - VP, London The function typically acts as a second line of defence...

Company: Michael Page
Location: London
Posted Date: 13 Dec 2024

Senior Regulatory Compliance Officer

, and we are building the solutions that will power that future. The Role: The Senior Regulatory Compliance Officer will be a key figure... and working closely with the General Counsel and senior management, this role will focus on enhancing compliance processes...

Company: YouLend
Location: London
Posted Date: 08 Dec 2024

Senior Compliance Officer

We are currently working with a boutique law firm based in the West End who are looking for a Senior Compliance Officer... will have a minimum of a 2.1 or equivalent at degree level. It is essential you have a minimum of 1-2 years’ experience as a compliance officer...

Location: London
Posted Date: 26 Nov 2024

Senior Compliance Monitoring Officer - Treasury

. We are now looking for a Senior Compliance Monitoring Officer - Treasury to join the team. The purpose of this role is to provide second line... of defence (2LoD) regulatory compliance oversight over 1LoD (first line of defence) / business teams, with a focus on the 1LOD...

Company: Starling Bank
Location: London
Posted Date: 24 Nov 2024

Senior Compliance Monitoring Officer - Treasury

. We are now looking for a Senior Compliance Monitoring Officer - Treasury to join the team. The purpose of this role is to provide second line... of defence (2LoD) regulatory compliance oversight over 1LoD (first line of defence) / business teams, with a focus on the 1LOD...

Company: Starling Bank
Location: London
Posted Date: 24 Nov 2024

Senior Compliance Officer

& controls. Act as a senior subject matter expert (SME) on legal and regulatory Compliance subjects of interest, sharing key...Provide expert support and advice to Business lines and intra-team, on Regulatory Compliance processes, systems...

Location: London
Posted Date: 20 Nov 2024
Salary: £30000 - 40000 per year

Senior Analyst, Anti- Bribery Corruption and Ethics Compliance Officer

global programs. Advises business partners, including senior management, on appropriate compliance with applicable laws... of International Financial Crime Compliance reporting directly to the EMEA Head of ABC, Corporate Fraud and Ethics. This role supports...

Company: Northern Trust
Location: London
Posted Date: 30 Nov 2024

Senior Compliance Officer - Generalist and Treasury

is to provide second line of defence (2LoD) regulatory compliance advice and guidance, as well as oversight and challenge to the... their regulatory compliance and conduct related risks (including the delivery of good customer outcomes). Provide product specific...

Company: Starling Bank
Location: London
Posted Date: 28 Nov 2024

Senior Compliance Officer - Generalist and Treasury

purpose of this role is to provide second line of defence (2LoD) regulatory compliance advice and guidance, as well... and effectively manage their regulatory compliance and conduct related risks (including the delivery of good customer outcomes...

Company: Starling Bank
Location: London
Posted Date: 28 Nov 2024

Compliance Analyst / Senior Compliance Analyst / Compliance Officer – 28365

, and embedding policies, procedures, processes, systems, and controls to ensure compliance with applicable regulatory requirements... compliance role, preferably within the Lloyd's market Experience in financial crime, licensing and sanctions...

Company: Emerald Group
Location: London
Posted Date: 25 Jan 2025

Senior Compliance Officer (Sanctions & Financial Crime)

to compliance risk monitoring and management across our business and to identify, assess, monitor and report on the compliance risk... exposures and relevant controls. Work as part of the Compliance team on wider compliance advisory and assurance matters...

Company: AIG
Location: London
Posted Date: 22 Dec 2024

Senior Compliance Officer

No job description added...

Company: Deerfoot
Location: London
Posted Date: 17 Jan 2025

Cass & Regulatory Compliance Officer

? Are you looking for an exciting SME Compliance contract reporting into Senior management? I'm currently partnered with an international bank who... are hiring a CASS & Regulatory Compliance Officer on a 3M FTC (possibility of extension) within their London office. Offering...

Location: London
Posted Date: 25 Jan 2025
Salary: £60000 - 70000 per year

Compliance Officer UK Pharma

Compliance Officer - United Kingdom Pharma The deadline for the job posting is the 2nd of February in 2025... Job purpose: Reporting to the VP Compliance Officer Europe, the UK Compliance Officer is accountable for partnering with the...

Company: GlaxoSmithKline
Location: London
Posted Date: 23 Jan 2025