culture. Purpose The objective of the Compliance Officer (CO) is to directly conduct capital markets and retail trading... divisions of Scotiabank. The Compliance Officer (“CO”) is responsible for carrying out certain Tier 2 compliance activities...
, and seamless trading experiences. As part of their ambitious growth strategy, they are seeking a detail-oriented Compliance Officer... Overview: We are looking for a Compliance Officer who is passionate about financial compliance and eager to help combat...
culture. Purpose The objective of the Compliance Officer (CO) is to directly conduct capital markets and retail trading... divisions of Scotiabank. The Compliance Officer (“CO”) is responsible for carrying out certain Tier 2 compliance activities...
with the Senior Compliance Officer and the Senior Manager (Investment Management Compliance) monitoring 1832 LP's Charles River... Compliance team provides real time and post trade monitoring and portfolio management compliance oversight. The incumbent...
with the Senior Compliance Officer and the Senior Manager (Investment Management Compliance) monitoring 1832 LP’s Charles River... Compliance team provides real time and post trade monitoring and portfolio management compliance oversight. The incumbent...
Officer, NEI to join our Asset Management team. Reporting to the VP, Chief Compliance Officer, Aviso the Director, Chief... Compliance Officer, NEI is responsible for overseeing compliance within NEI, an Investment Fund Manager, Portfolio manager...
, find out more about what Aviso has to offer at . The Opportunity: We’re looking for a Director, Chief Compliance Officer..., NEI to join our Asset Management team. Reporting to the VP, Chief Compliance Officer, Aviso the Director, Chief Compliance Officer...
financial summaries for donor reports based on reporting requirements in concert with the Program Officer and Country Office... and Program Officer teams for financial reporting Proposal Development Support Support FP&A and the Partnership team in...
you to join us! Reporting to Compliance Director, the Compliance Officer is a hybrid role, based in Toronto and will be responsible for all the... development and implementation of Medison’s compliance program and ethical behaviour. The Compliance Officer will be responsible...
culture. Purpose Contributes to the overall success of the GBM&T Compliance Department in Canada ensuring specific.... Ensures all activities conducted in compliance with governing regulations, internal policies, and procedures. The primary...
culture. Purpose Contributes to the overall success of the GBM&T Compliance Department in Canada ensuring specific.... Ensures all activities conducted in compliance with governing regulations, internal policies, and procedures. The primary...
, and ad hoc Committee and Board reporting on behalf of the Enterprise Chief Compliance Officer (CCO) and leading the... Compliance Officer (CCO) Developing global reporting methodologies With a focus on storytelling, this individual will craft...
, and ad hoc Committee and Board reporting on behalf of the Enterprise Chief Compliance Officer (CCO) and leading the... Compliance Officer (CCO) Developing global reporting methodologies With a focus on storytelling, this individual will craft...
by Compliance and AML Functions globally. Assessment results are used to support the Chief Compliance Officer's opinion to the Board... culture. The Compliance Quality Assurance Review (QAR) function is responsible for independently assessing the consistent...
by Compliance and AML Functions globally. Assessment results are used to support the Chief Compliance Officer’s opinion to the Board... culture. The Compliance Quality Assurance Review (QAR) function is responsible for independently assessing the consistent...
a unique opportunity to work closely with the Chief Compliance Officer (CCO) and make a significant impact on the compliance...Senior Manager, Compliance Job Order ID: 7958 Employment Type: Yearly Salary Web Publication Date: 10/17/2024 12:00...
Canada Branch Compliance Officer in all aspects of the local (Canadian) Compliance Risk Management framework in alignment... space Support the Compliance Officer with reporting to the Group, Senior Management and Branch Management Participate in...
, Compliance and/or Chief Compliance Officer. Assist with regulatory reporting of high-risk items to either FINTRAC or CIRO..., please visit Role Overview: The Regulatory Compliance Manager reports to the Director, Compliance and is primarily responsible...
. Reporting the Chief Compliance Officer (CCO), this role involves hands-on work that encompasses managing all areas of the firm... when providing and receiving feedback, because it makes us better at what we do best. The Opportunity Our compliance...
offers a unique opportunity to work closely with the Chief Compliance Officer (CCO) and make a significant impact on the...B. Riley Farber has been retained to lead a search for a Senior Manager, Compliance for Canso Investment Counsel Ltd...