, please visit Role Overview: The Regulatory Compliance Manager reports to the Director, Compliance and is primarily responsible... daily investigation of alerts generated by FCC’s Trade Surveillance Program and various regulatory reporting...
for you to invest your career at CPP Investments. Job Description Reporting to the Manager, Compliance Monitoring – Public Markets... with associated internal frameworks and external regulatory requirements. The position will also assist in evolving compliance...
for you to invest your career at CPP Investments. Job Description Reporting to the Manager, Compliance Monitoring - Public Markets... with associated internal frameworks and external regulatory requirements. The position will also assist in evolving compliance...
, Sanctions, Corruption, Insider Threat, Trade Surveillance and Tax Evasion. Meaningful work you’ll be part of As a Fraud Risk... requirements Experience with the development and delivery of Fraud regulatory compliance and risk management frameworks...