with the Senior Compliance Officer and the Senior Manager (Investment Management Compliance) monitoring 1832 LP's Charles River... is responsible for assisting the 1832 LP Investment Management Compliance team with this oversight; with a special focus on the...
with the Senior Compliance Officer and the Senior Manager (Investment Management Compliance) monitoring 1832 LP’s Charles River... is responsible for assisting the 1832 LP Investment Management Compliance team with this oversight; with a special focus on the...
Officer, NEI to join our Asset Management team. Reporting to the VP, Chief Compliance Officer, Aviso the Director, Chief... Compliance Officer, NEI is responsible for overseeing compliance within NEI, an Investment Fund Manager, Portfolio manager...
, Compliance and Management as required and advise the business on account documentation related policies and procedures...Job Summary Job Description What is the opportunity? The Account Approval Officer will be responsible for the...
culture. Associate Tax Officer / Scotiatrust / Canadian Wealth Management Is this role right for you? As the Associate... but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework...
culture. Associate Tax Officer / Scotiatrust / Canadian Wealth Management Is this role right for you? As the Associate... but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework...
. Reporting the Chief Compliance Officer (CCO), this role involves hands-on work that encompasses managing all areas of the firm...’s compliance program, including trading and investment, code of ethics and business conduct compliance, marketing review, financial...
Administration, or a related field. A minimum of 7-10 years of experience in a compliance role within the investment management..., and Exempt Market Dealer. Job Function: The Role: Are you ready to join a dynamic and respected investment management firm...
, Compliance and/or Chief Compliance Officer. Assist with regulatory reporting of high-risk items to either FINTRAC or CIRO.... What We’re Looking For: 5 or more years’ experience in the investment dealer industry, including experience in compliance roles...
of experience in a compliance role within the investment management industry. In-depth knowledge of Canadian and U.S. regulatory...B. Riley Farber has been retained to lead a search for a Senior Manager, Compliance for Canso Investment Counsel Ltd...
, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and capital... culture. Contributes to the overall success of the Legal Department/Corporate Secretarial/Global Asset Management in Canada...
, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and capital... culture. Contributes to the overall success of the Legal Department/Corporate Secretarial/Global Asset Management in Canada...
Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and the Guidelines... and commercial banking, wealth management and private banking, corporate and investment banking, and capital markets. At Scotiabank...
Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and the Guidelines... and commercial banking, wealth management and private banking, corporate and investment banking, and capital markets. At Scotiabank...
industry as one of Canada's largest independently owned high-net-worth investment management firms. They have expanded rapidly... leadership team alongside the Managing Director, Business Management & Operations and the Managing Director & Chief Investment...
culture. The Director is liable for the overall credit quality of a designated portfolio for International Wealth Management... Private Banking on initiatives to streamline International Wealth Management policies/processes and identify judicious growth...
culture. The Director is liable for the overall credit quality of a designated portfolio for International Wealth Management... Private Banking on initiatives to streamline International Wealth Management policies/processes and identify judicious growth...
they are and what they contribute. To learn more about CIBC, please visit What You’ll Be Doing The Relationship Officer is responsible... to changes in new market conditions and/or legislations. As part of the Relationship Officer team, the candidate actively shares...
, wealth management and private banking, corporate and investment banking, and capital markets. At Scotiabank, we value the... culture. Position: Vice President, Chief Operations Officer - Global Operations Purpose Leads and oversees operations...
, wealth management and private banking, corporate and investment banking, and capital markets. At Scotiabank, we value the... culture. Position: Vice President, Chief Operations Officer - Global Operations Purpose Leads and oversees operations...