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Keywords: Compliance Officer, Location: New York City, NY

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Compliance Officer V

Our Client, a Banking company, is looking for a Compliance Officer V for their New York, NY/Hybrid location... of relevant regulations as well as existing and emerging Compliance risk across the business. May support implementation...

Company: ICONMA
Location: New York City, NY
Posted Date: 16 Apr 2025

Compliance Officer V

, and retail banking. Introduction: Robertson is seeking a skilled Compliance Officer to join our client. Contract Period: 12... and implement the most suitable solution. Perform a variety of Compliance information gathering activities as a part of Compliance...

Posted Date: 16 Apr 2025
Salary: $68 per hour

Global Chief Compliance Officer

with and to continue growing and learning collaboratively. Impact We are seeking an experienced Global Chief Compliance Officer to lead..., flexible, innovative and adaptive Prior Head of Compliance or Chief Compliance Officer experience in finance, fintech...

Posted Date: 16 Apr 2025

Compliance Officer

COMPLIANCE OFFICER WHAT IS THE OPPORTUNITY? Position is responsible for performing risk analysis and assessment..., procedures, and training for new or revised laws and regulations. Assist the Compliance Manager, Senior Compliance Officer...

Posted Date: 12 Apr 2025
Salary: $92114 - 156880 per year

Compliance Officer

COMPLIANCE OFFICER WHAT IS THE OPPORTUNITY? Position is responsible for performing risk analysis and assessment..., procedures, and training for new or revised laws and regulations. Assist the Compliance Manager, Senior Compliance Officer...

Posted Date: 12 Apr 2025
Salary: $92114 - 156880 per year

Compliance Officer

U.S. Compliance Officer, Full Time - New York What will you do? Providing advisory and monitoring activities in support... Type of contract Permanent Remaining openings 1 Description & Requirements For our Compliance division in New York...

Company: Berenberg
Location: New York City, NY
Posted Date: 11 Apr 2025
Salary: $90000 - 115000 per year

Asset Management Chief Compliance Officer

of benefits to its employees. Role Description The successful candidate will serve as the Chief Compliance Officer (CCO...) and be responsible for leading all components of the compliance program at an asset management firm in Manhattan, which engages...

Posted Date: 11 Apr 2025

Compliance Officer, VP

Officer to join its global compliance team within the Legal and Compliance Department. This role will support the...’s Chief Compliance Officer (CCO) and members of the Legal and Compliance department, including: Reviewing relevant service...

Company: PIMCO
Location: New York City, NY
Posted Date: 06 Apr 2025
Salary: $137500 - 195000 per year

Compliance Officer – Investment Bank Compliance – Origination & Advisory – Capital Markets - Assistant Vice President

Job Description: Job Title Compliance Officer – Investment Bank Compliance – Origination & Advisory – Capital Markets... Corporate Title Assistant Vice President Location New York, NY Overview The Compliance Origination & Advisory division...

Company: Deutsche Bank
Location: New York City, NY
Posted Date: 06 Apr 2025
Salary: $100000 per year

Associate General Counsel & Compliance Officer

for a talented and motivated Associate General Counsel & Compliance Officer to join our Legal and Compliance team, reporting directly... to the General Counsel/Chief Compliance Officer. You will play a key role in providing legal counsel and compliance expertise...

Company: Derivative Path
Location: New York City, NY
Posted Date: 03 Apr 2025
Salary: $160000 - 180000 per year

Senior Compliance Officer

Company: MMC Corporate Description: Marsh McLennan Agency (MMA) is seeking a Senior Compliance Officer to serve... brokerage businesses. The Senior Compliance Officer will cover an array of issues and will support the execution...

Company: Marsh McLennan
Location: New York City, NY
Posted Date: 02 Apr 2025

Senior Compliance Officer, Operations

Company: MMC Corporate Description: Marsh McLennan Agency (MMA) is seeking a Senior Compliance Officer, Operations... to MMA’s Chief Compliance Officer, you will be responsible for designing and executing on the operational elements of MMA...

Company: Marsh McLennan
Location: New York City, NY
Posted Date: 02 Apr 2025

Compliance Officer Senior-Registered Investment Advisor

COMPLIANCE OFFICER SENIOR-REGISTERED INVESTMENT ADVISOR WHAT IS THE OPPORTUNITY? The Senior Compliance Officer... will act in a compliance oversight and advisory role supporting assigned business units including two registered investment...

Posted Date: 29 Mar 2025
Salary: $101231 - 172355 per year

General Counsel & Chief Compliance Officer

, executable prices—instantly actionable at scale. As we grow, we’re seeking a dynamic General Counsel & Chief Compliance Officer... (GC & CCO) to lead our legal and compliance functions, ensuring we stay ahead of regulatory requirements while enabling...

Company: OpenYield Inc
Location: New York City, NY
Posted Date: 29 Mar 2025

Senior Regulatory Product Compliance Officer

is looking for an experienced Officer with a background in regulatory compliance related to products within the payments- or financial industry... their ambitions faster. Senior Regulatory Product Senior Officer Our fast-paced Regulatory Product Team...

Company: Adyen
Location: New York City, NY
Posted Date: 20 Mar 2025
Salary: $145000 - 195000 per year

Assistant Agency Chief Contracting Officer of Compliance

oriented exceptional professional to serve as Assistant Agency Chief Contracting Officer (AACCO) of Compliance. The... MANAGER or ADMINISTRATIVE MANAGER The Bureau of the Agency Chief Contracting Officer within the Division of Finance...

Posted Date: 14 Mar 2025

Compliance Testing and Monitoring Officer

and Monitoring Officer Contract type Permanent Contract Job summary Summary: Under supervision of the Head of Compliance... Chief Compliance Officer, the Executive Committee and Senior Management · Track and monitor issues identified from the...

Company: Crédit Agricole
Location: New York City, NY
Posted Date: 10 Mar 2025
Salary: $120000 - 160000 per year

AML / OFAC Compliance Officer / Advisory (Financial Security)

Compliance Officer / Advisory (Financial Security) Contract type Permanent Contract Job summary Summary: This position.../2024 Job description Business type Types of Jobs - Compliance / Financial Security Job title AML / OFAC...

Company: Crédit Agricole
Location: New York City, NY
Posted Date: 10 Mar 2025
Salary: $115000 - 150000 per year

AML / OFAC Compliance Officer / Advisory (Financial Security)

Compliance Officer / Advisory (Financial Security) Contract type Permanent Contract Job summary Summary: This position.../2025 Job description Business type Types of Jobs - Compliance / Financial Security Job title AML / OFAC...

Company: Crédit Agricole
Location: New York City, NY
Posted Date: 10 Mar 2025
Salary: $120000 - 150000 per year

AML / OFAC Compliance Officer / Advisory (Financial Security)

Compliance Officer / Advisory (Financial Security) Contract type Permanent Contract Job summary Summary: This position.../2025 Job description Business type Types of Jobs - Compliance / Financial Security Job title AML / OFAC...

Company: Crédit Agricole
Location: New York City, NY
Posted Date: 10 Mar 2025
Salary: $120000 - 150000 per year