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Keywords: Compliance Officer, Location: New York City, NY

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Chief Advancement Officer

Chief Advancement Officer Organization: National Dance Institute Location: In-Person - NYC Position Type: Full-Time... experience the transformative power of dance and music education. The new Chief Advancement Officer will be a strategic thought...

Posted Date: 10 Jan 2025
Salary: $175000 - 200000 per year

Chief Talent Officer

TITLE: Chief Talent Officer LOCATION: New York, NY (Lower East Side) DEPARTMENT: Administration/Human Resources REPORTS... TO: Chief Executive Officer (CEO) SALARY RANGE: $175,000 to $200,000 annually, depending on experience, plus excellent benefits...

Posted Date: 07 Jan 2025
Salary: $175000 - 200000 per year

Project Officer II / III

Project Officer II / III US-NY-Long Island City Job ID: 2023-2793 Type: Regular Full-Time # of Openings: 2... Category: Construction Management The LiRo Group Overview We have an immediate need for a Project Officer II & III...

Posted Date: 05 Jan 2025

Chief Compliance Officer for Self Clearing Broker Dealer

Self-Clearing Broker Dealer seeks experienced Chief Compliance Officer with a minimum of 5 years of experience working... role of Chief Compliance Officer working at a Self-Clearing Broker-Dealer within the last 10 years will be considered...

Company: AJ Consultancy
Location: New York City, NY
Posted Date: 12 Jan 2025

VP, Compliance Product Officer - Cash Sales Trading & Equities Trading - C13 (New York)

Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM... with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day...

Company: Citigroup
Location: New York City, NY
Posted Date: 12 Jan 2025

Investigations and Compliance Officer

, Investigations and Compliance Unit, the Investigations and Compliance Officer will: - Manage relationships with agency EEO...). The Investigation and Compliance Unit, to which this position belongs, updates and provides guidance to agency EEO...

Company: City of New York
Location: New York City, NY
Posted Date: 05 Jan 2025

Assistant Chief Compliance Officer

As MarketAxess expands both domestically and internationally, we are looking to add an Assistant Chief Compliance Officer..., plus one (1) day at home. This position will report directly to the firm's Chief Compliance Officer. How You'll Help...

Company: MarketAxess
Location: New York City, NY
Posted Date: 02 Jan 2025

Compliance Officer

A homecare company is seeking a Compliance Officer to ensure full adherence to state and local regulations... from regulatory risks and maintaining ethical standards. The Compliance Officer will manage audits, address violations, and build...

Company: Bhired
Location: Queens, NY
Posted Date: 01 Jan 2025
Salary: $200000 per year

VP, Compliance Product Officer - Global Functions Risk - C13 (NY)

Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM... with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day...

Company: Citigroup
Location: New York City, NY
Posted Date: 23 Dec 2024

Compliance Officer Senior

COMPLIANCE OFFICER SENIOR WHAT IS THE OPPORTUNITY? The Senior Compliance Officer within the Fair and Responsible... Banking Department is responsible for managing and maintaining assigned areas of the compliance program covering Fair...

Posted Date: 22 Dec 2024
Salary: $111408 - 189738 per year

Director of Compliance, Office of the Agency Chief Contracting Officer

of the Agency Chief Contracting Officer within the Division of Finance is primarily tasked with overseeing, managing.... Bureau of the Agency Chief Contracting Officer within the Division of Finance is looking to hire an exceptional, highly...

Posted Date: 21 Dec 2024

Lead Compliance Officer, Compliance & Risk Management

and building owners. Your Team: Reporting to the Chief Compliance Officer, the Lead Compliance Officer, will be a key member..., policies, and procedures. The Lead Compliance Officer may have the opportunity to help strengthen the office and agency...

Company: City of New York
Location: New York City, NY
Posted Date: 21 Dec 2024

Chief Compliance Officer, Associate Commissioner for Compliance & Risk Management

and building owners. Job Description: Reporting to the First Deputy Commissioner, the Chief Compliance Officer (CCO) will lead... autonomously. The Chief Compliance Officer's responsibilities will include: - Supervise, track, monitor, and maintain expertise...

Company: City of New York
Location: New York City, NY
Posted Date: 21 Dec 2024

Compliance Business Risk and Control Governance Officer - VP (Hybrid)

The Business Risk and Control Officer is a strategic professional who stays abreast of developments within own field... after the execution of a process (QA). Support in dealing with Operational and Compliance Risk in accordance...

Company: Citigroup
Location: New York City, NY
Posted Date: 20 Dec 2024
Salary: $129840 - 194760 per year

Alternatives Compliance Officer

Job Description: Employer: DWS Group Title: Senior Alternative Compliance Officer (Senior AFC & Compliance Officer... of their coverage areas. The Senior AFC & Compliance Officer will support the Illiquids Alternative business lines in the Americas...

Company: Deutsche Bank
Location: New York City, NY
Posted Date: 19 Dec 2024
Salary: $117000 per year

Technology Risk & Compliance Officer

Job Description: About the Role: Grade Level (for internal use): 12 The Team: The Technology Risk & Compliance... Officer will work closely with the Ratings Technology and Data Organization to provide advice and guidance related to risk...

Posted Date: 11 Dec 2024

Program Officer, US Partnerships and Compliance

Requisition ID: req56541 Job Title: Program Officer, US Partnerships and Compliance Sector: Grants Employment..., US Partnerships and Compliance on the RAI Resource Acquisition & Management team, the Program Officer, US Partnerships and Compliance...

Posted Date: 10 Dec 2024

Compliance Officer – Investment Bank Compliance – Origination & Advisory – Vice President

Job Description: Job Title Compliance Officer – Investment Bank Compliance – Origination & Advisory Corporate Title... and inspections Support the global compliance monitoring program by providing input on the framework documents and completing...

Company: Deutsche Bank
Location: New York City, NY
Posted Date: 07 Dec 2024
Salary: $125000 per year

Compliance Officer – Fixed Income Sales & Trading - Credit - Vice President

Job Description: Job Title Compliance Officer – Fixed Income Sales & Trading - Credit Corporate Title Vice... Provide regulatory/compliance training; assist the Business in implementing and documenting various supervisory/control...

Company: Deutsche Bank
Location: New York City, NY
Posted Date: 06 Dec 2024
Salary: $125000 per year

CUSO Compliance Monitoring and Training Officer

Job description Business type Types of Jobs - Compliance / Financial Security Job title CUSO Compliance Monitoring and Training Officer... Contract type Permanent Contract Job summary Summary: The Compliance Department at Credit Agricole's Combined...

Company: Crédit Agricole
Location: New York City, NY
Posted Date: 04 Dec 2024
Salary: $150000 - 180000 per year