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Keywords: Capital Markets Business Control Officer, Location: New York City, NY

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Capital Markets Business Control Officer

of benefits to its employees. Job Summary The SMBC Nikko Securities Inc., Capital Markets (CM) Business Control Officer (BCO... framework. Scope The SMBC Nikko Securities Inc., Capital Markets (CM) Business Control Officer is primarily an individual...

Posted Date: 30 Oct 2024

Compliance Officer – Investment Bank Compliance – Origination & Advisory – Capital Markets - Assistant Vice President

Job Description: Job Title Compliance Officer – Investment Bank Compliance – Origination & Advisory – Capital Markets... support to the Origination & Advisory Capital Markets business which focuses on investment banking advisory engagements...

Company: Deutsche Bank
Location: New York City, NY
Posted Date: 22 Aug 2024
Salary: $100000 per year

Vice President, Capital Markets Compliance Officer

Officer is responsible for acting in an advisory capacity to the Wedbush Capital Markets activities including equity market... Markets business; test compliance with policies and standards and identify key risk control gaps and deficiencies Work...

Posted Date: 17 Aug 2024
Salary: $140000 - 165000 per year

Commercial & Private Bank Business Risk and Controls Officer - Anti Money Laundering Risk

Position Title Commercial & Private Bank Business Risk and Controls Officer - Anti Money Laundering Risk Location New... York/1400 Broadway/114025 Job Summary The Commercial & Private Bank Business Risk and Controls Officer – Anti-Money...

Company: Flagstar Bank
Location: New York City, NY
Posted Date: 16 Aug 2024

Commercial & Private Bank Business Risk & Controls Officer- Treasury Management & Banking as a Service

Position Title Commercial & Private Bank Business Risk & Controls Officer- Treasury Management & Banking as a Service... organization also provides capital markets, foreign exchange and derivatives, treasury management products and services, and BaaS...

Company: Flagstar Bank
Location: New York City, NY
Posted Date: 16 Aug 2024

Officer - Markets Support Analyst

across various Line-of-Business to ensure consistency and alignment to target Control Standards within Trade Control • Resolution... across multiple lines of business through the lifecycle of a trade. Key responsibilities include handling trading and operational...

Company: Bank of America
Location: New York City, NY
Posted Date: 25 Oct 2024
Salary: $25 - 42.55 per hour

Senior Manager, Markets Compliance Officer

offered by the Scotiabank Group. Be part of an innovative, Global Capital Markets and Investment Banking business... culture. Global Banking and Markets Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment...

Company: Scotiabank
Location: New York City, NY
Posted Date: 23 Oct 2024

Senior Manager, Markets Compliance Officer

offered by the Scotiabank Group. Be part of an innovative, Global Capital Markets and Investment Banking business... culture. Global Banking and Markets Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment...

Company: Scotiabank
Location: New York City, NY
Posted Date: 22 Oct 2024

Executive Director, Head of Functions Control Officer

Capital Markets, Inc., SMBC Rail Services LLC, Manufacturers Bank, JRI America, Inc., SMBC Leasing and Finance, Inc., Banco... of benefits to its employees. Job Summary The Head of Functions Control Officer is a leader, change agent, and risk management...

Posted Date: 18 Oct 2024

Security Based Swaps (SBS) Capital Controller

access and infrastructure services to clients in the energy, commodities and financial markets. The Group provides... million trades and clearing 205 million contracts in 2022. The Group provides access to the world's major commodity markets...

Company: Marex
Location: New York City, NY
Posted Date: 07 Sep 2024
Salary: $125000 - 200000 per year

Security Based Swaps (SBS) Capital Controller

access and infrastructure services to clients in the energy, commodities and financial markets. The Group provides... million trades and clearing 205 million contracts in 2022. The Group provides access to the world's major commodity markets...

Company: Marex
Location: New York City, NY
Posted Date: 27 Aug 2024
Salary: $125000 - 200000 per year

Manager, U.S. Internal Control and Global Wholesale Operations - Audit

offered by the Scotiabank Group. Be part of an innovative, Global Capital Markets and Investment Banking business... culture. Global Banking and Markets Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment...

Company: Scotiabank
Location: New York City, NY
Posted Date: 31 Aug 2024
Salary: $85700 - 159100 per year

Manager, U.S. Internal Control and Global Wholesale Operations - Audit

offered by the Scotiabank Group. Be part of an innovative, Global Capital Markets and Investment Banking business... culture. Global Banking and Markets Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment...

Company: Scotiabank
Location: New York City, NY
Posted Date: 30 Aug 2024
Salary: $85700 - 159100 per year

Senior Associate, Liquidity & Finance Controls

Provide general support to the Business Controls Officer responsible for 1st Line controls coverage of the Liquidity... for evidence of successful and efficient performance of control and business procedures (including the evaluation of compliance...

Company: BNY Mellon
Location: New York City, NY
Posted Date: 10 Aug 2024
Salary: $68000 - 120000 per year

Regulatory Engagement and Exam Officer-SVP (Hybrid)

senior stakeholders to provide guidance on regulatory matters and enhance the control environment. Identify Capital Markets... engagement strategy and execution and the regulatory exam management execution and oversight across Capital Markets Regulators...

Company: Citigroup
Location: New York City, NY
Posted Date: 30 Oct 2024

Compliance Officer – Investment Bank Compliance – Origination & Advisory – Vice President

& Advisory business which focuses on investment banking advisory engagements and capital markets products and services, including... and applicable securities laws and regulations Assist the business in implementing and documenting various supervisory/control...

Company: Deutsche Bank
Location: New York City, NY
Posted Date: 24 Oct 2024
Salary: $125000 per year

Credit Portf Senior Officer I - C14 - NEW YORK

at another institution is desirable. Fully conversant in credit policy matters Good knowledge of capital markets products, including...The Credit Portfolio Senior Officer I is a senior-level position responsible for leading activities including credit...

Company: Citigroup
Location: New York City, NY
Posted Date: 17 Oct 2024

Fixed Income Compliance Officer

Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and Finance, Inc., Banco Sumitomo Mitsui Brasileiro..., Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of its relationships in Asia...

Posted Date: 02 Aug 2024

Credit Officer Loan and Lease - Vice President

Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and Finance, Inc., Banco Sumitomo Mitsui Brasileiro..., Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of its relationships in Asia...

Posted Date: 13 Sep 2024

Commodity Business Center - Commodities Marketing Associate

, etc) and capital markets. business documents Responsibilities: Transaction Underwriting & Portfolio Monitoring Conduct basic... or our Trade Services, Commodities, Financial Institutions and Global Markets lines of business. Overview: This incumbent...

Company: Bank of China
Location: New York City, NY
Posted Date: 18 Aug 2024