directly to the Market Supervisory Officer. Your expertise Minimum 5 years of relevant industry experience, including... supervisory functions and oversee the branch operational risk and audit process Educate employees on compliance policies, related...
to exchanges and technology-powered services. For more information visit Purpose of Role: The Executive Compliance Officer... and Procedures and Written Supervisory Procedures. Provide Compliance Advisory services for US Marex Solutions Trade Surveillance...
to exchanges and technology-powered services. For more information visit Purpose of Role: The Executive Compliance Officer... and Procedures and Written Supervisory Procedures. Provide Compliance Advisory services for US Marex Solutions Trade Surveillance...
will also maintain the Written Supervisory Procedures for the business units. The Compliance Officer Policies and Procedures will ensure... to exchanges and technology-powered services. For more information visit Purpose of Role: The Compliance Officer - Policies...
will also maintain the Written Supervisory Procedures for the business units. The Compliance Officer Policies and Procedures will ensure... to exchanges and technology-powered services. For more information visit Purpose of Role: The Compliance Officer – Policies...
Job Description: Job Title Compliance Officer – Investment Bank Compliance – Origination & Advisory – Capital Markets... and procedures Assist the Business in implementing and documenting various supervisory/control mechanisms, Participate in internal...
Description : What You’ll Do: In partnership with the Chief Information Officer, they are responsible... Operating Officer, they ensure programs are supported with the data, training and tools to drive continuous improvement. The...
JOB SUMMARY Riverdale YM-YWHA seeks an engaging and strategic leader to become its Chief Program Officer (CPO). The... leadership team to ensure proper investments are made in programs that align with the mission and strategic goals. SUPERVISORY...
. Solid and reliable performance as a Flex Officer will earn the Security Officer consideration for assignment to supervisory... As a Flex Security Officer, you will often be the first person people interact with at an assigned client site. As a result...
. Solid and reliable performance as a Flex Officer will earn the Security Officer consideration for assignment to supervisory... As a Flex Security Officer, you will often be the first person people interact with at an assigned client site. As a result...
more we all gain. About the role We are looking for a Senior Compliance Officer to join the rapidly growing team of our US broker... Compliance Officer and our first Compliance hire in NYC. You will be responsible for ensuring SSI’s compliance with the relevant...
Position Title Private Client Contingency Officer Location New York/1400 Broadway/114025 Job Summary The role...) and one to two years of related experience.. 0 to 3 years financial services or teller experience Supervisory experience...
Overview: POSITION TITLE: Corporate Engagement Officer REPORTS TO: Senior Director, Institutional Giving... and inclusive society for all. PRIMARY FUNCTIONS: The Corporate Engagement Officer is a key member of ADL’s fast-paced national...
Job Description: Job Title Compliance Officer – Investment Bank Compliance – Origination & Advisory – Capital Markets.../compliance training Assist the Business in implementing and documenting various supervisory/control mechanisms, Participate in...
Job Description: Job Title Investment Bank Compliance Officer – Origination & Advisory Corporate Title Vice... and applicable securities laws and regulations Assist the business in implementing and documenting various supervisory/control...
. Solid and reliable performance as a Flex Officer will earn the Security Officer consideration for assignment to supervisory... As a Flex Security Officer, you will often be the first person people interact with at an assigned client site. As a result...
Officer is responsible for acting in an advisory capacity to the Wedbush Capital Markets activities including equity market... Capital Markets Policies and Written Supervisory Procedure and work with the CCO in obtaining information and documentation...
Job Description: Job Title Compliance Officer – Fixed Income Sales & Trading - Credit Corporate Title Vice... Provide regulatory/compliance training; assist the Business in implementing and documenting various supervisory/control...
Job Description: Site Lead Security Officer ESSENTIAL FUNCTIONS Provides lead directions to all Security Officers.... Knowledge of security operations with an emphasis on patrol, inspection and response services. Knowledge of supervisory...
Officer as either a member or observer of various committees such as the New Product, Underwriting, Risk Management..., Compliance, and Training committees. The Senior Compliance Officer role may manage a coverage area or process with a large...