Description Compliance Advisory Officer We are looking for a Compliance Advisory Officer in our Compliance team... processes to deliver an unbeatable customer experience. The role As a Compliance Advisory Officer, you will work closely...
matter expert for the Compliance Department in relation to Optiver's FICC business. Provide trading floor and regulatory... advice to Optiver's Commodities, Fixed Income, and FX traders. Draft policies and guidance on compliance matters applicable...
for candidates taking part in the selection process. Job Description: Senior Compliance Manager, Advisory How does this role... regulatory compliance. Reporting to the Chief Compliance Officer, UK, Europe & Bermuda, the role holder will be a member of the...
Junior Compliance Officer Department New Business Conflicts and Compliance Office Location London Reports... adheres to are fulfilled at all times. A Junior Compliance Officer will also be required to conducting ongoing monitoring...
Our client a leading Global Asset Management firm are recruiting for a Compliance Officer - Portfolio Compliance... - Asset Management to help support the shareholding disclosures team. The Compliance Officer - Portfolio Compliance - Asset...
About the job We have been mandated with an exciting opportunity for a Compliance Officer to join our Wealth.... Ensuring compliance with financial planning regulations. Providing advisory support on compliance-related matters...
We are looking for a highly skilled Money Laundering Reporting Officer (MLRO)/Compliance Consultant to advise... guidance on regulatory matters. Key Responsibilities: Regulatory Compliance & Advisory Ensure compliance with all relevant...
and whistleblowing framework oversight. For more information visit Role Summary The ‘Senior Compliance Officer – Central Compliance... with the Compliance Advisory team to deliver ad-hoc training as and when required. Work with stakeholders to draft and issue...
is responsible for overseeing the adherence to regulatory requirements and expectations through Compliance policies, advisory... The Compliance Surveillance Strategy & Governance Officer will provide support to the Head of Surveillance Governance...
is responsible for overseeing the adherence to regulatory requirements and expectations through Compliance policies, advisory... The Compliance Surveillance Strategy & Governance Officer will provide support to the Head of Surveillance Governance...
Job Description: Job Title Employee Compliance Global Compliance Officer Location London Corporate Title Vice... President Employee Compliance’s (EC) core function is to provide effective advice and tools to enable Deutsche Bank employees...
and whistleblowing framework oversight. For more information visit Role Summary The Senior Compliance Officer – Regulatory... obligations, Compliance provides expert advice, oversight and thought leadership in relation to relevant rules and regulations...
right outcomes for our clients, markets and people? We are looking for a Compliance Officer like you to support...Business Divisions Group Functions Your role Are you an experienced Compliance and Operational Risk professional...
, ensuring compliance of PIMCO´s branches and licenses with applicable regulatory frameworks Regulatory Advisory: Provide... and motivated Compliance Expert to join its EMEA Regulatory Compliance team in London. This role will focus on Client Facing...
Minimum 6 years' experience* working in a Compliance Monitoring/Assurance, Advisory or Audit role within a UK regulated... Head of Compliance Assurance with the Compliance Assurance programme, leading reviews to verify the adequacy...
Monitoring/Assurance, Advisory or Audit role within a UK regulated financial institution Broad knowledge of compliance... Head of Compliance Assurance with the Compliance Assurance programme, leading reviews to verify the adequacy...
Minimum 6 years' experience* working in a Compliance Monitoring/Assurance, Advisory or Audit role within a UK regulated... Head of Compliance Assurance with the Compliance Assurance programme, leading reviews to verify the adequacy...
Job Description: WHO WE ARE Led by the Chief Information Security Officer (CISO), Technology Risk secures Goldman... presence across the Americas, APAC, India and EMEA. Within Technology Risk, Advisory is the consultative and technology subject...
FCA Regulatory Compliance Specialist Remote - with occasional travel required across the business Full Time... and where talented people can flourish and achieve their highest potential. Our Central Functions Compliance team continues to grow...
Chief Accountability Officer (CAO), the primary role of the Associate Compliance is to conduct Environment and Social.... In addition to this, the Associate Compliance will be expected to support the Outreach and Advisory functions...