, a voice and a safe place to call home. Purpose: This Senior Program Compliance Officer will support the CWS post-award... and procedures. The position will report to the Director of Program Compliance. The position will regularly interact with the...
Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible... to develop and apply CRM program solutions that meet business and customer needs in a manner consistent with the Citi program...
more we all gain. About the role We are looking for a Senior Compliance Officer to join the rapidly growing team of our US broker... Compliance Officer and our first Compliance hire in NYC. You will be responsible for ensuring SSI’s compliance with the relevant...
the firm's enterprise-wide compliance risk management program. As an independent control function and part of the firm... and Excel skills, with an ability to learn new tools quickly Strong understanding of Compliance program mandates...
JOB OVERVIEW: The Senior Program Officer, Private Sponsorship Matching and Placement leads the overall management... and implementation of the Matching and Placement Program within the Private Sponsorship of Refugees (PSR) initiative. The Senior Program...
to exchanges and technology-powered services. For more information visit Purpose of Role: The Compliance Officer - Policies..., they will be assisted in content by the compliance advisor for each regulated entity. The Compliance Officer Policies and Procedures...
to exchanges and technology-powered services. For more information visit Purpose of Role: The Compliance Officer – Policies..., they will be assisted in content by the compliance advisor for each regulated entity. The Compliance Officer Policies and Procedures...
Job Description: Job Title Compliance Officer – Investment Bank Compliance – Origination & Advisory – Capital Markets... compliance monitoring program by providing input on the framework documents and completing verification checks as outlined the in...
Job Description: Job Title Compliance Officer – Investment Bank Compliance – Origination & Advisory – Capital Markets... Interact with federal and state regulators, Support the global compliance monitoring program by providing input on the...
Job Description: Job Title Investment Bank Compliance Officer – Origination & Advisory Corporate Title Vice... and inspections Support the global compliance monitoring program by providing input on the framework documents and completing...
environment! The Chief Compliance Officer is responsible for: Implementation and ongoing compliance on preventing, detecting... and Long Term disability Free meals in our onsite cafeteria Position Summary: The Chief Compliance Officer's primarily...
Job Description: Job Title Compliance Officer – Fixed Income Sales & Trading - Credit Corporate Title Vice... and inspections; interact with federal and state regulators Support the global compliance monitoring program by providing input...
and the Risk & Internal Controls team globally, the Data & Technology Covering Compliance Officer will be a direct liaison... data to make observations and recommendations for improvement in the Compliance program. In conjunction with colleagues...
, Compliance, and Training committees. The Senior Compliance Officer role may manage a coverage area or process with a large.... Proactively engages with Compliance, Legal and control function colleagues to enhance the overall Compliance program. Escalates...
collaboratively. Impact We are seeking an experienced Global Chief Compliance Officer to lead our distributed, global compliance... programs for FalconX in the US, APAC, and Europe Advise and implement enhancements to the overall Compliance Program...
of experiments to get involved with and to continue growing and learning together. Chief Compliance Officer, U.S. Swap Dealer.... is a registered Swap Dealer. We are seeking an experienced Chief Compliance Officer for our registered Swap Dealer. This person...
transformation initiatives to advance the simplicity and effectiveness of the employee conduct compliance program. Identify... Job ID 4329 Description and Requirements Role Value Proposition: Compliance Risk Management (CRM) delivers...
will be responsible for rigorously supporting the Executive Director and managing the Volcker Program while working closely with senior... to include (i) quarterly metrics reporting, (ii) six pillar compliance program, (iii) annual CEO attestation framework, and (iv...
and close findings. Provide ongoing reporting on the status of the Volcker Compliance Program, including reporting to senior management... and objectives. Serves as Compliance Officer within Bank Regulatory Compliance of the U.S. operation of The Bank of Nova Scotia (the...
and close findings. Provide ongoing reporting on the status of the Volcker Compliance Program, including reporting to senior management... and objectives. Serves as Compliance Officer within Bank Regulatory Compliance of the U.S. operation of The Bank of Nova Scotia (the...