Job Title: Self-Direction Broker Program: Community Services Position Type: Full-Time Schedule Hours... of enhancing the lives of those we serve. Responsibilities Acts as Broker on behalf of assigned self-directing individuals...
Job Description: Broker II Broker Middle Market in New York, NY As part of an industry-leading team, you will help... empower results for our clients by delivering innovative and effective solutions supporting commercial risk. As a Broker...
Posting Description: Broker II Broker Middle Market in New York, NY As part of an industry-leading team.... As a Broker you will report directly to the Local Mid-Market Broking Leader. This is a hybrid role working from our New York...
OPWDD Self-Direction Support Broker (a.k.a. Brokers) Assist people with developmental disabilities who choose to Self... of Support and complete and manage a Self Direction Budget. Self-Direction provides individuals more direct responsibility in...
. Coordinate all sales related activity through the direction of the director of sales; achieve maximum profitability... skills, outstanding communication and presentation skills. A self-starter that can multi-task and prioritize. Treat active...
providing advisory support to a broker-dealer equities sales and trading business. Knowledge of relevant SEC and FINRA rules..., jurisdictions, business lines and support functions to drive results. Able to operate with minimal direction, deliver work product...
providing advisory support to a broker-dealer equities sales and trading business. Knowledge of relevant SEC and FINRA rules..., jurisdictions, business lines and support functions to drive results. Able to operate with minimal direction, deliver work product...
will, under the direction of the Corporate Risk Manager, assist in administering the risk management programs for the company’s real... estate portfolios, corporate operations and investment advisement activities. The position requires a detail oriented, self...
problem solving, self-direction and freedom of ideas. The individual in this position must maintain a professional demeanor... Register clients as broker-dealers or investment advisers with the appropriate regulatory bodies Lead in conducting mock...
for financial and regulatory audits, risk management, and annual planning for banking and broker-dealers, and assist in successfully... executing banking and broker-dealer-related audits, regulatory matters, and strategic initiatives. Lead and assist in design...
problem solving, self-direction and freedom of ideas. The individual in this position must maintain a professional demeanor... Register clients as broker-dealers or investment advisers with the appropriate regulatory bodies Lead in conducting mock...
for financial and regulatory audits, risk management, and annual planning for banking and broker-dealers, and assist in successfully... executing banking and broker-dealer-related audits, regulatory matters, and strategic initiatives. Lead and assist in design...
on property during site inspections and outside of site inspections. Coordinate all sales related activity through the direction... years of luxury leisure and transient sales experience. Knowledge of Delphi/Meeting Broker/OPERA systems is preferred...
, investment banking, institutional broker dealer or FCM/swap dealer businesses. Experience leading risk assessments processes.... Familiarity with U.S. bank and broker dealer laws, rules, and regulations applicable to non-US banks operating in the...
, investment banking, institutional broker dealer or FCM/swap dealer businesses. Experience leading risk assessments processes.... Familiarity with U.S. bank and broker dealer laws, rules, and regulations applicable to non-US banks operating in the...
table with key decision makers. And you’ll have any number of opportunities for your career to grow in whatever direction... Qualifications: 12 + years of P&C Middle Market Broker-facing Carrier Underwriting experience required; viewed by partners...
through our US broker dealer, Lloyds Securities Inc. Lloyds Bank is committed to attracting, retaining and developing the... their employees to bring their “whole self” to work! Reasonable Accommodations for Qualified Individuals with Disabilities...
our US broker dealer, Lloyds Securities Inc. Lloyds Bank is committed to attracting, retaining and developing the best talent in... law. Lloyds values diversity in all backgrounds and experiences and wants their employees to bring their “whole self...
under the direction of the OIC on assignments. Work with auditors within the audit department to perform end-to-end business... including Capital Markets, Compliance, Risk Management, and IT to develop a stronger strategy for banking/broker-dealer audit...
under the direction of the OIC on assignments. Work with auditors within the audit department to perform end-to-end business... including Capital Markets, Compliance, Risk Management, and IT to develop a stronger strategy for banking/broker-dealer audit...