to the appropriate governance and oversight groups. The role will also support the Regulatory Control Governance team... reporting platform, and an internal control framework designed to mitigate risk, enhance the accuracy of regulatory reporting...
the deviation, and suggesting corrective and preventive remedies. The PECO QA Governance Associate Vice President brings... will provide more details. Job Summary: The Project Enablement Control Office – Quality Assurance group (PECO QA) leverages...
Job Summary The Regulatory Reporting Associate publishes, maintains and files all documentation necessary to meet... that will improve the internal control environment. Compiling various state and federal regulatory agency filings and coordinating...
management and governance related impact. Coordinate across CUSO of those engaged in the regulatory initiative including... and governance forums in conjunction with the Governance, Risk and Controls (GRC) office. Regulatory Issue Management: work...
procedures against documented standards. What will you do? Support governance and control requirements related to various... Control, USDS, Legal, SGO and Product Control to improve the overall processes, automation and regulatory reporting work...
and risks metrics and assist in improving data governance infrastructure For new/evolving regulatory requirements... years of relevant work experience in product control, asset management regulatory/compliance, asset management fund...
, and monitors operational, regulatory, and reputational risks. As part of the Firmwide Control Management team, you will be a member... to an ever-changing environment. As a Control Manager - Firmwide Programs, Senior Associate within the Firmwide Control Management team...
On the Internal Audit Associate Team, you will have the opportunity to take your career to the next level in... opportunities, and coaching. As an internal audit associate in Internal Audit, you will also receive dedicated training, mentoring...
. As a Senior Associate in our Internal Audit group you will strengthen internal controls. The Commercial and Investment Bank (CIB...) Dodd-Frank/Volcker Audit Team manages a program of audit coverage over the CIB's regulatory compliance-related controls...
Associate General Counsel will provide legal counsel and support to the hospital and its leadership team, focusing on compliance... Associate General Counsel will work closely with the General Counsel to ensure the hospital remains compliant with applicable...
Job Description: On the Internal Audit Associate Team, you will have the opportunity to take your career to the... learning opportunities, and coaching. As an internal audit associate in Internal Audit, you will also receive dedicated...
Job Summary Job Description What is the Opportunity? The Associate Director for U.S. Data Strategy will Support... user acceptance testing on go live of key regulatory reports as part of U.S. Data Strategy initiative for strategic...
of the control environments across the firm's lines of business. As a Technology Senior Auditor (Associate) within the... identification of emerging control issues, and report them in a timely manner to Audit management and business stakeholders Partner...
(IAO) services and also includes Supplier Assurance Services (SAS) Governance and Risk Design. The CTPO Program...) and Corporate Functions (CFs) including the understanding of outsourcing regulatory requirements and periodic updates to regulators...
Asset Values via control governance of external accounting agents. Oversight and coordination of funds' major treasury... updates to regulatory requirements, accounting and treasury policies, external accounting agent governance, Funds' statistics...
Audit, Operational Risk) to support the firm's overall control objectives Participate in governance initiatives to meet... Experience with Control Design and Control Performance Assessments Understanding of Financial and/or Regulatory Reporting...
Asset Values via control governance of external accounting agents. Oversight and coordination of funds' major treasury... updates to regulatory requirements, accounting and treasury policies, external accounting agent governance, Funds' statistics...
identification, measurement, monitoring and control of market, liquidity & Stress Testing related to the clearing and settlement... processes for DTCC, its members and the markets. In addition, FR&G provides critical governance and quality assurance...
, complying with internal operational control requirements and all other external regulatory and audit requirements Lead the NAIC... Establish a governance framework that ensures reserve guidelines are applied consistently across North American operations...