, Governance & Reporting, the Associate Director will provide strong analytical and business analyst support to the Regulatory...Job Summary Job Description What is the Opportunity? Reporting to the Head of RBC Regulatory Relations...
Job Summary What is the opportunity? The Associate Director, Regulatory Reporting will prepare and file all aspects... of broker dealer regulatory reporting for RBC Capital Markets LLC (CM LLC) and ensure the firm is in compliance with FINRA, SEC...
will be on evaluating controls related to regulatory and financial reporting to various regulator, including Federal Reserve Bank (FRB... and remediate self-identified findings. Ensure compliance with regulatory requirements related to reporting to entities such as the...
department’s Regulatory Engagement recordkeeping system, as applicable Summarizes and prepares reporting that communicates exam...Job Summary Job Description What is the Opportunity? Aids in the maintenance of effective regulatory relations...
approach, and reporting status to senior leadership. Liaises with Legal, HR, Regulatory Relations, Technology, and other key... major regulatory projects and programs within the US Technology and Cyber Remediation Office. Position is responsible...
Job Summary Job Description What is the opportunity? The Associate Director within U.S. CFO Operations Office... US Finance team, including Regulatory Reporting space. In addition, this role will help transform business processes...
to each team or employee). The impact you will have in this role: Being a member of the IT ERM team the Associate Director..., platform security) Gathering, preparing, and reviewing inputs into reporting (e.g., risk treatment, risk profiles, inherent...
Job Summary Job Description What is the Opportunity? Reporting to the Director, Cyber and IT Risk within Group... from the regulatory issue and to ensure documentation appropriately evidences remediation activities Tracking and reporting...
of benefits to its employees. Role Description Reporting to the Director of Compliance Program Management, the Compliance... Program Management Associate assists the team with the oversight, implementation, and enhancement of the Financial Crimes...
in model risk management. Reporting to the Risk Model Validation Executive Director, this person will play a crucial role... of benefits to its employees. Role Description SMBC is seeking a Model Risk Management Associate with a strong project...