, please visit Role Overview: The Regulatory Compliance Manager reports to the Director, Compliance and is primarily responsible... daily investigation of alerts generated by FCC’s Trade Surveillance Program and various regulatory reporting...
Management businesses. The Senior Manager, Markets Surveillance will lead, manage, and develop a team of approximately 6 trade...Job Summary Job Description What is the opportunity? You will be part of the RBC Compliance Surveillance Team...
and Client Risk Rating) and Compliance Businesses (Trade Surveillance and Anti-bribery & Anti-corruption) are delivered in... culture. The Manager, Compliance and AML Data will contribute to the overall success of the Compliance and AML Data team...
and Client Risk Rating) and Compliance Businesses (Trade Surveillance and Anti-bribery & Anti-corruption) are delivered in... culture. The Manager, Compliance and AML Data will contribute to the overall success of the Compliance and AML Data team...
for you to invest your career at CPP Investments. Job Description Reporting to the Manager, Compliance Monitoring - Public Markets... with associated internal frameworks and external regulatory requirements. The position will also assist in evolving compliance...
for you to invest your career at CPP Investments. Job Description Reporting to the Manager, Compliance Monitoring – Public Markets... with associated internal frameworks and external regulatory requirements. The position will also assist in evolving compliance...
Compliance team provides real time and post trade monitoring and portfolio management compliance oversight. The incumbent... with the Senior Compliance Officer and the Senior Manager (Investment Management Compliance) monitoring 1832 LP's Charles River...
Compliance team provides real time and post trade monitoring and portfolio management compliance oversight. The incumbent... with the Senior Compliance Officer and the Senior Manager (Investment Management Compliance) monitoring 1832 LP’s Charles River...