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Keywords: Operations Regulatory Reporting Officer, Location: New York City, NY

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Non-Financial Regulatory Reporting

. About the Team Operations Regulatory Reporting is a newly created team within Operations that is responsible for the execution..., and implementation of new regulatory reporting requirements as relevant to their remit. Summary The Operations Regulatory Reporting...

Company: Mizuho Bank
Location: New York City, NY
Posted Date: 21 Feb 2025
Salary: $77000 - 100000 per year

Non-Financial Regulatory Reporting

. About the Team Operations Regulatory Reporting is a newly created team within Operations that is responsible for the execution..., and implementation of new regulatory reporting requirements as relevant to their remit. Summary The Operations Regulatory Reporting...

Company: Mizuho Bank
Location: New York City, NY
Posted Date: 21 Feb 2025
Salary: $77000 - 100000 per year

Non-Financial Regulatory Reporting

. About the Team Operations Regulatory Reporting is a newly created team within Operations that is responsible for the execution..., and implementation of new regulatory reporting requirements as relevant to their remit. Summary The Operations Regulatory Reporting...

Company: Mizuho Bank
Location: New York City, NY
Posted Date: 21 Feb 2025

Broker Dealer Regulatory Governance Compliance Officer

of benefits to its employees. Role Description The Advisory Compliance team serves as a regulatory advisory function... is represented by the Chief Compliance Officer as either a member or observer of various committees such as the New Product...

Posted Date: 17 Apr 2025

Compliance Operations and Reporting Specialist

Operations & Reporting Zurich Cover-More (ZCM) and the Chief Compliance Officer to design and implement our target state... looking for a Compliance Reporting and Operations Specialist for Zurich Cover-More (ZCM). This role will work with the Head of Compliance...

Company: Zurich
Location: New York City, NY
Posted Date: 19 Mar 2025

Senior Compliance Officer, Operations

Company: MMC Corporate Description: Marsh McLennan Agency (MMA) is seeking a Senior Compliance Officer, Operations... colleagues. Please note that there's a 3-day per week in-office requirement for this role. What you can expect: Reporting...

Company: Marsh McLennan
Location: New York City, NY
Posted Date: 02 Apr 2025

Risk Engineering, Credit Risk Analytics and Reporting, Vice President

and procedures around the production of risk analytics​ for financial & non-financial risk, risk capital and regulatory reporting...Job Description: Background Analytics & Reporting (A&R) is a group within Risk Engineering in the Risk Division...

Company: Goldman Sachs
Location: New York City, NY
Posted Date: 04 Apr 2025

Chief Compliance Officer – Corpay Cross-Border Division

effective detection, investigation, and reporting of suspicious activities.• Optimize and oversee compliance operations... to delivering innovative and compliant financial solutions to our diverse client base. Position SummaryThe Chief Compliance Officer...

Posted Date: 18 Apr 2025

Chief Financial Officer (CFO)

We are seeking a dynamic and strategic Chief Financial Officer (CFO) with proven experience in fundraising... planning, analysis, budgeting, forecasting, and reporting. Ensure financial compliance with federal, state, and local...

Posted Date: 18 Apr 2025

Managing Director & Chief Data Officer, Global Banking & Markets

and helping you continue your career at Scotiabank. Location: New York, NY Position: Managing Director & Chief Data Officer..., Global Banking & Markets Purpose: The Global Banking and Markets Chief Data Officer (GBM CDO) is responsible for driving...

Company: Scotiabank
Location: New York City, NY
Posted Date: 18 Apr 2025

Investment and Corporate Banking Advisory Compliance Officer- Americas (“ICBA”)

Officer - Americas is responsible for the regulatory advisory function of the investment banking and financing activities. The... compliance oversight program is implemented, as applicable. Management and Reporting The ICBA Compliance Officer reports...

Company: Crédit Agricole
Location: New York City, NY
Posted Date: 18 Apr 2025

Investment and Corporate Banking Advisory Compliance Officer- Americas (“ICBA”)

Officer - Americas is responsible for the regulatory advisory function of the investment banking and financing activities. The... compliance oversight program is implemented, as applicable. Management and Reporting The ICBA Compliance Officer reports...

Company: Crédit Agricole
Location: New York City, NY
Posted Date: 18 Apr 2025

SVP, Compliance Product Sr Officer - Swap Dealer Compliance - C14 (New York)

individual will serve as a senior swap dealer compliance risk officer for (ICRM) responsible for establishing internal strategies... responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice relating to operations, financial...

Company: Citigroup
Location: New York City, NY
Posted Date: 17 Apr 2025

Investment and Corporate Banking Advisory Compliance Officer- Americas (“ICBA”)

. Management and Reporting The ICBA Compliance Officer reports directly to the Head of Global Markets Regulatory Compliance...Summary: The Investment and Corporate Banking Advisory (“ICBA”) Compliance Officer - Americas is responsible for the...

Posted Date: 17 Apr 2025

AML/BSA Officer

As the AML/BSA Officer at BitPay, you will be instrumental in ensuring that our compliance and risk operations meet... will be to implement and oversee the AML/BSA program, focusing on identifying, preventing, and reporting suspicious activities related...

Company: BitPay
Location: New York City, NY
Posted Date: 13 Apr 2025

AML/BSA Officer

Friday evening beer and game nights! AML/BSA Officer Remote Full Time Experienced As the AML/BSA Officer at BitPay..., you will be instrumental in ensuring that our compliance and risk operations meet all relevant regulations, including those set by the New York...

Company: BitPay
Location: New York City, NY
Posted Date: 12 Apr 2025

Asset Management Chief Compliance Officer

regulatory requirements. This includes global policies, standards, processes, regulatory reporting, training, and maintenance... of benefits to its employees. Role Description The successful candidate will serve as the Chief Compliance Officer (CCO...

Posted Date: 11 Apr 2025

Compliance Officer, VP

and departments, including Legal and Operations, to identify and address regulatory matters Take initiative in learning and applying... Officer to join its global compliance team within the Legal and Compliance Department. This role will support the...

Company: PIMCO
Location: New York City, NY
Posted Date: 06 Apr 2025
Salary: $137500 - 195000 per year

Associate General Counsel & Compliance Officer

for a talented and motivated Associate General Counsel & Compliance Officer to join our Legal and Compliance team, reporting directly... to the General Counsel/Chief Compliance Officer. You will play a key role in providing legal counsel and compliance expertise...

Company: Derivative Path
Location: New York City, NY
Posted Date: 04 Apr 2025
Salary: $160000 - 180000 per year

Senior Compliance Officer

. What you can expect: Reporting to MMA’s Chief Compliance Officer, you will be responsible for providing valued advice...Company: MMC Corporate Description: Marsh McLennan Agency (MMA) is seeking a Senior Compliance Officer to serve...

Company: Marsh McLennan
Location: New York City, NY
Posted Date: 02 Apr 2025