-hoc tasks as requested by Head of Financial Crime Compliance / Chief Compliance Officer. On the Job trainng... licensed by the Hong Kong Monetary Authority. Job Purpose Assist Financial Crime Compliance Team to handle anti-money...
RESPONSIBILITIES Report to Legal & Compliance Manager and Head of Legal & Compliance Provide compliance advice... with other departments on legal, compliance and company secretarial matters Liaise with government bodies and handle regulators’ enquiry...
Responsibilities: Handle compliance work in relation to securities brokerage, ECM and DCM business; Handle Chinese...
and customer CDD assessment, analyze and report suspicious transactions to AML/CFT Compliance Officer, and prepare and submit... holder or above in Law, Business or related discipline 5+ years of legal and compliance experience within the banking...
as providing legal advice to management in order to safeguard the Group's interests and mitigate compliance and legal risks... AML/CFT Officer for the Bank in Macau and the MIC of AML/CFT and Compliance Function Head of Registered Institutions...
a passionate and experienced Intellectual Property Legal Officer or Paralegal to join their esteemed legal team and support the... Head of Legal. As an Intellectual Property Legal Officer, you will play a crucial role in protecting the brand...
(“HKREITA”) under the supervision of Link’s Chief Legal Officer. Job Duties Assisting with identifying priorities... items Assist the Compliance Department on ad-hoc projects and assignments from time to time such as supporting staff...
. They are now looking to expand their well-established legal and compliance function by adding a skilled Legal Officer. Key Responsibilities... a prestigious listed company with a well-established legal and compliance function? If so, we have the perfect opportunity...
experience in legal, compliance or audit. High regard will be given to applicants from international financial institutions... will be considered for the post of Senior Audit and Compliance Officer. If you are looking for an environment of growth...
Senior Compliance Officer Shopline Payments Limited is looking for a Senior Compliance Officer based in Hong Kong... to serve as the Compliance Officer (CO) and Money Laundering Reporting Officer (MLRO) for Shopline Payments regulated entity...
Recruit Ref: L0595556767 Posting Date: 2025-02-19 Shopline Limited Senior Compliance Officer Senior Compliance... Officer Shopline Payments Limited is looking for a Senior Compliance Officer based in Hong Kong to serve as the Compliance...
where we live and work through volunteerism. Shape your Career with Citi Citi’s Global Legal Affairs and Compliance (GLAC...) empowers and protects Citi by providing legal, compliance, investigative, and security services to our firm. We manage...
Job Description: Our client is seeking a General Counsel / Compliance Officer to be based in Hong Kong who... of resolutions/minutes etc.). Candidate Requirements At least 8 years experience dealing with legal/compliance/regulatory...
Compliance Analyst/Compliance Officer to join the team in Hong Kong. The role serves as the main point of contact for a regulator... of Compliance, Greater China with Franklin Templeton’s first- and second-line teams (i.e. Risk, Governance, Distribution, Legal...
Compliance checking, monitoring and review Assist in formulating and maintaining Compliance policies and procedures Ensure the... Bank’s operations meet with all relevant legal and regulatory requirements as well as industry guidelines and practices...
compliance and meet requirements of service quality and corporate governance. To monitor the reporting on service quality...: * Degree in any disciplines, qualifications or experience in social work / public administration / governance / legal...
professional to join us. Department: Sales Compliance Management In this position, you will: Be responsible for formulating... and implementing sales compliance policies and procedures to ensure that all sales activities comply with the requirements of the...
As part of our team, you are going to: Ensure compliance with the rules and regulations of different market data... and technical units of the company. Review legal documents, business agreements and advertising materials. Look into issues...
opportunity is offered to the right candidate to join us. Responsibilities: Responsible for handling with compliance control... remedial action plans in response to internal and external audit findings Requirements: Bachelor's Degree in Legal...
, you will supporting AS Watson Group (Asian) companies in their personal data privacy compliance and ensuring that such businesses... are aligned to the Group’s Personal data framework and data privacy guidelines & local legal regulations. The role...