as providing legal advice to management in order to safeguard the Group's interests and mitigate compliance and legal risks... AML/CFT Officer for the Bank in Macau and the MIC of AML/CFT and Compliance Function Head of Registered Institutions...
licensed by the Hong Kong Monetary Authority. Job Responsibilities Support Head of Legal Counsel in the drafting, reviewing... relevant legal advice Work closely with Regulatory Compliance Team regarding materials and day-to-day activities to ensure...
role holder will work directly Regional Head, in-country MLROs and Compliance Design Lead to co-ordinate AML Transformation...Job Title- Financial Crime Compliance - AML Regional Transformation Lead Client- Leading name in financial services...
, compliance, regulatory and legal obligations are met across all interactions. Measure effectiveness via client centric KPIs... understanding and ensuring compliance with, in letter and spirit, all applicable laws, regulations, guidelines and the Group Code...
and mitigating Regulatory Compliance risks. The responsibilities of the Head of Risk Steward Oversight are to: Support the Head... Regulatory Compliance function to execute its obligation to be the focal point for all activity in the Group relating...
risk, conduct and compliance matters. Key Stakeholders Private Banking Regional Head, COO, Business Planning Management..., Banking Operations, Wealth Operations, Wealth Management, Compliance, Legal, Relationship Managers, Client Relationship...
stakeholders as well as Legal and Compliance department to assess regulatory implication of the complaint and to assist... and compliance matters. Key stakeholders RM, Compliance, Legal, Operations, Process Owners Skills and Experience Stakeholder...
, ensuring that these are all approved by local Legal & Compliance. Work closely with SC Trust to deliver the appropriate... and subject matters which a wealth planner and family advisor should be able to leverage. The individual should support the Head...
Ensure compliance with external regulatory requirements, internal control standards and group compliance policy in the... Operations, Wealth Management, Compliance, Legal, Relationship Managers, Client Service Manager, 2nd line and 3rd line support...