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Keywords: Investigations and Compliance Officer, Location: New York City, NY

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Chief Talent Officer

TITLE: Chief Talent Officer LOCATION: New York, NY (Lower East Side) DEPARTMENT: Administration/Human Resources REPORTS... TO: Chief Executive Officer (CEO) SALARY RANGE: $175,000 to $200,000 annually, depending on experience, plus excellent benefits...

Posted Date: 07 Jan 2025
Salary: $175000 - 200000 per year

Investigations and Compliance Officer

, Investigations and Compliance Unit, the Investigations and Compliance Officer will: - Manage relationships with agency EEO... training curricula, conducts very time-sensitive high level discrimination complaint investigations when the EEO Officer...

Company: City of New York
Location: New York City, NY
Posted Date: 05 Jan 2025

AML Investigations Officer VP

Job description Business type Types of Jobs - Compliance / Financial Security Job title AML Investigations Officer VP Contract... utilizing various internal systems in order to verify that the Bank's activity is in compliance with applicable laws...

Company: Crédit Agricole
Location: New York City, NY
Posted Date: 08 Nov 2024
Salary: $115000 - 150000 per year

AML Investigations Officer VP

Job description Business type Types of Jobs - Compliance / Financial Security Job title AML Investigations Officer VP Contract... utilizing various internal systems in order to verify that the Bank's activity is in compliance with applicable laws...

Company: Crédit Agricole
Location: New York City, NY
Posted Date: 08 Nov 2024
Salary: $115000 - 150000 per year

AML Investigations Officer VP

systems in order to verify that the Bank's activity is in compliance with applicable laws and regulations, and to review... to ensure that all activity is in compliance w/ current BSA/AML regulatory standards, and ensure that AML monitoring alerts...

Posted Date: 08 Nov 2024
Salary: $115000 - 150000 per year

RE-ADVERTISEMENT: TEMPORARY APPOINTMENT - Operations Specialist, Office of Audit and Investigation Services (OAIS), New York, P

and professional services (audit, investigations, etc.) while ensuring compliance with UNFPA procurement policies; Manage requirements... policies and procedures as included in the UNFPA Policies and Procedures Manual, and the Uniform Guidelines for Investigations...

Posted Date: 07 Jan 2025

AVP/Financial Crimes Investigations

Include: The AVP/Financial Crimes Investigations oversees the Financial Crimes investigation program, including SAR filing... and fraud prevention. This role also serves as the back-up BSA Officer when the SVP/Financial Crimes is unavailable...

Company: Quontic
Location: Queens, NY
Posted Date: 22 Dec 2024
Salary: $102000 - 128000 per year

Chief Compliance Officer, Associate Commissioner for Compliance & Risk Management

and building owners. Job Description: Reporting to the First Deputy Commissioner, the Chief Compliance Officer (CCO) will lead... autonomously. The Chief Compliance Officer's responsibilities will include: - Supervise, track, monitor, and maintain expertise...

Company: City of New York
Location: New York City, NY
Posted Date: 21 Dec 2024

Technology Risk & Compliance Officer

Compliance investigations and reviews as required. Assist in the development of compliance training and ongoing communications... Covering Compliance team, including helping with investigations and other ad hoc matters as required. What We're...

Posted Date: 11 Dec 2024

Compliance Officer – Investment Bank Compliance – Origination & Advisory – Vice President

Job Description: Job Title Compliance Officer – Investment Bank Compliance – Origination & Advisory Corporate Title... mechanisms to develop relevant policies and procedures – this includes training Participate in internal investigations, respond...

Company: Deutsche Bank
Location: New York City, NY
Posted Date: 07 Dec 2024
Salary: $125000 per year

Compliance Officer – Fixed Income Sales & Trading - Credit - Vice President

Job Description: Job Title Compliance Officer – Fixed Income Sales & Trading - Credit Corporate Title Vice... Provide regulatory/compliance training; assist the Business in implementing and documenting various supervisory/control...

Company: Deutsche Bank
Location: New York City, NY
Posted Date: 06 Dec 2024
Salary: $125000 per year

Compliance Officer – Investment Bank Compliance – Fixed Income Sales & Trading - Rates and FX - Vice President

Job Description: Job Title Compliance Officer – Investment Bank Compliance – Fixed Income Sales & Trading - Rates.../compliance training; assist the Business in implementing and documenting various supervisory/control mechanisms Participate...

Company: Deutsche Bank
Location: New York City, NY
Posted Date: 20 Nov 2024
Salary: $125000 per year

Fixed Income Compliance Officer

Job Description: Job Title: Fixed Income Compliance Officer Location: New York, NY Firm Overview: Cantor... inspections and ad hoc investigations. Qualifications: 2 to 7 years of experience working in fixed income compliance function...

Company: BGC
Location: New York City, NY
Posted Date: 02 Nov 2024
Salary: $100000 - 110000 per year

Compliance Officer S&P Global DJI

policies and facilitate compliance training programs. Contribute to compliance investigations and reviews. Define... a Compliance Director to join our Compliance Team for the S&P Global Dow Jones Indices (SPDJI) division. As a Compliance Director...

Company: S&P Global
Location: New York City, NY
Posted Date: 01 Dec 2024

Associate Vice President, Investment Adviser Compliance

leadership of the Global Chief Compliance Officer, the Compliance and Regulatory functions are comprised of teams that operate..., but are not limited to: Actively engage with the Chief Regulatory Officer to assist in directing the Compliance function throughout the...

Posted Date: 11 Jan 2025
Salary: $140000 - 175000 per year

AML Compliance Analyst

activity reports for review and submission by the US Compliance Officer · Conduct due diligence on Vitesse Trust customers... on the US Compliance team and will be responsible for helping execute Vitesse Trust’s compliance program, including...

Company: Vitesse PSP
Location: New York City, NY
Posted Date: 08 Dec 2024
Salary: $80000 - 90000 per year

Compliance Specialist

staff (including trainings), and conduct targeted reviews, internal audits, and compliance investigations. The Compliance... President of Quality Assurance and the Chief Corporate Compliance officer, and making recommendations for improvement...

Location: New York City, NY
Posted Date: 01 Nov 2024
Salary: $65000 - 80000 per year

Compliance Specialist

targeted reviews, internal audits, and compliance investigations. The Compliance Specialist is responsible for preparing... Corporate Compliance officer, and making recommendations for improvement and correction where identified. ESSENTIAL DUTIES...

Posted Date: 31 Oct 2024
Salary: $65000 per year

FAA Level II Unarmed Security Officer - Part Time

-economic terms. Job Skills / Requirements Summary: A successful FAA Security Officer must follow all ADC LTD NM... and Departmental policies and procedures while conducting the duties of the position. The FAA Security Officer position at the FAA post...

Company: SecTek
Location: Queens, NY
Posted Date: 12 Jan 2025

Investigative Officer 1/Investigative Officer Trainee (NY HELPS), WCB Item

/documentation, and to secure employer cooperation and compliance. Demonstrate through daily usage, mastery of relevant information... technology, including but not limited to the Investigator Mobile Application, IC2, CIS, and Insurance Compliance Investigation...

Company: New York State
Location: Queens, NY
Posted Date: 10 Jan 2025
Salary: $52763 - 77535 per year