. We are now looking for a Senior Compliance Monitoring Officer - Treasury to join the team. The purpose of this role is to provide second line... of defence (2LoD) regulatory compliance oversight over 1LoD (first line of defence) / business teams, with a focus on the 1LOD...
Provide expert support and advice to Business lines and intra-team, on Regulatory Compliance processes, systems... & controls. Act as a senior subject matter expert (SME) on legal and regulatory Compliance subjects of interest, sharing key...
The main purpose of this role is to support the Compliance Manager to monitor and manage the delivery of our asset... compliance services, to ensure that all statutory compliance obligations and requirements across the Group are met and consistent...
of International Financial Crime Compliance reporting directly to the EMEA Head of ABC, Corporate Fraud and Ethics. This role supports... progamme. Working closely with other Compliance and Risk partners and groups, business functions, Legal, and Human Resources...
is to provide second line of defence (2LoD) regulatory compliance advice and guidance, as well as oversight and challenge to the... their regulatory compliance and conduct related risks (including the delivery of good customer outcomes). Provide product specific...
purpose of this role is to provide second line of defence (2LoD) regulatory compliance advice and guidance, as well... and effectively manage their regulatory compliance and conduct related risks (including the delivery of good customer outcomes...
A leading global financial institution is seeking an experienced compliance professional to join its Compliance Service... in defining, implementing, and overseeing compliance risk frameworks, as well as supporting the Senior Managers & Certification...
, voice and DMA, plus award-winning data, insights and analytics. For more information visit Role Summary Support the... Head of Business Advisory Compliance in ensuring the Marex Group adheres to and operates within its regulatory requirements...
, voice and DMA, plus award-winning data, insights and analytics. For more information visit Role Summary Support the... Head of Business Advisory Compliance in ensuring the Marex Group adheres to and operates within its regulatory requirements...
to FOIA and compliance with Data Protection legislation. Supervision of the Information Officer. Keep up...) to Metropolitan Police units. Information compliance can be challenging for an organisation like ours: we must protect sensitive...
of our customers’ information. You will drive our efforts to maintain compliance with global data protection regulations while staying...As the Head of Security and Data Protection Officer at NALA, you will play a pivotal role in our mission to increase...
or London Reports To Chief Information Security Officer Working Hours 35 hours per week, 9:30am to 5:30pm but additional... Information Security & Privacy Training Manager Department Office of the General Counsel Office Location Birmingham...
Qualifications You have a Compliance background, ideally worked as Head of Risk and Compliance, Compliance Officer, MLRO... to transfer money across borders and currencies. Your mission is to shape the Product Risk and Compliance Program, for Wise...
into our General Counsel and supporting the Chief of Staff and Chief People Officer) to drive strategic compliance initiatives, roll... compliance programs across data privacy, artificial intelligence, and Information Security (we are ISO270001:2013 certified...
Risk Officer and Compliance Managers as required. About You Handles tasks with thoroughness and accuracy, recognising... to join us. About the Role Ensure Quilter Cheviot’s compliance with relevant regulatory requirements through effective surveillance...
newly created IT SOX Compliance Officer position is a key role within the compliance and regulatory framework of the...Head of IT Compliance / IT SOX Compliance Lead Insurance City of London Working within the EMEA IT PMO team, the...
Job Description: Head of Compliance & Money Laundering Reporting Officer (MLRO) – SMF16 & SMF17 Position: Head... of Compliance & MLRO Function Holder Roles: SMF16 (Compliance Oversight) & SMF17 (Money Laundering Reporting Officer) Location...
Compliance Advisor I'm working with a financial services firm to recruit a Compliance Advisory Officer... Responsibilities: Regulatory Advice: Provide compliance advice to Private Client lending on FCA rules for secured lending (MCOB, CONC...
My client is an Insurance firm looking to hire a compliance monitoring and advisory officer. This is an excellent... opportunity for a skilled Insurance compliance officer to join a firm with hybrid working 2 days a week in the London office...
to the Head of Compliance or Chief Compliance Officer and may have staff management responsibilities. How you'll make... you to apply. Overview Gallagher Benefit Services UK is seeking an experienced Compliance Manager to oversee Compliance Policy...