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Keywords: Head of Compliance, US, Location: New York

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Head of Compliance, Americas

: The Head of Compliance, Americas will be responsible to lead the Americas compliance program, which encompasses Anti-Money... will report to the Global Head of Compliance (“Global CCO”) and work closely with the offshore level 1 and onshore level 2...

Posted Date: 15 Dec 2024

Americas Regional Head of Controls Testing & Assurance (CT&A) / Americas Head of Compliance Testing - Director

in maintaining and enhancing its control frameworks for those key risks. The Americas Head of Compliance Testing will be directly... responsible and accountable for the Americas Compliance testing plans and as the Americas Regional Head of CT&A will drive the...

Company: Deutsche Bank
Location: New York City, NY
Posted Date: 28 Nov 2024

Head of Regulatory Compliance Reporting

communication will only be sent from @ addresses. About the role The Head of Regulatory Compliance Reporting - Money... Transmission License (“MTL”) will develop and oversee a robust regulatory reporting framework to ensure our compliance with MTL...

Company: Rippling
Location: New York City, NY
Posted Date: 22 Nov 2024
Salary: $160000 - 240000 per year

Head Compliance Investigations (Hybrid Work Model)

We have a great opportunity for an enthusiastic and motivated Head Compliance Investigations to use their knowledge... standards and policies! About the Role The Head of Compliance Investigations is responsible for the strategic direction...

Company: Swiss Re
Location: Armonk, NY
Posted Date: 21 Nov 2024

Head of Legal & Compliance Technology

, and AI to drive our business forward. The Head of Legal and Compliance Technology is responsible for the development, maintenance..., and support for business systems, overseeing the business applications teams responsible for the Legal and Compliance functions...

Posted Date: 10 Oct 2024

Head of Compliance, US

US, Belgium and the UAE. About the Team The Compliance function at OKX is responsible for the overall compliance culture... and Compliance risk. We operate a global/local Compliance model, whereby subject matter experts within Central Compliance support...

Company: OKX
Location: New York
Posted Date: 04 Dec 2024

Lead - HR Compliance

Job Title Lead - HR Compliance Organization Name InvaGen Pharmaceuticals, Inc. (a Cipla subsidiary) Location... to other locations as per business needs. Job Summary The Lead HR Compliance role is responsible for establishing governance...

Company: Cipla
Location: Central Islip, NY
Posted Date: 25 Dec 2024
Salary: $120000 - 135000 per year

Compliance Control Room

of benefits to its employees. Role Description The position will report to the Head of Americas Control Room. Performs core... Crossings. Liaises with EMEA and Tokyo Compliance to ensure global consistency where necessary and/or desirable. Performs...

Posted Date: 25 Dec 2024

Senior Compliance Manager

(“NTAM”) Compliance team, led by the Head of Compliance for Asset Management. Location for this role will be in New York... will report to the Chief Compliance Officer of the Northern / Northern Institutional Funds (together, the “Funds”), which consist...

Company: Northern Trust
Location: New York City, NY
Posted Date: 21 Dec 2024
Salary: $95600 - 200000 per year

Investigations and Compliance Officer

). The Investigation and Compliance Unit, to which this position belongs, updates and provides guidance to agency EEO... or agency head is a party. CEI develops and collaborates on strategies that fulfill the City's EEO mandates, under local laws...

Company: City of New York
Location: New York City, NY
Posted Date: 21 Dec 2024

Compliance Risk Management

and Controls Self Assessment, and Internal Control Testing Support and execute ad hoc requests for Head of Compliance Risk...About the Team Americas Compliance, as a control function within the firm’s second line of defense as well...

Company: Mizuho Bank
Location: New York City, NY
Posted Date: 20 Dec 2024
Salary: $99000 - 140000 per year

US Tax Compliance and Reporting Manager

reporting, compliance, planning and advice to the business. Amex GBT Tax is also supported by a newly formed Tax Centre... at the head of what is a truly international group. The need has arisen for a North American based Tax Manager to join the...

Company: American Express
Location: New York
Posted Date: 18 Dec 2024
Salary: $70000 - 140000 per year

Senior Compliance Manager, Data & Privacy

, and operate strategic and tactical data compliance and privacy improvements - from finding and embedding efficiencies..., and leads these efforts across the entire company. About the Position Foursquare is looking for a Senior Compliance Manager...

Posted Date: 11 Dec 2024
Salary: $125000 - 150000 per year

Regulatory Affairs Associate (Compliance Medical Auditor)

Affairs Associate (Compliance Medical Auditor) supports the functions of the Compliance Program for ENT and Allergy Associates..., LLP, (ENTA) to be compliant with Federal and State guidelines in the prevention of fraud, waste, and abuse. The Compliance...

Posted Date: 06 Dec 2024
Salary: $70000 - 85000 per year

Senior Analyst, Issues Management & Reporting / U.S. Compliance

client relationships and leverage broader Bank relationships, systems, and knowledge. Assist the Head of U.S. Compliance... in preparing regular comprehensive reports on the Compliance Program for the Head of Central Compliance and senior Compliance...

Company: Scotiabank
Location: New York City, NY
Posted Date: 04 Dec 2024
Salary: $69400 - 129000 per year

Senior Analyst, Issues Management & Reporting / U.S. Compliance

client relationships and leverage broader Bank relationships, systems, and knowledge. Assist the Head of U.S. Compliance... in preparing regular comprehensive reports on the Compliance Program for the Head of Central Compliance and senior Compliance...

Company: Scotiabank
Location: New York City, NY
Posted Date: 04 Dec 2024
Salary: $69400 - 129000 per year

Compliance Officer S&P Global DJI

is effective and aligned with best practices. This role will report directly to the Head of Compliance, SPDJI. Responsibilities... collaborate closely with the Head of Compliance, divisional leaders, and the Corporate Compliance and Risk teams. Interaction...

Company: S&P Global
Location: New York City, NY
Posted Date: 01 Dec 2024

Compliance and Risk Management AVP, Treasury Middle Office

organization. Responsibilities Include but are not limited to: Implement BSA/AML/OFAC/Sanctions Compliance Program in Front..., while maintaining independence. Maintain, update and communicate MKD/MOD compliance operational procedures or compliance operational...

Company: Michael Page
Location: New York
Posted Date: 28 Nov 2024
Salary: $90000 per year

Compliance Intern

of tasks daily. Working directly alongside the head of Compliance and the operations team, you will help ensure that legal.... · Work closely with the head of Compliance in documenting departmental policies and procedures to build a stronger...

Company: SCOR
Location: New York City, NY
Posted Date: 23 Nov 2024

Compliance Data Analyst

changes and testing evidence in reports for head office and model risk management approvals. FircoSoft list management tasks... clean up and rule creation. Key Capabilities Compliance systems knowledge Programming and testing experiences...

Company: BizTek People
Location: New York City, NY
Posted Date: 20 Nov 2024