Join a global leading Broker Dealer as they look to bring on a business critical compliance officer in the Fixed Income..., algorithmic, hybrid, and voice trading. Address inquiries from various fixed income business units to ensure compliance...
Job Description: Job Title Compliance Officer – Fixed Income Sales & Trading - Credit Corporate Title Vice... President Location New York, NY Overview You will provide real-time support to the Fixed Income & Currencies (FIC) Sales...
Line of Business Compliance Officer will have responsibility for advising business and support functions on non-financial... will also serve as the Compliance Officer for the US Markets Treasury team. The US GDM Line of business Compliance Officer, MSS...
and Trading Compliance Officer ("Sales and Trading Compliance Officer") within Guggenheim Securities. The Sales and Trading... Compliance Officer advises and assists the Firm's Sales and Trading Divisions in establishing, implementing, and testing...
financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products... and objectives. Provide advice on compliance with governing regulations and Bank internal policies and procedures. What You'll...
financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products... and objectives. Provide advice on compliance with governing regulations and Bank internal policies and procedures. What You’ll...
, but not required Demonstrated understanding of the business, particularly with the focus on Fixed Income and Currencies business Experience...Job Description: Job Title Swap Dealer and Security-Based Swap Dealer Compliance Corporate Title Vice President...
financial products particularly equities, fixed income and derivatives instruments Strong experience in one of the key product... areas covered by the team (e.g., equities, fixed income, derivatives, etc.) Comfortable working with data and using it...
financial products particularly equities, fixed income and derivatives instruments Strong experience in one of the key product... areas covered by the team (e.g., equities, fixed income, derivatives, etc.) Comfortable working with data and using it...
understanding of Fixed income (e.g. Mortgage Backed Securities, Repos, Bonds and Futures) products, services, and systems..., as well as research and advisory services to clients around the world. #bmocapitalmarkets The VP, Operational Risk...