Job Summary Job Description What is the opportunity? The Compliance Testing Officer executes independent... Testing Officer may also support issue validation as well as other initiatives aimed at enhancing the overall Compliance...
strategy, and effectively managing regulatory risk. Reporting to the Director, the Senior Compliance Officer, will manage... standards and procedures. In addition, the Senior Compliance Officer will assist team members as required with the execution...
escalated to the Director, Chief Compliance Officer SSI Assist in reporting incidents of non-compliance, regulatory changes... in identifying efficiencies and areas for improvement within the existing compliance program, testing of processes and controls...
escalated to the Director, Chief Compliance Officer SSI Assist in reporting incidents of non-compliance, regulatory changes... in identifying efficiencies and areas for improvement within the existing compliance program, testing of processes and controls...
and providing advice on Compliance related issues to the Research team. Surveillance – You will review and conduct testing... they are and what they contribute. To learn more about CIBC, please visit What you'll be doing As part of the Capital Markets Compliance team...
’s Board of Directors in consultation with the Director, Regulatory Compliance and the Chief Compliance Officer. The Compliance... of defense monitoring and testing program, including the preparing testing plans in collaboration with the Compliance Director...
are escalated appropriately to the Complex Compliance Manager, Director, Compliance and/or Chief Compliance Officer. Assist... firms. For more information about Fidelity Clearing Canada, please visit The Opportunity The Compliance Manager...
, and executing the strategy for the Compliance Centre of Excellence (CoE). As Officer-in-Charge (OIC) on audit engagements... culture. Purpose Scotiabank's Global Compliance & AML Audit team is currently looking for multiple Senior Managers...
, and executing the strategy for the Compliance Centre of Excellence (CoE). As Officer-in-Charge (OIC) on audit engagements... culture. Purpose Scotiabank's Global Compliance & AML Audit team is currently looking for multiple Senior Managers...
industry. A bit about the job: We are seeking an experienced Compliance Officer to join our North American team. This role... Investors Group. Additionally, you will oversee compliance technology initiatives, conduct compliance monitoring and testing...
Team as Senior Officer, Operations. The Default Management Team is a dynamic and results-driven group dedicated... for improvement. Ensure all default management activities are conducted in full compliance with CMHC standards, policies...
Who we are looking for We are looking for an Automation Specialist, Officer to join our Corporate Audit team... sources and systems. Ensure automation solutions are reliable, secure, and aligned with governance and compliance...
Application Deadline: 01/22/2025 Address: 100 King Street West Job Family Group: Audit, Risk & Compliance... compliance as well as effective monitoring, timely reporting and identification of action plans. Fosters a culture aligned...
and all audit activities are conducted / executed / delivered in compliance with governing regulations, internal policies... primarily as Officer in Charge (OIC) for assigned projects, processes, and units or participates as a team member under the...
and all audit activities are conducted / executed / delivered in compliance with governing regulations, internal policies... primarily as Officer in Charge (OIC) for assigned projects, processes, and units or participates as a team member under the...
Security Testing (SAST), Software Composition Analysis (SCA), Dynamic Application Security Testing (DAST), and container... is adequately protected from cyber security threats and to support the execution of the Chief Information Security Officer’s (CISO...
services, materials testing laboratory environments, mining, and construction administration. GHD's Ontario offices are located... and initiatives. Provide support and guidance across all levels of the organization to ensure compliance with Regional legislative...
, hazardous material spill and emergency response services, materials testing laboratory environments, mining, and construction... to ensure compliance with and Regional legislative requirements and GHD's HSE procedures. Lead investigations into HSE...
Be You? Reporting to the Chief Credit Risk Officer, the Director, Credit Risk Strategy is responsible for heading the development...-engine provider. Developing and implementing foundational testing for optimizing initial limit assignment and pricing...
, Architecture and Development standards and best practices. Partner with Risk, Compliance and Legal teams to ensure adherence... Canada Chief Privacy Officer and their team in the analysis and remediation process handling personal data privacy breaches...