Job Summary Job Description What is the opportunity? The Compliance Testing Officer executes independent... Testing Officer may also support issue validation as well as other initiatives aimed at enhancing the overall Compliance...
monitoring, review, testing and validation of compliance related controls operating across all Canadian operations of Canada Life... independent and complex assessments in accordance with the agreed Compliance Testing Plan, assessing the effectiveness of key...
Canada Program. The Senior Compliance Officer will work closely with the Senior Manager, GBM&T Compliance Canada Program, the... to the GBM&T Compliance Canada testing team Administer updates in the Global Issues Management system for regulatory...
Canada Program. The Senior Compliance Officer will work closely with the Senior Manager, GBM&T Compliance Canada Program, the... to the GBM&T Compliance Canada testing team Administer updates in the Global Issues Management system for regulatory...
Management Compliance (CBWMC) team, the Senior Compliance Officer, Asset Management: Investments and Trade Operations... Investment Counsel (CPIC) line of business. As a Senior Compliance Officer reporting to the Chief Compliance Officer for CAMI...
, and executing the strategy for the Compliance Centre of Excellence (CoE). As Officer-in-Charge (OIC) on audit engagements... culture. Purpose Scotiabank's Global Compliance & AML Audit team is currently looking for multiple Senior Managers...
, and executing the strategy for the Compliance Centre of Excellence (CoE). As Officer-in-Charge (OIC) on audit engagements... culture. Purpose Scotiabank's Global Compliance & AML Audit team is currently looking for multiple Senior Managers...
culture. Purpose Seeking a detail-oriented Audit Manager who is seasoned Compliance Auditor with significant experience... their expertise to lead compliance audits for trade surveillance to identify potential market abuse and work collaboratively...
culture. Purpose Seeking a detail-oriented Audit Manager who is seasoned Compliance Auditor with significant experience... their expertise to lead compliance audits for trade surveillance to identify potential market abuse and work collaboratively...
for you if you are interested in developing your skills in regulatory compliance, including in surveillance, ongoing monitoring and testing... subject matters as may be designated by the Director, Compliance or Chief Compliance Officer Identify and research potential...
industry. A bit about the job: We are seeking an experienced Compliance Officer to join our North American team. This role... Investors Group. Additionally, you will oversee compliance technology initiatives, conduct compliance monitoring and testing...
Compliance Officer. Assist with regulatory reporting of high-risk items to either FINTRAC or CIRO and/or other regulators.... For more information about Fidelity Clearing Canada, please visit What We Do The Regulatory Compliance Manager reports to the Director...
Team as Senior Officer, Operations. The Default Management Team is a dynamic and results-driven group dedicated... for improvement. Ensure all default management activities are conducted in full compliance with CMHC standards, policies...
Who we are looking for We are looking for an Automation Specialist, Officer to join our Corporate Audit team... sources and systems. Ensure automation solutions are reliable, secure, and aligned with governance and compliance...
that all elements of risk and compliance are in line with contractual, RBC I&TS policy and regulatory requirements... outlining mitigation and recommendations for changes, if necessary. Develop technical expertise and perform testing...
, Regulatory Compliance Incident (RCIs) reporting, etc. You act as the SOX Officer/Maintenance Officer (SOMO) for Operational... that manages operational risk, regulatory supervision, standardized testing, sales monitoring and loss management for Canadian...
services, materials testing laboratory environments, mining, and construction administration. GHD's Ontario offices are located... and initiatives. Provide support and guidance across all levels of the organization to ensure compliance with Regional legislative...
as a team member or Officer-in-Charge. This includes completion of audit testing, discussions with management and documentation... and operational effectiveness of internal controls and regulatory compliance relating to credit risk management activities in Canada...
as a team member or Officer-in-Charge. This includes completion of audit testing, discussions with management and documentation... and operational effectiveness of internal controls and regulatory compliance relating to credit risk management activities in Canada...
, hazardous material spill and emergency response services, materials testing laboratory environments, mining, and construction... to ensure compliance with and Regional legislative requirements and GHD's HSE procedures. Lead investigations into HSE...