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Keywords: Senior Compliance Officer, Mutual Fund Dealer Compliance, Location: Toronto, ON

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Senior Compliance Officer, Mutual Fund Dealer Compliance

Securities Inc. (SSI) and Tangerine Investment Funds Ltd. (TIFL) Accountabilities Assists the Senior Manager, Mutual Fund... Dealer Compliance in carrying out day-to-day compliance functions and the development, drafting, updating and administration...

Company: Scotiabank
Location: Toronto, ON
Posted Date: 24 Jan 2025

Senior Compliance Officer, Mutual Fund Dealer Compliance

Securities Inc. (SSI) and Tangerine Investment Funds Ltd. (TIFL) Accountabilities Assists the Senior Manager, Mutual Fund... Dealer Compliance in carrying out day-to-day compliance functions and the development, drafting, updating and administration...

Company: Scotiabank
Location: Toronto, ON
Posted Date: 23 Jan 2025

Regulatory Compliance Manager

related questions. This role will be working closely with the senior member of the team, Compliance Manager to manage these... Compliance Officer. Assist with regulatory reporting of high-risk items to either FINTRAC or CIRO and/or other regulators...

Location: Toronto, ON
Posted Date: 13 Nov 2024