, reporting directly to the Chief Compliance Officer (“CCO”). The position has a broad remit, and is best suited to individuals... of global markets and instruments. About the Role: We have an opportunity to hire a talented compliance professional...
We are currently working with a boutique law firm based in the West End who are looking for a Senior Compliance Officer... will have a minimum of a 2.1 or equivalent at degree level. It is essential you have a minimum of 1-2 years experience as a compliance officer...
. We are now looking for a Senior Compliance Monitoring Officer - Treasury to join the team. The purpose of this role is to provide second line... of defence (2LoD) regulatory compliance oversight over 1LoD (first line of defence) / business teams, with a focus on the 1LOD...
. We are now looking for a Senior Compliance Monitoring Officer - Treasury to join the team. The purpose of this role is to provide second line... of defence (2LoD) regulatory compliance oversight over 1LoD (first line of defence) / business teams, with a focus on the 1LOD...
Provide expert support and advice to Business lines and intra-team, on Regulatory Compliance processes, systems... & controls. Act as a senior subject matter expert (SME) on legal and regulatory Compliance subjects of interest, sharing key...
Junior Compliance Officer Business Acceptance (Risk and Compliance) – London We are currently recruiting... for our client, a leading international law firm, in their search for a motivated and detail-oriented Compliance Officer to join the...
, and embedding policies, procedures, processes, systems, and controls to ensure compliance with applicable regulatory requirements... compliance role, preferably within the Lloyd's market Experience in financial crime, licensing and sanctions...
We are seeking a dedicated and detail-oriented Quality and Compliance professional to join our client's team. The... Quality and Compliance person will be responsible for ensuring that our organisation adheres to regulatory requirements...
The main purpose of this role is to support the Compliance Manager to monitor and manage the delivery of our asset... compliance services, to ensure that all statutory compliance obligations and requirements across the Group are met and consistent...
A prestigious international bank is seeking a dynamic new addition to its busy Compliance area. Your duties... will include: Assisting the Compliance team in ensuring all the compliance functions remain up to date with requirements issued...
to compliance risk monitoring and management across our business and to identify, assess, monitor and report on the compliance risk... exposures and relevant controls. Work as part of the Compliance team on wider compliance advisory and assurance matters...
of International Financial Crime Compliance reporting directly to the EMEA Head of ABC, Corporate Fraud and Ethics. This role supports... progamme. Working closely with other Compliance and Risk partners and groups, business functions, Legal, and Human Resources...
is to provide second line of defence (2LoD) regulatory compliance advice and guidance, as well as oversight and challenge to the... their regulatory compliance and conduct related risks (including the delivery of good customer outcomes). Provide product specific...
purpose of this role is to provide second line of defence (2LoD) regulatory compliance advice and guidance, as well... and effectively manage their regulatory compliance and conduct related risks (including the delivery of good customer outcomes...
A leading global financial institution is seeking an experienced compliance professional to join its Compliance Service... in defining, implementing, and overseeing compliance risk frameworks, as well as supporting the Senior Managers & Certification...
Head of Business Advisory Compliance in ensuring the Marex Group adheres to and operates within its regulatory requirements... Execution businesses ('the business groups') by providing advisory compliance support including leading on responses to listed...
Head of Business Advisory Compliance in ensuring the Marex Group adheres to and operates within its regulatory requirements... Execution businesses (‘the business groups') by providing advisory compliance support including leading on responses to listed...
and motivated Compliance Expert with extensive knowledge of EMEA's regulatory frameworks, specifically focused on financial... for maintaining a best-in-class Compliance program across PIMCO's EMEA operations, ensuring that all marketing and promotional...
We are looking for a proactive person who will be responsible for ensuring all properties have all statutory certificates and licences. Will be expected to liaise with contractors, tenants and freeholders to arrange the testing and inspec...