culture. Purpose Contributes to the overall success of the Global Compliance Trade Surveillance Department (“GCTS... are executed / delivered in support of the team's business strategies and objectives. The Compliance Officer (“CO”) is responsible...
culture. Purpose Contributes to the overall success of the Global Compliance Trade Surveillance Department (“GCTS... are executed / delivered in support of the team’s business strategies and objectives. The Compliance Officer (“CO”) is responsible...
. What You Will Do: Trade surveillance Responsible for the daily operation of the Trade Surveillance Program. Collaborate with Compliance... trade surveillance related compliance and pre-trade risk controls Trader training course, options supervisor course...