and support to asset management business in Hong Kong. Conduct investment compliance using Bloomberg to ensure compliance...Main Responsibilities: Monitor day-to-day compliance responsibilities including provide compliance advisory...
that employees are valuable asset of the company. We offer stimulating careers that will further your personal growth.... Come join us for the following position. Responsibilities Develop & implement an effective AML/CFT compliance frameworks across the...
of securities, futures and precious metal, and we keep on expanding our business to the fields of corporate finance, asset... management, credit financing, mortgage refinancing and wealth management. To cope with our company expansion, an excellent career...
Compliance Department Job Functions: Legal, Project Management, Policy Administration, Compliance / Operational Risk Management... Responsibilities: Formulate the annual compliance review plan Plan, manage and conduct AML/CFT compliance review across multiple...
and CyberQuote (HK) Ltd. We offer a full range of financial services which include asset management, bond and securities broking... experience in legal, compliance or audit. High regard will be given to applicants from international financial institutions...
relevant experience in insurance, financial services industry or regulatory bodies in legal, compliance, management... department. Provide guidance to junior staff on compliance-related subject matters. The Person Bachelor’s degree in law...
Job Description: As a Product Specialist in Asset Management, you will need to implement essential deliverables... and do research on new products. Interaction with internal partners (e.g., operations, sales team, legal and compliance) as well...
to ensure project timeliness and compliance. Responsible for the daily monitoring and maintenance of existing asset management... management. Other tasks assigned by the department, including but not limited to acting as the department compliance liaison...
, and alternative investments. Liaise with external legal counsel, regulatory bodies, Eddid compliance department..., and regulatory compliance. Perform other duties as assigned by senior management to facilitate the legal and regulatory affairs...
management and regulatory compliance Provide legal services in a cost-effective manner and properly manage legal expenses... development opportunities and competitive compensation packages. Legal Department Our legal function comprises legal counsels...
market business. Chinese Mercantile Bank and ICBC Asset Management (Global) Company Limited, two wholly-owned subsidiaries... of ICBC (Asia), specialize in Renminbi services in mainland China and ICBC’s global asset management business respectively...
As one of the world’s leading asset managers, Invesco is dedicated to helping investors worldwide achieve... their financial objectives. By delivering the combined power of our distinctive investment management capabilities, we provide a wide...
to ensure project timeliness and compliance; Responsible for the daily monitoring and maintenance of existing asset management... management; Other tasks assigned by the department, including but not limited to acting as the department compliance liaison...
Income Sales and Trading Mergers & Acquisitions Private Wealth Management Back Office: Company Secretariat Compliance... Finance Global Technology & Operations Human Resources Legal Risk Management A Career with Haitong International...
Management Back Office: Company Secretariat Compliance Finance Global Technology & Operations Human Resources Legal... Potential Designated Departments: Front Office: Asset Management Corporate Finance Debt Capital Markets Equity Capital...
Work closely with various stakeholders, including business users, operations, IT, audit, legal and compliance to ensure... are our most important asset and play a vital role in our efforts to continually enhance our performance for customers and provide...
are our most important asset and play a vital role in our efforts to continually enhance our performance for customers and provide... further strength to the management team as it plays a vital part in driving the formulation of business strategies...
Department Job Functions: Accounting, Asset Management, Bank Operations, Customer Services, Dealing & Trading, Financial... as required Liaise with treasury front office, finance/accounting, legal/compliance, IT and other related units when necessary Assist...
, but also with colleagues in portfolio management, business development, operations, client reporting, legal and compliance.../stakeholders (including portfolio management, business development, operations, client reporting, legal and compliance...
Compliance Finance Global Technology & Operations Human Resources Legal Risk Management... weeks’ summer internship, you will have a fruitful on the job training in the designated team and department...