Job Description Perform trade management duties such as trade allocation, capturing, confirmation, reconciliation; Liaise with different counterparties to resolve trade booking issues; Handle trade reconciliation between systems, and re...
Main Responsibilities： The role of the Private Wealth Management Relationship Manager (RM) is to understand the client requirement, ensure superior service and provide regular updates to the client on financial markets developments and on ...
Main Responsibilities: Monitor day-to-day compliance responsibilities including provide compliance advisory and support to asset management business in Hong Kong. Conduct investment compliance using Bloomberg to ensure compliance with re...
Main Responsibilities: Handle control room matters, including but not limited to the restricted list, watch list, wall-crossing, conflict check and independence check; Provide compliance advice to business on account opening, annual revi...
Job Description: As a Product Specialist in Asset Management, you will need to implement essential deliverables to support the launch of new funds and fund life-cycle events. You will also need to keep tracks of changes in regulation and ...
Key Responsibilities: Account Management: Efficiently manage account opening, maintenance, and correspondence processes. Handle operational issues in fund subscription and settlement; manage account opening with the fund manager, includin...
Job Description: Responsible for supporting Relationship Managers in the positioning and delivery of investment solutions to clients and prospects of Private Wealth Management Generate holistic portfolio investment ideas, articulate inve...
Requirement: Bachelor’s degree in Finance, Accounting, Economics, or a related field. 3-6 years of experience in corporate finance, investment banking, or financial analysis. Solid corporate finance experience in the execution of IPOs a...
Job Duties - Assist in preparing the existing brokerage credit risk reports, and participate UAT in risk related projects. Requirements - Currently studying undergraduate degree or above, preferred in mathematical statistics, financia...
Job Responsibilities: Handle individual and corporate account onboarding procedures include data collection and KYC/CDD; Assist the daily maintenance and continuous enhancement of customer chat management platform; Handle ad hoc tasks ...
Responsibilities: Participate in audit assignments on some business lines ; Summarize audit findings and establish a case-study database based on past audit reports and conclusions; Conduct audit and rectification supervision; Act as p...