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Keywords: Vice President, Head of Compliance Review, Location: Hong Kong

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Vice President, Head of Compliance Review

among its staff members. Responsibilities: Lead the Compliance Review function to conduct timely compliance reviews on local... and overseas operations of the Bank and its subsidiaries in accordance with annual compliance review plan in order to assess...

Location: Hong Kong
Posted Date: 06 Nov 2024

Assistant Vice President / Senior Compliance Manager, Compliance Review

issues Assist Department Head to formulate and update compliance review related policies, programs and control procedures... opportunity. Responsibilities: Conduct risk-based compliance reviews to ensure adherence to regulatory / internal / Head...

Company: Fubon Bank
Location: Central, Hong Kong
Posted Date: 30 Oct 2024

Assistant Vice President, Central Compliance Department, CAML

and projects as designated by Division Head / Department Head of Central Compliance. Requirements: Degree holder in Law... and operation units and advise compliance implications for the implementation of regulatory requirements; Coordinate, undertake...

Company: Fubon Bank
Location: Central, Hong Kong
Posted Date: 30 Oct 2024

Vice President, FCP Compliance Specialist

and procedures align with MUFG group standards Gather and collate key reporting information for Asia Head of Compliance Update... training materials, conduct training, update records, and monitor compliance Assist the Asia Head of Compliance in preparing...

Company: MUFG
Location: Hong Kong
Posted Date: 25 Oct 2024

Vice President, FCP Compliance Specialist

of Compliance Update training materials, conduct training, update records, and monitor compliance Assist the Asia Head... matters/ issues as required Maintain compliance databases and records Any other assignment as assigned by Asia Head...

Location: Hong Kong
Posted Date: 25 Oct 2024

Vice President, FCP Compliance Specialist

and procedures align with MUFG group standards Gather and collate key reporting information for Asia Head of Compliance Update... training materials, conduct training, update records, and monitor compliance Assist the Asia Head of Compliance in preparing...

Location: Hong Kong
Posted Date: 23 Oct 2024

Vice President (Financial Crime Investigation), Financial Crime Compliance

with us. Responsibilities: Report to the Head of Financial Crime Compliance, the incumbent will support the head in leading a team to detect... and prevent fraudulent activities within the Bank Establish and review the Bank’s AML/CFT related policies, guidelines...

Company: Chong Hing Bank
Location: Central, Hong Kong
Posted Date: 12 Oct 2024

Vice President - Head of Facilities and Services - Chief Administrative Office

of Facilities and Services at Exchange Square, Vice President, is responsible for managing all HKEX’s operations at Exchange Square... Square, Vice President, is responsible for managing all HKEX’s operations at Exchange Square including property services...

Posted Date: 20 Aug 2024

Vice President, Team Head (Non-Bank Financial Institutions)

with us. Responsibilities: Report to Department Head of NBFI and lead a team to manage a mixed portfolio of Non-Bank FI (NBFI) customers... to facilitate cross selling business for maximizing the Bank’s profit Review credit proposal prepared by team members, coach...

Company: Chong Hing Bank
Location: Central, Hong Kong
Posted Date: 12 Oct 2024

Senior Vice President, Head of Transaction Monitoring

, review in relation to Adverse News and inquiries from other Financial Institutions, and Product Due-Diligence related to AML... on AML-related compliance and regulatory aspects applicable to the Bank Represent the Bank to participate in FMLIT meeting...

Company: Talent Axis
Location: Hong Kong
Posted Date: 27 Oct 2024

Assistant Vice President / Vice President, IT Operations

be considered as Vice President. We offer competitive remuneration commensurate with candidate’s background. If you look... among its staff members. Responsibilities: Assist the Team Head in overseeing the IT Operations team to ensure smooth running...

Location: Hong Kong
Posted Date: 06 Nov 2024

Vice President / Assistant Vice President, Operational Risk

with less experience will be considered as Assistant Vice President) We offer competitive remuneration commensurate with candidate... among its staff members. The successful candidate will assist Head of Operational Risk Team to manage, in the capacity of second...

Location: Hong Kong
Posted Date: 31 Oct 2024

Senior Vice President, Investment Sales & Advisory Business Execution

. We’re currently looking for a high caliber professional to join our team as Senior Vice President, Investment Sales... & Advisory Business Execution - Hybrid (Internal Job Title: Head of Investment Sales & Advisory Business Execution - C14) based...

Company: Citigroup
Location: Hong Kong
Posted Date: 24 Oct 2024

Vice President/ Assistant Vice President, Operational Risk (Corporate Banking / Treasury Operations), Technolo

to implement the unit’s related compliance review/ regulatory assessment as well as local & regional risk initiatives Lead various... Vice President position) Functional / Technical Competencies Sound knowledge of internal controls, HK regulatory...

Company: DBS Bank
Location: Hong Kong
Posted Date: 17 Oct 2024

Vice President/ Assistant Vice President, Operational Risk (Corporate Banking / Treasury Operations), Technology & Operations

to implement the unit’s related compliance review/ regulatory assessment as well as local & regional risk initiatives Lead various... Vice President position) Functional / Technical Competencies Sound knowledge of internal controls, HK regulatory...

Company: DBS Bank
Location: Hong Kong
Posted Date: 17 Oct 2024

Vice President, Health & Safety

, and emergency preparedness planning. The Vice President, Health & Safety will work closely with Group Head of Divisions and property.... As our Vice President, Health & Safety, we will rely you onto: Develop, implement, and regularly review the Groupwide health...

Posted Date: 30 Sep 2024

Assistant Vice President, Wealth Management (Sales Process) Wealth Management Department

with us. Responsibilities: Ensure smooth and efficient selling process in compliance with regulatory requirement Prepare documentations... on investment selling procedures and guidelines Review and implement necessary changes on investment operation related procedure...

Company: Chong Hing Bank
Location: Hong Kong
Posted Date: 25 Oct 2024

Vice President, Portfolio Management, Aviation Finance

the review or application, sound credit analysis, sensitivity analysis on financial models (to ensure it remains accurate... to the Bank, or as requested by Management/Head Office or Regulators. Coordinate and prepare for internal and external...

Company: MUFG
Location: Hong Kong
Posted Date: 18 Oct 2024